SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

GlassBridge Enterprises, Inc. – ‘8-K’ for 9/14/20

On:  Wednesday, 9/16/20, at 8:07pm ET   ·   As of:  9/17/20   ·   For:  9/14/20   ·   Accession #:  1493152-20-17936   ·   File #:  1-14310

Previous ‘8-K’:  ‘8-K’ on 8/19/20 for 8/12/20   ·   Next:  ‘8-K’ on 9/28/20 for 9/25/20   ·   Latest:  ‘8-K’ on 2/15/24 for 2/9/24

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/17/20  GlassBridge Enterprises, Inc.     8-K:8       9/14/20    1:28K                                    M2 Compliance LLC/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     15K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 8-K

 

Current Report

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

September 14, 2020

Date of Report (Date of earliest event reported)

 

GLASSBRIDGE ENTERPRISES, INC.

(Exact Name of Registrant as Specified in its Charter)

 

Delaware   001-14310   41-1838504

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 

411 East 57th Street, Suite 1-A

New York, New York

  10022
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s telephone number, including area code: (212) 220-3300

 

N/A

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

[  ] Written communications pursuant to Rule 425 under the Securities Act
   
[  ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act
   
[  ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
   
[  ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
None   None   None

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company [  ]

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [  ]

 

 

 

 C: 
 

 

 

Section 8 - Other Events

 

Item 8.01 Other Events.

 

On September 14, 2020, the board of directors of GlassBridge Enterprises, Inc. (“Company”) fixed October 16, 2020 as the record date for Company’s 2020 annual stockholders meeting, to be held November 20, 2020.

 

Any proposal that a stockholder wishes to be included in the proxy statement for the meeting must be received by Company, at its principal executive offices, 411 East 57th Street, Suite 1-A, New York NY 10022, by September 28, 2020 (the “Submission Date”) and otherwise submitted in compliance with Securities and Exchange Commission rules. Any other proposal or any nomination of a director for election at the 2020 meeting must be received by the registrant at its principal executive offices by the Submission Date and otherwise submitted in compliance with company’s bylaws, a copy of which may be obtained by writing to Company’s corporate secretary. The Company intends to nominate two individuals, as Class II directors, and one individual as a Class III director, whose terms expire at the 2020 meeting, for election at the meeting.

 

 C: 
 C: 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Dated: September 17, 2020

 

GLASSBRIDGE ENTERPRISES, INC.  
     
By: /s/ Daniel Strauss  
Name: Daniel Strauss  
Title: Chief Executive Officer  

 

 C: 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
11/20/20
10/16/20
9/28/208-K
Filed as of:9/17/20
Filed on:9/16/20
For Period end:9/14/20
 List all Filings 
Top
Filing Submission 0001493152-20-017936   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Mar. 28, 2:09:45.1pm ET