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Cemtrex Inc – ‘8-K’ for 1/24/17

On:  Tuesday, 1/24/17, at 3:25pm ET   ·   For:  1/24/17   ·   Accession #:  1493152-17-757   ·   File #:  1-37464

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/24/17  Cemtrex Inc                       8-K:5,9     1/24/17    2:50K                                    M2 Compliance/FA

Current Report   —   Form 8-K
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Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     15K 
 2: EX-3.1      Articles of Incorporation/Organization or By-Laws   HTML     19K 


8-K   —   Current Report


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

 

 

Date of Report (Date of earliest event reported): January 24, 2017

 

CEMTREX, INC.

(Exact Name of Registrant as Specified in Charter)

 

 Delaware    001-37464    30-0399914
(State or other jurisdiction   (Commission   (IRS Employer
of incorporation)   File Number)   Identification No.)

 

19 Engineers Lane    
Farmingdale, New York   11735
(Address of principal executive offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (631) 756-9116

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[  ]     Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

[  ]     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

[  ]     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

[  ]     Pre-commencement communications pursuant to Rule 13e-4 (c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

  
  

 

CURRENT REPORT ON FORM 8-K

 

Cemtrex, Inc.

 

January 24, 2017

 

Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.

 

On January 24, 2017, Cemtrex, Inc. filed a Certificate of Designation with the Delaware Secretary of State creating a new series of its authorized preferred stock designated as the “Series 1 Preferred Stock.” The number of shares initially constituting the Series 1 Preferred Stock was set at 3,000,000 shares. A copy of the Certificate of Designation setting forth the powers, preferences, rights, qualifications, limitations and restrictions of such series of preferred stock is attached hereto as Exhibit 3.1 and incorporated herein in its entirety by reference.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

3.1

 

Certificate of Designation of the Series 1 Preferred Stock of Cemtrex, Inc. filed with the Secretary of State of the State of Delaware on January 24, 2017.

 

  
  

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  CEMTREX, INC.
     
Date: January 24, 2017 By: /s/ Saagar Govil
    Saagar Govil
    Chairman, Chief Executive Officer and President

 

  
  


Dates Referenced Herein

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period End:1/24/17None on these Dates
 List all Filings 


18 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/17/24  Cemtrex Inc.                      S-1                    4:760K                                   M2 Compliance LLC/FA
12/28/23  Cemtrex Inc.                      10-K        9/30/23  113:10M                                    M2 Compliance LLC/FA
 8/10/23  Cemtrex Inc.                      10-Q        6/30/23   80:7.1M                                   M2 Compliance LLC/FA
 5/11/23  Cemtrex Inc.                      10-Q        3/31/23   81:6.5M                                   M2 Compliance LLC/FA
 2/14/23  Cemtrex Inc.                      10-Q       12/31/22   77:5.3M                                   M2 Compliance LLC/FA
12/28/22  Cemtrex Inc.                      10-K        9/30/22   87:9.2M                                   M2 Compliance LLC/FA
 8/15/22  Cemtrex Inc.                      10-Q        6/30/22   69:5.4M                                   M2 Compliance LLC/FA
 5/16/22  Cemtrex Inc.                      10-Q        3/31/22   72:5.4M                                   M2 Compliance LLC/FA
 2/28/22  Cemtrex Inc.                      10-K/A      9/30/21   16:408K                                   M2 Compliance LLC/FA
 2/18/22  Cemtrex Inc.                      10-Q       12/31/21   70:5.3M                                   M2 Compliance LLC/FA
 2/15/22  Cemtrex Inc.                      S-1                    4:631K                                   M2 Compliance LLC/FA
 1/27/22  Cemtrex Inc.                      10-K/A      9/30/21   15:627K                                   M2 Compliance LLC/FA
 1/21/22  Cemtrex Inc.                      10-K        9/30/21   98:10M                                    M2 Compliance LLC/FA
 8/16/21  Cemtrex Inc.                      10-Q        6/30/21   76:7.4M                                   M2 Compliance LLC/FA
 6/23/21  Cemtrex Inc.                      10-Q        3/31/21   75:4.8M                                   M2 Compliance LLC/FA
 5/28/21  Cemtrex Inc.                      10-Q       12/31/20   76:4.5M                                   M2 Compliance LLC/FA
 1/05/21  Cemtrex Inc.                      10-K        9/30/20   91:6.8M                                   M2 Compliance LLC/FA
 8/14/20  Cemtrex Inc.                      10-Q        6/30/20   76:4.7M                                   M2 Compliance LLC/FA
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