SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Northern Lights Fund Trust, et al. – ‘APP WD’ on 7/1/15

On:  Wednesday, 7/1/15, at 3:20pm ET   ·   Accession #:  1580642-15-2839   ·   File #s:  812-14431, -01, -02

Previous ‘APP WD’:  ‘APP WD’ on 1/27/12   ·   Latest ‘APP WD’:  This Filing

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 7/01/15  Northern Lights Fund Trust        APP WD                 1:27K                                    Blu Giant, LLC/FA
          Northern Lights Distributors, LLC
          Dearborn Capital Management LLC

Withdrawal of an Application for Exemptive or Other Relief from the Federal Securities Laws   —   Form APP WD
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: APP WD      Withdrawal of an Application for Exemptive or       HTML      7K 
                          Other Relief from the Federal Securities               
                          Laws                                                   


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  Blu Giant, LLC  

 

July 1, 2015  

VIA EDGAR

 

 

U.S. Securities and Exchange Commission

100 F Street, N.E.

Washington, D.C. 20549

 

Re:Northern Lights Fund Trust et al. (File No. 812-14431); Request for Withdrawal of Application for Exemptive Order

 

Ladies and Gentlemen,

On behalf of Northern Lights Fund Trust (the “Trust”), Dearborn Capital Management, LLC (the “Adviser”) and Northern Lights Distributors, LLC (the “Distributor”, and collectively with the Trust and the Adviser, the “Applicants”), we submitted an application (the “Application”) on March 11, 2015 seeking an order pursuant to Section 6(c) of the Investment Company Act of 1940 (the “Act”) for an exemption from Rule 12d1-2(a) under the Act. I am writing on behalf of the Applicants to respectfully request that the Securities and Exchange Commission (the “Commission”) consent to the withdrawal of the Application and that the Commission take no further action with respect thereto.

If you have any further questions or need further information, please contact JoAnn Strasser at (614) 469-3265 or Andrew Davalla at (614) 469-3353

Very truly yours,

 

/s/ JoAnn Strasser

 

JoAnn Strasser

          800641.1

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘APP WD’ Filing    Date    Other Filings
Filed on:7/1/15485APOS
3/11/1524F-2NT/A,  40-APP,  485BPOS,  N-CSR
 List all Filings 
Top
Filing Submission 0001580642-15-002839   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Apr. 19, 11:53:56.2am ET