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As Of Filer Filing For·On·As Docs:Size Issuer 7/17/14 Institutional Investor Trust 40-17F2 7/17/14 1:32K Institutional Investor Trust |
Document/Exhibit Description Pages Size 1: 40-17F2 Institutional Investor Trust 40-17F2 HTML 20K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20546
Form N-17f-2
Certificate of Accounting of Securities
in the Custody of Management Investment Companies
1. Investment Company Act File Number: 811- 22429 |
Date examination completed: April 25, 2014 | ||||
2. State Identification Number: | |||||
AL | AK | AZ | AR | CA | CO |
CT | DE | DC | FL X | GA | HI |
ID | IL | IN | IA | KS | KY |
LA | ME | MD | MA | MI | MN |
MS | MO | MT | NE | NV | NH |
NJ | NM | NY | NC | ND | OH |
OK | OR | PA | RI | SC | SD |
TN | TX | UT | VT | VA | WA |
WV | WI | WY | PUERTO RICO | ||
Other (specify): | |||||
3. Exact Name of investment company as specified in registration statement: Institutional Investor Trust | |||||
4. Address of principal executive office (number, street, city, state, zip code): 201 Center Road, Suite Two, Venice, FL 34285 |
INSTRUCTIONS:
This Form must be completed by investment companies that have custody of securities or similar investments.
Investment Company
Accountant
THIS FORM MUST BE GIVEN TO YOUR INDEPENDENT PUBLIC ACCOUNTANT
* * * * *
Institutional Investor Trust | |
Management Statement
Regarding Compliance with Certain Provisions
of the Investment Company Act Of 1940
We, as members of the management of Institutional Investor Trust (the Trust), are responsible for complying with the requirements of subsections (b) and (c) of Rule 17f-2, “Custody of Investments by Registered Management Investment Companies” of the Investment Company Act of 1940. We are also responsible for establishing and maintaining effective internal controls over compliance with those requirements. We have performed an evaluation of the Trust’s compliance with the requirements of subsections (b) and (c) of Rule 17f-2 as of April 25, 2014, and for the period from December 31, 2013 through April 25, 2014.
Based on this evaluation, we assert that the Trust was in compliance with the requirements of subsections (b) and (c) of Rule 17f-2 of the Investment Company Act of 1940 as of April 25, 2014, and for the period from December 31, 2013 through April 25, 2014 with respect to securities reflected in the investment account of the Trust.
Institutional Investor Trust
Roland G. Caldwell, Jr., President
May 28, 2014
201 Center Road, Suite Two, Venice, FL 34285-5660
941-493-3600 (Local) Ÿ 941-496-4660 (Fax) Ÿ 800-338-9476 (Toll Free)
* * * * *
Gregory Sharer & Stuart, P.A. Certified Public Accountants and Business Consultants |
Report of Independent Registered Public Accounting Firm
To the Audit Committee
Institutional Investor Trust
We have examined management’s assertion, included in the accompanying Management Statement Regarding
Compliance With Certain Provisions of the Investment Company Act of 1940, that Institutional Investor Trust (the Trust) complied with the requirements of subsections (b) and (c) of Rule 17f-2 under the Investment Company Act of 1940 as of April 25, 2014. Management is responsible for the Trust’s compliance with those requirements. Our responsibility is to express an opinion on management’s assertion about the Trust’s compliance based on our examination.
Our examination, without prior notice to management, was conducted in accordance with standards of the Public
Company Accounting Oversight Board (United States) and, accordingly, included examining, on a test basis, evidence about the Trust’s compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. Included among our procedures were the following tests performed as of April 25, 2014, and with respect to agreement of security purchases and sales, for the period from December 31, 2013 (the date of our last examination) through April 25, 2014:
We believe that our examination provides a reasonable basis for our opinion. Our examination does not provide a legal determination on the Trust’s compliance with specified requirements.
In our opinion, management’s assertion that Institutional Investor Trust complied with the requirements of subsections (b) and (c) of Rule 17f-2 under the Investment Company Act of 1940 as of April 25, 2014 with respect to securities reflected in the investment account of the Trust is fairly stated, in all material respects.
This report is intended solely for the information and use of the board of trustees, audit committee, and management of Institutional Investor Trust and the Securities and Exchange Commission, and is not intended to be and should not be used by anyone other than these specified parties.
Gregory, Sharer & Stuart, P.A.
/s/ Gregory, Sharer & Stuart, P.A.
St. Petersburg, Florida
May 28, 2014
100 Second Avenue South ~ Suite
600 ~ St. Petersburg, Florida 33701-4336
727/821-6161 / Fax 727/822-4573
www.gsscpa.com
This ‘40-17F2’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on / Effective on: | 7/17/14 | |||
5/28/14 | ||||
4/25/14 | ||||
12/31/13 | 24F-2NT, N-CSR, NSAR-B, NSAR-B/A | |||
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