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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 4/18/14 Vystar Corp 10-Q/A 9/30/13 47:3.2M Printing & Proxy, LLC/FA |
Document/Exhibit Description Pages Size
1: 10-Q/A Amendment to Quarterly Report HTML 55K
8: EX-3.4 Articles of Incorporation/Organization or Bylaws HTML 19K
28: R1 Document and Entity Information HTML 42K
20: R2 Vystar Corporation - Consolidated Balance Sheets HTML 109K
26: R3 Statement of Financial Position - Parenthetical HTML 38K
30: R4 Vystar Corporation - Consolidated Statements of HTML 62K
Operations
43: R5 Vystar Corporation - Consolidated Statements of HTML 130K
Cash Flows
21: R6 Note 1 Description of Business HTML 21K
25: R7 Note 2 Basis of Presentation and Summary of HTML 31K
Significant Accounting Policies
18: R8 Note 3 Acquisiton of Kiron Clinical Sleep Lab, Llc HTML 134K
12: R9 Note 4 Liquidity and Going Concern HTML 25K
44: R10 Note 5 Property and Equipment HTML 43K
32: R11 Note 6 Intangible Assets HTML 38K
31: R12 Note 7 Income Taxes HTML 22K
36: R13 Note 8 Notes Payable and Loan Facility HTML 47K
37: R14 Note 9 Stockholders' Equity HTML 37K
35: R15 Note 10 Share-based Compensation HTML 21K
38: R16 Note 2 Basis of Presentation and Summary of HTML 20K
Significant Accounting Policies: Basis of
Presentation (Policies)
27: R17 Note 2 Basis of Presentation and Summary of HTML 20K
Significant Accounting Policies: Estimates
(Policies)
29: R18 Note 2 Basis of Presentation and Summary of HTML 22K
Significant Accounting Policies: Concentration of
Credit Risk (Policies)
34: R19 Note 2 Basis of Presentation and Summary of HTML 22K
Significant Accounting Policies: Inventory
(Policies)
47: R20 Note 2 Basis of Presentation and Summary of HTML 22K
Significant Accounting Policies: Loss Per Share
(Policies)
40: R21 Note 2 Basis of Presentation and Summary of HTML 23K
Significant Accounting Policies: Revenues
(Policies)
23: R22 Note 2 Basis of Presentation and Summary of HTML 23K
Significant Accounting Policies: Fair Value of
Financial Instruments (Policies)
33: R23 Note 3 Acquisiton of Kiron Clinical Sleep Lab, HTML 110K
Llc: Schedule of Business Acquisition Pro Forma
Combined Statement of Operations (Tables)
24: R24 Note 5 Property and Equipment: Property, Plant and HTML 41K
Equipment (Tables)
11: R25 Note 6 Intangible Assets: Schedule of Intangible HTML 36K
Assets and Goodwill (Tables)
41: R26 Note 2 Basis of Presentation and Summary of HTML 20K
Significant Accounting Policies: Loss Per Share
(Details)
45: R27 Note 3 Acquisiton of Kiron Clinical Sleep Lab, Llc HTML 34K
(Details)
15: R28 Note 3 Acquisiton of Kiron Clinical Sleep Lab, HTML 87K
Llc: Schedule of Business Acquisition Pro Forma
Combined Statement of Operations (Details)
14: R29 Note 4 Liquidity and Going Concern (Details) HTML 24K
16: R30 Note 5 Property and Equipment: Property, Plant and HTML 30K
Equipment (Details)
17: R31 Note 5 Property and Equipment (Details) HTML 19K
19: R32 Note 6 Intangible Assets: Schedule of Intangible HTML 32K
Assets and Goodwill (Details)
10: R33 Note 6 Intangible Assets (Details) HTML 20K
39: R34 Note 8 Notes Payable and Loan Facility (Details) HTML 165K
22: R35 Note 9 Stockholders' Equity (Details) HTML 69K
46: XML IDEA XML File -- Filing Summary XML 71K
9: EXCEL IDEA Workbook of Financial Reports XLSX 91K
13: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 567K
2: EX-101.INS XBRL Instance -- vyst-20130930 XML 710K
4: EX-101.CAL XBRL Calculations -- vyst-20130930_cal XML 22K
5: EX-101.DEF XBRL Definitions -- vyst-20130930_def XML 186K
