SEC Info - Shalam John J - ‘4’ for 10/8/20 re: VOXX International Corp.

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

SHALAM JOHN J

(Last)

(First)

(Middle)

C/O VOXX INTERNATIONAL CORPORATION

2351 J LAWSON BLVD

(Street)

ORLANDO

32824

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
VOXX International Corp [ VOXX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)	X	Other (specify below)
Chairman of the Board

3. Date of Earliest Transaction (Month/Day/Year)
10/8/20

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	10/8/20		G ⁽¹⁾		1,444,900.5 ⁽²⁾	D	⁽³⁾	1,926,534 ⁽⁴⁾	I	See Note ⁽⁵⁾
Class A Common Stock								6,179 ⁽⁶⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Class B Common Stock	⁽⁷⁾	10/8/20		G ⁽¹⁾			1,608,114 ⁽²⁾	⁽⁷⁾	⁽⁷⁾	Class A Common Stock	1,608,114	⁽³⁾	2,144,152 ⁽⁴⁾	I	See note ⁽⁸⁾

Explanation of Responses:

(1) For estate planning purposes, John J. Shalam (the "Reporting Person" or "Mr. Shalam") gifted an aggregate 75% membership interest in SHALVOXX A HOLDCO LLC ("ShalvoxxA") and an aggregate 75% membership interest in SHALVOXX B HOLDCO LLC ("ShalvoxxB"), in each case, 25% to each of three trusts established by him for the benefit of each of his three sons. Prior to such gifts, on September 10, 2020, Mr. Shalam transferred 1,926,534 shares of Class A Common Stock and 2,144,152 shares of Class B Common Stock directly owned by him to ShalvoxxA and ShalvoxxB, respectively, for no consideration in exchange, and at such time Mr. Shalam owned 100% of the membership interests in each such limited liability company. Following such gifts, Mr. Shalam holds a 25% membership interest in each such company. Mr. Shalam also is a manager of each of ShalvoxxA and ShalvoxxB and has sole voting and dispositive power of the shares of common stock the Issuer held by each such company.

(2) Represents the Reporting Person's gift of an aggregate 75% proportionate pecuniary interest in the total number of shares of the Issuer's common stock directly held by ShalvoxxA or ShalvoxB, as the case may be.

(3) Not applicable.

(4) Represents the total number of shares of the Issuer's common stock directly held by ShalvoxxA or ShalvoxB, as the case may be, without reduction for the gift described in notes 1 and 2 above. However, the Reporting Person disclaims beneficial ownership of such shares except to the extent of of his pecuniary interest.

(5) Indirectly owned through ShalvoxxA.

(6) Inadvertently not previously reported.

(7) Each share of Class B Common Stock is convertible at any time into one share of Class A Common Stock. The Class B Common Stock does not have an expiration date.

(8) Indirectly owned through ShalvoxxB.

	/s/ John J. Shalam	10/15/20
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

____________ Transaction Code:
G	Bona fide gift.

Shalam John J – ‘4’ for 10/8/20 re: VOXX International Corp.

On: Thursday, 10/15/20, at 4:54pm ET · For: 10/8/20 · Accession #: 1567619-20-17860 · File #: 1-09532

Previous ‘4’: ‘4’ on 7/8/20 for 7/6/20 · Next: ‘4/A’ on 11/5/20 for 10/8/20 · Latest: ‘4’ on 7/24/23 for 7/20/23

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Shalam John J – ‘4’ for 10/8/20 re: VOXX International Corp.

On: Thursday, 10/15/20, at 4:54pm ET · For: 10/8/20 · Accession #: 1567619-20-17860 · File #: 1-09532

Previous ‘4’: ‘4’ on 7/8/20 for 7/6/20 · Next: ‘4/A’ on 11/5/20 for 10/8/20 · Latest: ‘4’ on 7/24/23 for 7/20/23

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents