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Ener-Core, Inc. – ‘8-K’ for 8/2/17

On:  Thursday, 8/8/19, at 8:12pm ET   ·   As of:  8/9/19   ·   For:  8/2/17   ·   Accession #:  1553350-19-782   ·   File #:  1-37642

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/09/19  Ener-Core, Inc.                   8-K:5       8/02/17    1:15K                                    Edgar Filing LLC/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
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Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     14K 


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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

______________


FORM 8-K

______________


CURRENT REPORT


Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934


Date of Report (Date of Earliest Event Reported): August 2, 2019

______________


ENER-CORE, INC.

(Exact Name of Registrant as Specified in Its Charter)

______________


Delaware

001-37642

45-0525350

(State or Other Jurisdiction

(Commission

(IRS Employer

of Incorporation)

File Number)

Identification No.)


30100 Town Center Dr, Suite O-209

Laguna Niguel, California 92677

(Address of Principal Executive Offices) (Zip Code)


(949) 732-4400

(Registrant’s Telephone Number, Including Area Code)


N/A

(Former Name or Former Address, if Changed Since Last Report)

______________


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:  


Title of each class

Trading Symbol(s)

Name of each exchange on which registered

Common Shares

ENCR

OTC


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company  þ

 


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 




 



Item 5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.


Effective August 2, 2019 Bennet Tchaikovsky, a member of the board of directors of Ener-Core, Inc. (the “Board”) and chair of the Board’s audit committee resigned. Per Mr. Tchaikovsky: “My resignation is for personal reasons related to other professional commitments. My resignation is not due to the Company’s operations, policies or practices and/or my experience while serving on the Board of Directors or the management team.”







 


SIGNATURES


Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


 

ENER-CORE, INC.

 

 

 

 

 

Date:  August 7, 2019

By:  

/s/ Michael Hammons

 

 

Name:

Michael Hammons

 

         

Title:

Director, Acting Principal Executive Officer

 


















 C: 

Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed as of:8/9/19None on these Dates
Filed on:8/8/19
8/7/19
8/2/19
For Period end:8/2/17
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Filing Submission 0001553350-19-000782   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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