6: EX-101.LAB XBRL Labels -- vyst-20130930_lab XML 481K
7: EX-101.PRE XBRL Presentations -- vyst-20130930_pre XML 375K
3: EX-101.SCH XBRL Schema -- vyst-20130930 XSD 112K
42: ZIP XBRL Zipped Folder -- 0001511164-14-000211-xbrl Zip 71K
| Vystar Corp (Form: 10-Q, Received: 05/16/2011 16:38:34) |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 10-Q/A
(Amendment No. 1)
[X] | QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended September 30, 2013
[ ] | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the transition period from
to
Commission File Number 000-53754
VYSTAR CORPORATION
(Exact Name of Registrant as Specified in its Charter)
Georgia | 20-2027731 |
(State or other jurisdiction of incorporation or organization) | (IRS Employer Identification No.) |
2484 Briarcliff Rd NE, #22
Suite 159
(Address of Principal Executive Offices, Zip Code)
(866) 674-5238
(Registrant's telephone number including area code)
None
(Former name, former address and former fiscal year, if changed since last report)
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES [ ] NO [X]
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). YES [X] NO [ ]
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer [ ] | Accelerated filer [ ] | Non-accelerated filer [ ] | Smaller reporting company [X] |
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act.) YES [ ] NO [X]
As of April 17, 2014 there were 48,143,588 shares of the Registrant’s common stock, par value $0.0001 per share, outstanding.
1
Explanatory Note
The sole purpose of this Amendment No. 1 (this “Amendment”) to Vystar Corporation’s Quarterly Report on Form 10-Q for the quarterly period ended September 30, 2013, filed with the Securities and Exchange Commission on April 14, 2013 (the “Form 10-Q”), is to furnish Exhibit 101, which provides the XBRL (eXtensible Business Reporting Language) Interactive Data Files for the financial statements and notes included in Part I, Item 1 of the Form 10-Q.
No other modifications or changes have been made to the Form 10-Q. This Amendment speaks as of the original filing date of the Form 10-Q, does not reflect events that may have occurred subsequent to the original filing date and does not modify or update in any way disclosures made in the original Form 10-Q.
Pursuant to Rule 406T of Regulation S-T, the Interactive Data Files on Exhibit 101 hereto are deemed not filed or part of a registration statement or prospectus for purposes of Sections 11 or 12 of the Securities Act of 1933, as amended, are deemed not filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and otherwise are not subject to liability under those sections.
2
ITEM 6. EXHIBITS
Number |
| Description |
|
|
|
31.1 * |
| Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 |
|
|
|
31.2 * |
| Certification of Chief Financial Officer pursuant Section 302 of the Sarbanes-Oxley Act of 2002 |
|
|
|
32.1 * |
| Certification of Chief Executive Officer and Chief Financial Officer pursuant to 18 U.S.C. Section 1350 as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 |
|
|
|
101 ** |
| The following financial information from the Quarterly Report on Form 10-Q for the fiscal quarter ended September 30, 2013, formatted in XBRL (Extensible Business Reporting Language) and furnished electronically herewith: (i) Balance Sheets; (ii) Statements of Income; (iii) Statements of Cash Flows; and (iv) Notes to Financial Statements. |
** In accordance with Regulation S-T, the XBRL related information in Exhibit No. 101 to this Quarterly Report on Form 10-Q shall be deemed “furnished” herewith and not “filed.”
