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Abrams Capital Management, L.P., et al. – ‘4’ for 12/27/19 re: Sculptor Capital Management, Inc.

On:  Tuesday, 12/31/19, at 4:01pm ET   ·   For:  12/27/19   ·   Accession #:  1567619-19-23760   ·   File #:  1-33805

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/31/19  Abrams Capital Management, L.P.   4                      1:12K  Sculptor Capital Management, Inc. Broadridge Fin’l… Inc/FA
          Abrams Capital Management, LLC
          Abrams Capital, LLC
          Abrams Capital Partners II, L.P.
          Abrams David C

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- doc1.xml/3.6                         




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
ABRAMS CAPITAL MANAGEMENT, L.P.

(Last)(First)(Middle)
222 BERKELEY STREET, 21ST FLOOR

(Street)
BOSTONMA02116

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
Sculptor Capital Management, Inc. [ SCU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/27/19
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Shares, no par value 12/27/19S 165,000D$21.152,058,860ISee Footnote (1) (2) (3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
ABRAMS CAPITAL MANAGEMENT, L.P.

(Last)(First)(Middle)
222 BERKELEY STREET, 21ST FLOOR

(Street)
BOSTONMA02116

(City)(State)(Zip)
1. Name and Address of Reporting Person*
ABRAMS CAPITAL MANAGEMENT, LLC

(Last)(First)(Middle)
222 BERKELEY STREET, 21ST FLOOR

(Street)
BOSTONMA02116

(City)(State)(Zip)
1. Name and Address of Reporting Person*
ABRAMS CAPITAL, LLC

(Last)(First)(Middle)
222 BERKELEY STREET, 21ST FLOOR

(Street)
BOSTONMA02116

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Abrams Capital Partners II, L.P.

(Last)(First)(Middle)
222 BERKELEY STREET, 21ST FLOOR

(Street)
BOSTONMA02116

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Abrams David C

(Last)(First)(Middle)
222 BERKELEY STREET, 21ST FLOOR

(Street)
BOSTONMA02116

(City)(State)(Zip)
Explanation of Responses:
(1)  On January 4, 2019, the Issuer's Class A Shares underwent a 1-for-10 reverse stock split. Shares reported herein as beneficially owned by Abrams Capital, LLC ("Abrams Capital") and Abrams Capital Management, L.P. (the "LP") represent shares held for the account of private investment funds, including Abrams Capital Partners II, L.P. ("ACPII"), for which Abrams Capital serves as general partner and the LP serves as investment manager. Abrams Capital Management, LLC (the "LLC") is the general partner of the LP, and Mr. Abrams is the managing member of Abrams Capital and the LLC, and in such capacities the LLC and Mr. Abrams may be deemed beneficial owners of the above-referenced shares. Each Reporting Person disclaims beneficial ownership of the reported shares except to the extent of its or his pecuniary interest therein, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
(2)  Of the shares sold on December 27, 2019, 140,054 may be deemed beneficially owned by ACPII and all of such shares may be deemed beneficially owned by Abrams Capital, the LP, the LLC and Mr. Abrams.
(3)  As of December 31, 2019, 1,747,586 of the shares reported herein were held for the account of ACPII, and Abrams Capital, the LP, the LLC and Mr. Abrams may be deemed to beneficially own all of the shares reported herein.
/s/ Abrams Capital Management, L.P., by Abrams Capital Management, LLC, the General Partner, by David C. Abrams, Managing Member 12/31/19
/s/ Abrams Capital Management, LLC, by David C. Abrams, Managing Member 12/31/19
/s/ Abrams Capital, LLC, by David C. Abrams, Managing Member 12/31/19
/s/ David C. Abrams 12/31/19
/s/ Abrams Capital Partners II, L.P., by Abrams Capital LLC, the General Partner, by David C. Abrams, Managing Member 12/31/19
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    S    Open market or private sale of non-derivative or derivative security.

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Filing Submission 0001567619-19-023760   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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