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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/28/16 Cemtrex Inc 10-K 9/30/16 79:4.2M M2 Compliance/FA |
Document/Exhibit Description Pages Size
1: 10-K Annual Report HTML 461K
2: EX-10.13 Material Contract HTML 37K
3: EX-21.1 Subsidiaries List HTML 27K
4: EX-31.1 Certification -- §302 - SOA'02 HTML 30K
5: EX-31.2 Certification -- §302 - SOA'02 HTML 30K
6: EX-32.1 Certification -- §906 - SOA'02 HTML 25K
7: EX-32.2 Certification -- §906 - SOA'02 HTML 25K
14: R1 Document and Entity Information HTML 52K
15: R2 Consolidated Balance Sheets HTML 131K
16: R3 Consolidated Balance Sheets (Parenthetical) HTML 41K
17: R4 Consolidated Statements of Operations and HTML 87K
Comprehensive Income
18: R5 Consolidated Statements of Shareholders' Equity HTML 68K
19: R6 Consolidated Statements of Cash Flows HTML 125K
20: R7 Organization and Plan of Operations HTML 31K
21: R8 Basis of Presentation and Critical Accounting HTML 113K
Policies
22: R9 Liquidity HTML 29K
23: R10 Segment And Geographic Information HTML 49K
24: R11 Fair Value Measurements HTML 44K
25: R12 Restricted Cash HTML 25K
26: R13 Accounts Receivable, Net HTML 30K
27: R14 Inventory, Net HTML 28K
28: R15 Property and Equipment HTML 34K
29: R16 Prepaid and Other Current Assets HTML 25K
30: R17 Convertible Notes Payable HTML 37K
31: R18 Long-Term Liabilities HTML 29K
32: R19 Business Combination HTML 52K
33: R20 Related Party Transactions HTML 27K
34: R21 Stockholders' Equity HTML 38K
35: R22 Commitments and Contingencies HTML 29K
36: R23 Income Tax Provision HTML 37K
37: R24 Subsequent Events HTML 25K
38: R25 Basis of Presentation and Critical Accounting HTML 181K
Policies (Policies)
39: R26 Basis of Presentation and Critical Accounting HTML 38K
Policies (Tables)
40: R27 Segment And Geographic Information (Tables) HTML 46K
41: R28 Fair Value Measurements (Tables) HTML 42K
42: R29 Accounts Receivable, Net (Tables) HTML 27K
43: R30 Inventory, Net (Tables) HTML 29K
44: R31 Property and Equipment (Tables) HTML 29K
45: R32 Convertible Notes Payable (Tables) HTML 34K
46: R33 Business Combination (Tables) HTML 48K
47: R34 Income Tax Provision (Tables) HTML 34K
48: R35 Organization and Plan of Operations (Details HTML 71K
Narrative)
49: R36 Basis of Presentation and Critical Accounting HTML 38K
Policies (Details Narrative)
50: R37 Basis of Presentation and Critical Accounting HTML 53K
Policies - Schedule of Consolidated Subsidiaries
(Details)
51: R38 Basis of Presentation and Critical Accounting HTML 29K
Policies - Schedule of Estimated Useful Lives
(Details)
52: R39 Liquidity (Details Narrative) HTML 30K
53: R40 Segment and Geographic Information - Schedule of HTML 36K
Segment Information (Details)
54: R41 Segment and Geographic Information - Schedule of HTML 26K
Revenue (Details)
55: R42 Fair Value Measurements - Schedule of Fair Value HTML 34K
Measurements (Details)
56: R43 Restricted Cash (Details Narrative) HTML 28K
57: R44 Accounts Receivable, Net - Schedule of Trade HTML 31K
Receivables (Details)
58: R45 Inventory, Net - Schedule of Inventory (Details) HTML 36K
59: R46 Property and Equipment (Details Narrative) HTML 25K
60: R47 Property and Equipment - Summary of Property and HTML 44K
Equipment (Details)
61: R48 Prepaid and Other Current Assets (Details HTML 27K
Narrative)
62: R49 Convertible Notes Payable (Details Narrative) HTML 32K
63: R50 Convertible Notes Payable - Schedule of HTML 59K
Convertible Notes Payable (Details)
64: R51 Long-Term Liabilities (Details Narrative) HTML 84K
65: R52 Business Combination (Details Narrative) HTML 27K
66: R53 Business Combination - Schedule of Business HTML 37K
Acquisitions by Acquisition, Contingent
Consideration (Details)
67: R54 Business Combination - Schedule of Fair Values of HTML 68K
the Assets Acquired and Liabilities Assumed
(Details)
68: R55 Business Combination - Schedule of Business HTML 34K
Acquisitions, Fair Value of Assets and Liabilities
Acquired (Details)
69: R56 Business Combination - Schedule of Business HTML 36K
Acquisition, Pro Forma Information (Details)
70: R57 Related Party Transactions (Details Narrative) HTML 28K
71: R58 Stockholders' Equity (Details Narrative) HTML 76K
72: R59 Commitments and Contingencies (Details Narrative) HTML 68K
73: R60 Income Tax Provision (Details Narrative) HTML 24K
74: R61 Income Tax Provision - Schedule of Components of HTML 38K
Income Tax Expense (Benefit) (Details)
75: R62 Income Tax Provision - Schedule of Effective HTML 41K
Income Tax Rate Reconciliation (Details)
76: R63 Subsequent Events (Details Narrative) HTML 34K
78: XML IDEA XML File -- Filing Summary XML 138K
77: EXCEL IDEA Workbook of Financial Reports XLSX 89K
8: EX-101.INS XBRL Instance -- cetx-20160930 XML 1.10M
10: EX-101.CAL XBRL Calculations -- cetx-20160930_cal XML 200K
11: EX-101.DEF XBRL Definitions -- cetx-20160930_def XML 455K
12: EX-101.LAB XBRL Labels -- cetx-20160930_lab XML 857K
13: EX-101.PRE XBRL Presentations -- cetx-20160930_pre XML 696K
9: EX-101.SCH XBRL Schema -- cetx-20160930 XSD 145K
79: ZIP XBRL Zipped Folder -- 0001493152-16-016244-xbrl Zip 128K
EXHIBIT 31.1
CERTIFICATION PERSUANT TO RULE 13a/15d OF THE SECURITIES AND EXCHANGE ACT OF 1934, AS ADOPTED PERSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002
I, Saagar Govil, certify that:
| 1. | I have reviewed this report on Form 10-K of Cemtrex, Inc., for the fiscal year ended September 30, 2016; | |
| 2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; | |
| 3. | Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; | |
| 4. | The registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have: |
| (a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; | |
| (b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; | |
| (c) | Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and | |
| (d) | Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and |
| 5. | The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions): |
| (a) | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonable likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and | |
| (b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal controls over financial reporting. |
| Date: December 28, 2016 | /s/ Saagar Govil |
| Saagar Govil, | |
| Chairman of the Board, CEO, | |
| President & Secretary (Principal Executive Officer) |
C:
| This ‘10-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 12/28/16 | 424B2 | ||
| For Period end: | 9/30/16 | 10-K/A, UPLOAD | ||
| List all Filings | ||||