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Advisors Preferred Trust – ‘40-17F1’ on 5/7/15 re: Advisors Preferred Trust

On:  Thursday, 5/7/15, at 11:23am ET   ·   Effective:  5/7/15   ·   Accession #:  1580642-15-2060   ·   File #:  811-22756

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/07/15  Advisors Preferred Trust          40-17F1     5/07/15    1:62K  Advisors Preferred Trust          GemCom of New York/FA

Certificate of Accounting of Securities in the Custody of a Management Investment Company   —   Form N-17F-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 40-17F1     Certificate of Accounting of Securities in the      HTML     32K 
                          Custody of a Management Investment                     
                          Company                                                


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  GemCom, LLC  

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-17f-1

 

Certificate of Accounting of Securities and Similar

Investments of a Management Investment Company

in the Custody of Members of

National Securities Exchanges

 

Pursuant to Rule 17f-1 [17 CFR 270.17f-1]

 

1. Investment Company Act File Number:

 

811-22756

Date examination completed: May 6, 2015
2. State identification Number:
  AL N/A AK   60078037 AZ  

Investor Class: 67179

Advisor Class:

N/A

AR 60030170 CA N/A CO   2013-52-250
  CT 1074239 DE     DC

Investor Class: 60049411

Advisor Class:

60051138

FL   GA SCMF049318 HI   N/A
  ID 71362 IL    60027229 IN   13-0029IC IA

Investor Class: i-85414

Advisor Class:

I-86484

KS 2013S0001256 KY  

Investor Class:

60027110

Advisor Class:

60026499

  LA N/A ME  

Investor Class:

N/A

Advisor Class: 10039551

MD

Investor Class: SM20130318

Advisor Class:

SM20132181

MA

Investor Class:

N/A

Advisor Class:

60152003

MI

Investor Class: 969530

Advisor Class:

971410

MN   N/A
  MS

Investor Class:

60064906

Advisor Class:

60064905

MO   R2013-394 MT

Investor Class: 85832

Advisor Class:

N/A

NE

Investor Class:

88251

Advisor Class:

95629

NV N/A NH   

Investor Class:

N/A

Advisor Class:

MF13-0084606

  NJ

Investor Class: mf-12155

Advisor Class:

MF-12940

NM  

Investor Class: 44398

Advisor Class: 46083

NY   S33-30-88 NC 52726 ND

Investor Class:

N/A

Advisor Class:

BV747

OH

Investor Class: 86584

Advisor Class:

13497342

  OK

Investor Class: IC 2212299

Advisor Class: IC 2214397

OR   2013-1759 PA  

2013-02-070MF

 

RI   SC MF20045 SD  

Investor Class:

61143

Advisor Class:

59808

  TN

Investor Class: M13-0635

Advisor Class:

M13-2213

TX  

Investor Class: C 103170

Advisor Class:

C 105075

UT  

Investor Class:

007-2803-42

Advisor Class:

007-2803-55

VT

Investor Class: 4/09/13-13

Advisor Class: 07/31/13-01

VA 183038 WA  

Investor Class: 60063839

Advisor Class:

60065672

  WV

Investor Class:

81150

Advisor Class:

N/A

WI  

Investor Class: 00675871

Advisor Class:

00679648

WY 27623 PUERTO RICO N/A
  Other (specify):
3. Exact name of investment company as specified in registration statement: OnTrack Core Fund, a series of the Advisors Preferred Trust
4. Address of principal executive office (number, street, city, state, zip code): 1445 Research Boulevard, Suite 530, Rockville, MD  20850

 

 
 

MANAGEMENT STATEMENT REGARDING COMPLIANCE WITH CERTAIN PROVISIONS OF THE INVESTMENT COMPANY ACT OF 1940

 

May 6, 2015

 

We, as members of management of the OnTrack Core Fund (the “Fund”), a series of Advisors Preferred Trust, are responsible for complying with the requirements of subsections (b)(1) and (b)(6) of Rule 17f-1, “Custody of Securities with Members of National Securities Exchanges,” of the Investment Company Act of 1940. We are also responsible for establishing and maintaining effective internal controls over compliance with those requirements. We have performed an evaluation of the Fund’s compliance with the requirements of subsections (b)(1) and (b)(6) of Rule 17f-1 as of December 31, 2014, and from October 31, 2014, through December 31, 2014.

 

Based on this evaluation, we assert that the Fund was in compliance with the requirements of subsections (b)(1) and (b)(6) of Rule 17f-1 for the Investment Company Act of 1940 as of December 31, 2014, and from October 31, 2014, through December 31, 2014, with respect to securities reflected in the investment accounts of the Fund.

 

OnTrack Core Fund

 

 

/s/ Catherine Ayers-Rigsby _

President

 

 

/s/ Kevin Wolf

Treasurer

 

 

 
 

 

 

 

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

 

To the Board of Trustees of
Advisors Preferred Trust

 

We have examined management’s assertion, included in the accompanying Management Statement Regarding Compliance With Certain Provisions of the Investment Company Act of 1940, that the OnTrack Core Fund (the “Fund”), a series of Advisors Preferred Trust, complied with the requirements of subsections (b)(1) and (b)(6) of Rule 17f-1 under the Investment Company Act of 1940 as of December 31, 2014. Management is responsible for the Fund’s compliance with those requirements. Our responsibility is to express an opinion on management’s assertion about the Fund’s compliance based on our examination.

 

Our examination was conducted in accordance with the standards of the Public Company Accounting Oversight Board (United States) and, accordingly, included examining, on a test basis, evidence about the Fund’s compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. Included among our procedures were the following tests performed as of December 31, 2014, and with respect to agreement of security purchases and sales, for the period from October 31, 2014 (the date of our last examination), through December 31, 2014.

 

·Confirmation of all securities held by institutions in book entry form at National Financial Services, LLC and U.S. Bank, N.A (the “Custodian”).

 

·Confirmation of all securities hypothecated, pledged, placed in escrow, or out for transfer with brokers, pledgees, or transfer agents.

 

·Reconciliation of all such securities to the books and records of the Fund and the Custodian.

 

·Agreement of one security purchase and one security sale or maturity for the Fund since our last report from the books and records of the Fund to broker confirmations.

 

We believe that our examination provides a reasonable basis for our opinion. Our examination does not provide a legal determination on the Fund’s compliance with specified requirements.

 

In our opinion, management’s assertion that the Fund complied with the requirements of subsections (b)(1) and (b)(6) of Rule 17f-1 of the Investment Company Act of 1940 as of December 31, 2014, with respect to securities reflected in the investment account of the Fund is fairly stated, in all material respects.

 

This report is intended solely for the information and use of management of the Fund and the Board of Trustees of Advisors Preferred Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

 

 

COHEN FUND AUDIT SERVICES, LTD.

Cleveland, Ohio
May 6, 2015

 

 

 

COHEN FUND AUDIT SERVICES, LTD. | CLEVELAND | MILWAUKEE | 216.649.1700

 

Registered with the Public Company Accounting Oversight Board.

cohenfund.com


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘40-17F1’ Filing    Date    Other Filings
Filed on / Effective on:5/7/15497K
5/6/15497K
12/31/1424F-2NT,  485BPOS,  N-CSR,  N-CSRS,  N-Q,  NSAR-A,  NSAR-B,  NSAR-B/A
10/31/14485BPOS
 List all Filings 
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Filing Submission 0001580642-15-002060   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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