3
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| VYSTAR CORPORATION | |
|
| |
Date: April 18, 2014 | By: | /s/ William R. Doyle |
|
| |
|
| Chairman, President, Chief Executive Officer and Director (Principal Executive Officer) |
|
| |
Date: April 18, 2014 |
| /s/ W. Dean Waters |
|
| |
|
| Chief Financial Officer (Principal Financial and Accounting Officer) |
4
CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE
SARBANES-OXLEY ACT OF 2002
I, William R. Doyle, certify that:
| 1. | I have reviewed this Quarterly Report on Form 10-Q of Vystar Corporation (the “Company”) for the quarter ended September 30, 2013, as amended; |
| 2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
| 3. | Based on my knowledge, the financial statements, and other financial information included in this report fairly present in all material respects the financial condition, results of operations and cash flows of the Company as of, and for, the periods presented in this report; |
| 4. | The Company’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the Company and we have: |
| a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision to ensure that material information relating to the Company, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
| b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
| c) | Evaluated the effectiveness of the Company’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
| d) | Disclosed in this report any change in the Company’s internal control over financial reporting that occurred during the Company’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the Company’s internal control over financial reporting. |
| 5. | The Company’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the Company’s auditors and the audit committee of the Company’s board of directors (or persons performing the equivalent functions): |
| a) | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the Company’s ability to record, process, summarize and report financial information; and |
| b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the Company’s internal control over financial reporting. |
Date: April 18, 2014 | By: | /s/ William R. Doyle |
|
| Chairman, President and Chief Executive Officer |
5
CERTIFICATION OF CHIEF FINANCIAL OFFICER PURSUANT TO SECTION 302 OF THE
SARBANES-OXLEY ACT OF 2002
I, W. Dean Waters, certify that:
| 1. | I have reviewed this Quarterly Report on Form 10-Q of Vystar Corporation (the “Company”) for the quarter ended September 30, 2013, as amended; |
| 2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
| 3. | Based on my knowledge, the financial statements, and other financial information included in this report fairly present in all material respects the financial condition, results of operations and cash flows of the Company as of, and for, the periods presented in this report; |
| 4. | The Company’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the Company and we have: |
| a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision to ensure that material information relating to the Company, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
| b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
| c) | Evaluated the effectiveness of the Company’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and |
| d) | Disclosed in this report any change in the Company’s internal control over financial reporting that occurred during the Company’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the Company’s internal control over financial reporting. |
| 5. | The Company’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the Company’s auditors and the audit committee of the Company’s board of directors (or persons performing the equivalent functions): |
| a) | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the Company’s ability to record, process, summarize and report financial information; and |
| b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the Company’s internal control over financial reporting. |
Date: April 18, 2014 | By: | /s/ W. Dean Waters |
|
| Chief Financial Officer |
6
CERTIFICATION PURSUANT TO
18 U.S.C. SECTION 1350
AS ADOPTED PURSUANT TO
SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002
In connection with the Quarterly Report of Vystar Corporation (the “Company”) on Form 10-Q for the Quarter Ended September 30, 2013 as filed with the Securities and Exchange Commission on April 14, 2014, and as amended as of the date hereof (the “Report”), the undersigned, William R. Doyle, Chairman, President and Chief Executive Officer of the Company, and W. Dean Waters, Chief Financial Officer of the Company, each do hereby certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to the best of our knowledge:
| (1) | The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and |
| (2) | The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. |
/s/ William R. Doyle |
|
Chairman, President and Chief Executive Officer | |
|
|
/s/ W. Dean Waters |
|
Chief Financial Officer | |
A signed original of this written statement required by Section 906 has been provided to Vystar Corporation and will be retained by Vystar Corporation and furnished to the Securities and Exchange Commission or its staff upon request.
The foregoing certification is being furnished solely to accompany the Report pursuant to 18 U.S.C. Section 1350, and is not being filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and is not to be incorporated by reference into any filing of Vystar Corporation, whether made before or after the date hereof, regardless of any general incorporation language in such filing.
7
| This ‘10-Q/A’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 4/18/14 | |||
| 4/17/14 | ||||
| 4/14/14 | 10-Q, 4 | |||
| For Period end: | 9/30/13 | 10-Q, NT 10-Q | ||
| 4/14/13 | ||||
| List all Filings | ||||