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Advisors Preferred Trust – ‘40-17F1’ on 6/26/15 re: Advisors Preferred Trust

On:  Friday, 6/26/15, at 4:29pm ET   ·   Effective:  6/26/15   ·   Accession #:  1580642-15-2794   ·   File #:  811-22756

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 6/26/15  Advisors Preferred Trust          40-17F1     6/26/15    1:41K  Advisors Preferred Trust          GemCom of New York/FA

Certificate of Accounting of Securities in the Custody of a Management Investment Company   —   Form N-17F-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 40-17F1     Certificate of Accounting of Securities in the      HTML     28K 
                          Custody of a Management Investment                     
                          Company                                                


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  Blu Giant, LLC  

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-17f-1

 

Certificate of Accounting of Securities and Similar

Investments of a Management Investment Company

in the Custody of Members of

National Securities Exchanges

 

Pursuant to Rule 17f-1 [17 CFR 270.17f-1]

 

1. Investment Company Act File Number:

 

811-22756

Date examination completed: June 26, 2015
2. State identification Number:
  AL

Advisor Class: 48456

Investor Class: N/A

AK   N/A AZ   N/A AR N/A CA N/A CO   2013-52-250
  CT

Advisor Class: 1079793

Investor Class: N/A

DE   N/A DC

N/A

 

FL N/A GA SCMF049318 HI   N/A
  ID N/A IL    60027229 IN   13-0029IC IA

N/A

 

KS N/A KY   N/A
  LA N/A ME  

N/A

 

MD N/A MA N/A MI N/A MN   R-55307.1
  MS

Advisor Class:

N/A

Investor Class:

60066861

 

MO   N/A MT

N/A

 

NE N/A NV N/A NH   

N/A

 

  NJ NA NM   N/A NY  

Advisor Class: S33-49-70

Investor Class: N/A

NC 52726 ND

N/A

 

OH N/A
  OK N/A OR   N/A PA  

2013-02-070MF

 

RI N/A SC N/A SD   N/A
  TN

Advisor Class:

N/A

Investor Class: M14-3282

 

TX  

Advisor Class:

N/A

Investor Class: 106625

 

UT   N/A VT N/A VA 183038 WA  

Advisor Class:

N/A

Investor Class: 60066958

 

  WV N/A WI  

N/A

 

WY 27623 PUERTO RICO N/A
  Other (specify):
3. Exact name of investment company as specified in registration statement: Spectrum Low Volatility Fund, a series of the Advisors Preferred Trust
4. Address of principal executive office (number, street, city, state, zip code): 1445 Research Boulevard, Suite 530, Rockville, MD  20850
 
 

 

MANAGEMENT STATEMENT REGARDING COMPLIANCE WITH CERTAIN PROVISIONS OF THE INVESTMENT COMPANY ACT OF 1940

 

June 26, 2015

 

We, as members of management of Spectrum Low Volatility Fund (the “Fund”), a series of Advisors Preferred Trust, are responsible for complying with the requirements of subsections (b)(1) and (b)(6) of Rule 17f-1, “Custody of Securities with Members of National Securities Exchanges,” of the Investment Company Act of 1940. We are also responsible for establishing and maintaining effective internal controls over compliance with those requirements. We have performed an evaluation of the Fund’s compliance with the requirements of subsections (b)(1) and (b)(6) of Rule 17f-1 as of March 31, 2015, and from September 30, 2014 (last examination date) through March 31, 2015.

 

Based on this evaluation, we assert that the Fund was in compliance with the requirements of subsections (b)(1) and (b)(6) of Rule 17f-1 for the Investment Company Act of 1940 as of March 31, 2015, and from September 30, 2014 (last examination date), through March 31, 2015, with respect to securities reflected in the investment accounts of the Fund.

 

Spectrum Low Volatility Fund

 

 

/s/ Catherine Ayers-Rigsby _

President

 

 

/s/ Kevin Wolf .

Treasurer

 

 

 
 

 

 

REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

 

To the Board of Trustees of

Advisors Preferred Trust

 

We have examined management’s assertion, included in the accompanying Management Statement Regarding Compliance With Certain Provisions of the Investment Company Act of 1940, that Spectrum Low Volatility Fund (the “Fund”), a series of Advisors Preferred Trust, complied with the requirements of subsections (b)(1) and (b)(6) of Rule 17f-1 under the Investment Company Act of 1940 as of March 31, 2015. Management is responsible for the Fund’s compliance with those requirements. Our responsibility is to express an opinion on management’s assertion about the Fund’s compliance based on our examination.

 

Our examination was conducted in accordance with the standards of the Public Company Accounting Oversight Board (United States) and, accordingly, included examining, on a test basis, evidence about the Fund’s compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. Included among our procedures were the following tests performed as of March 31, 2015, and with respect to agreement of security purchases and sales, for the period from September 30, 2014 (the date of our last examination), through March 31, 2015:

 

 

 

 

 

We believe that our examination provides a reasonable basis for our opinion. Our examination does not provide a legal determination on the Fund’s compliance with specified requirements.

 

In our opinion, management’s assertion that the Fund complied with the requirements of subsections (b)(1) and (b)(6) of Rule 17f-1 of the Investment Company Act of 1940 as of March 31, 2015, with respect to securities reflected in the investment account of the Fund is fairly stated, in all material respects.

 

This report is intended solely for the information and use of management of the Fund and the Board of Trustees of Advisors Preferred Trust and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties.

 

 

 

COHEN FUND AUDIT SERVICES, LTD.

Cleveland, Ohio

June 26, 2015

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘40-17F1’ Filing    Date    Other Filings
Filed on / Effective on:6/26/15
3/31/1524F-2NT,  N-CSRS,  N-Q,  N-Q/A,  NSAR-A
9/30/1424F-2NT,  N-CSR,  N-Q,  NSAR-B
 List all Filings 
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Filing Submission 0001580642-15-002794   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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