SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

FGL Holdings – IPO: ‘S-1’ on 4/21/16 – ‘EX-4.2’

On:  Thursday, 4/21/16, at 5:28pm ET   ·   Accession #:  1571049-16-14107   ·   File #:  333-210854

Previous ‘S-1’:  None   ·   Next:  ‘S-1/A’ on 5/3/16   ·   Latest:  ‘S-1/A’ on 5/16/16   ·   1 Reference:  By:  SEC – ‘UPLOAD’ on 4/29/16

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 4/21/16  FGL Holdings                      S-1                   22:3.8M                                   Toppan Vite NY Inc./FA

Initial Public Offering (IPO):  Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1         Registration Statement (General Form)               HTML    988K 
 2: EX-3.2      Amended and Restated Memorandum                     HTML    185K 
 3: EX-4.1      Specimen Unit Certificate                           HTML     20K 
 4: EX-4.2      Specimen Ordinary Share Certificate                 HTML     18K 
 5: EX-4.3      Specimen Warrant Certificate                        HTML     25K 
 6: EX-4.4      Form of Warrant Agreement                           HTML    118K 
 7: EX-10.1     Form of Letter Agreement                            HTML     41K 
16: EX-10.10    Forward Purchase Agreement                          HTML    585K 
 8: EX-10.2     Form of Investment Management Trust Agreement       HTML     80K 
 9: EX-10.3     Form of Registration Rights Agreement               HTML     92K 
10: EX-10.4     Form of Private Placement Warrants Purchase         HTML     39K 
                          Agreement                                              
11: EX-10.5     Form of Indemnity Agreement                         HTML     92K 
12: EX-10.6     Promissory Note                                     HTML     20K 
13: EX-10.7     Securities Subscription Agreement                   HTML     47K 
14: EX-10.8     Form of Administrative Services Agreement           HTML     16K 
15: EX-10.9     Form of Forward Purchase Agreement                  HTML    532K 
17: EX-14       Form of Code of Ethics                              HTML     30K 
18: EX-23.1     Consent of Withumsmith+Brown, Pc.                   HTML     10K 
19: EX-99.1     Consent of Richard N. Massey                        HTML      9K 
20: EX-99.2     Consent of James A. Quella                          HTML      9K 
21: EX-99.4     Form of Audit Committee Charter                     HTML     31K 
22: EX-99.5     Form of Compensation Committee Charter              HTML     26K 


EX-4.2   —   Specimen Ordinary Share Certificate


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



 

Exhibit 4.2 

 

  NUMBER
  C
  SHARES
  SEE REVERSE FOR
  CERTAIN DEFINITIONS
  CUSIP [●]

 

CF CORPORATION

INCORPORATED UNDER THE LAWS OF THE CAYMAN ISLANDS

CLASS A ORDINARY SHARE

 

This Certifies that  
   
is the owner of  

 

FULLY PAID AND NON-ASSESSABLE SHARES OF THE PAR VALUE OF $0.0001 EACH OF THE CLASS A ORDINARY SHARES OF

 

CF CORPORATION

(THE “COMPANY”)

 

transferable on the books of the Company in person or by duly authorized attorney upon surrender of this certificate properly endorsed.

 

The Company will be forced to redeem all of its Class A Ordinary Shares if it is unable to complete a business combination by the date set forth in the Company’s Amended and Restated Memorandum and Articles of Association, as the same may be amended from time to time, all as more fully described in the Company’s final prospectus dated __________.

 

This certificate is not valid unless countersigned by the Transfer Agent and registered by the Registrar.

 

Witness the seal of the Company and the facsimile signatures of its duly authorized officers.

 

    [Corporate Seal]    
Secretary   Cayman Islands   President

 

 C: 

 

 

 

CF CORPORATION

 

The Company will furnish without charge to each shareholder who so requests the powers, designations, preferences and relative, participating, optional or other special rights of each class of equity or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences and/or rights. This certificate and the shares represented thereby are issued and shall be held subject to all the provisions of the memorandum and articles of association of the Company and all amendments thereto and resolutions of the Board of Directors providing for the issue of securities (copies of which may be obtained from the secretary of the Company), to all of which the holder of this certificate by acceptance hereof assents. The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM as tenants in common UNIF GIFT MIN ACT — ________ Custodian ____
TEN ENT as tenants by the entireties   (Cust) (Minor)
JT TEN as joint tenants with right   under Uniform Gifts to Minors
    of survivorship and not as tenants in common  

 

Additional abbreviations may also be used though not in the above list.

 

For value received,  hereby sells, assigns and transfers unto

 

 

(PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING NUMBER(S) OF ASSIGNEE(S))

 

 

(PLEASE PRINT OR TYPEWRITE NAME(S) AND ADDRESS(ES), INCLUDING ZIP CODE, OF ASSIGNEE(S))

 

 
 
 

Class A Ordinary Shares represented by the within Certificate, and do hereby irrevocably constitutes and appoints

 

 

Attorney to transfer the said Class A Ordinary Shares on the books of the within named Company with full power of substitution in the premises.

 

Dated:

 

NOTICE: THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR, WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.

 

Signature(s) Guaranteed:

By

 

 

THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM, PURSUANT TO S.E.C. RULE 17Ad-15 UNDER THE SECURITIES ACT OF 1933, AS AMENDED).

 

In each case, as more fully described in the Company’s final prospectus dated __________, the holder(s) of this certificate shall be entitled to receive a pro-rata portion of certain funds held in the trust account established in connection with its initial public offering only in the event that the Company redeems the Class A Ordinary Shares sold in its initial public offering and liquidates because it does not consummate an initial business combination within the time period set forth in the Company’s Amended and Restated Memorandum and Articles of Association, as the same may be amended from time to time if the

 

 C: 

 

 

 

Company redeems the Class A Ordinary Shares sold in its initial public offering in connection with a shareholder vote to amend the Company's Amended and Restated Memorandum and Articles of Association that would affect substance or timing of the Company's obligation to redeem 100% of the Class A Ordinary Shares if it does not consummate an initial business combination within 24 months from the closing of its initial public offering, or if the holder(s) seek(s) to redeem for cash his, her or its respective Class A Ordinary Shares in connection with a tender offer (or proxy solicitation, solely in the event the Company seeks shareholder approval of the proposed initial business combination) setting forth the details of a proposed initial business combination. In no other circumstances shall the holder(s) have any right or interest of any kind in or to the trust account.

 

 C: 

 

 


1 Subsequent Filing that References this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 4/29/16  SEC                               UPLOAD9/25/17    1:162K FGL Holdings
Top
Filing Submission 0001571049-16-014107   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Apr. 25, 4:10:02.1am ET