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Siokas Grigorios – ‘SC 13G/A’ on 2/14/20 re: Cosmos Holdings Inc.

On:  Friday, 2/14/20, at 8:42am ET   ·   Accession #:  1477932-20-627   ·   File #:  5-86294

Previous ‘SC 13G’:  ‘SC 13G/A’ on 1/14/19   ·   Next:  ‘SC 13G/A’ on 2/12/21   ·   Latest:  ‘SC 13G/A’ on 2/11/22

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/14/20  Siokas Grigorios                  SC 13G/A               1:32K  Cosmos Holdings Inc.              Discount Edgar/FA

Amendment to Statement of Acquisition of Beneficial Ownership by a Passive Investor   —   Sch. 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Acquisition of            HTML     25K 
                Beneficial Ownership by a Passive Investor                       


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 C: 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

(Rule 13d-102)

 

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b),(c) AND (d) AND

AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2

 

(Amendment No. 2)*

 

Under the Securities and Exchange Act of 1934

 

Cosmos Holdings Inc.

(Name of Issuer)

 

Common Stock, Par Value $0.001 per share

(Title of Class of Securities)

 

221413206

(CUSIP Number)

 

December 31, 2019

(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this is filed:

 

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

   
 
 
 
 

 

CUSIP No. 221413206

Page 2 of 5 Pages

 

1

NAMES OF REPORTING PERSONS

 

Grigorios Siokas

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

 

(a) ¨

(b) ¨

3

SEC USE ONLY

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Greece

NUMBER

 OF

SHARES

BENEFICIALLY

OWNED

BY EACH

REPORTING

PERSON

WITH

5

SOLE VOTING POWER

 

7,845,639

6

SHARED VOTING POWER

 

-0-

7

SOLE DISPOSITIVE POWER

 

7,845,639

8

SHARED DISPOSITIVE POWER

 

-0-

 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

7,845,639

10

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

 

¨

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

60.2%

12

TYPE OF REPORTING PERSON

 

IN

 
 
 
 
 

 

CUSIP No. 221413206

Page 3 of 5 Pages

 

Item 1(a).

Name of Issuer: 

 

 

 

Cosmos Holdings Inc.

 

 

Item 1(b). 

Address of Issuer’s Principal Executive Offices: 

 

 

 

141 West Jackson Blvd, Suite, 4236, Chicago, Illinois 60604

 

 

Item 2(a). 

Name of Person Filing: 

 

 

 

Grigorios Siokas (the “Reporting Person”)

 

 

Item 2(b). 

Address of Principal Business Office or, if none, Residence: 

 

 

 

5 AG. GEORGIOU STR., PILEA, THESSALONIKI, J3, TK57001

 

 

Item 2(c). 

Citizenship: 

 

 

 

Greece

 

 

Item 2(d). 

Title of Class of Securities: 

 

 

 

Common Stock, par value $.001 per share (the “Common Stock”)

 

 

Item 2(e). 

CUSIP Number: 

 

 

 

221413206 

 

 

Item 3. 

If this statement is filed pursuant to Section 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: 

 

 

 

x Not Applicable

 

 

(a)

¨

Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).

 

 

 

 

 

(b)

¨

Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).

 

 

 

 

 

(c)

¨

Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).

 

 

 

 

 

(d)

¨

Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).

 

 

 

 

 

(e)

¨

Investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E).

 

 

 

 

 

(f)

¨

Employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F).

 

 

 

 

 

(g)

¨

Parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G).

 

 

 

 

 

(h)

¨

Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).

 

 

 

 

 

(i)

¨

Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3).

 

 

 

 

 

(j)

¨

Non-US institution in accordance with Section 240.13d-1(b)(1)(ii)(J).

 

 

 

 

 

(k)

¨

Group, in accordance with Section 240.13d-1(b)(1)(ii)(K).

 

 

 

 

 

 

If filing as non-US institution in accordance with Section 240.13d-1(b)(1)(ii)(J), please specify the type of institution:________________________.

 
 
 
 
 

 

CUSIP No. 221413206

Page 4 of 5 Pages

 
Item 4.Ownership.
 

 

(a)Amount Beneficially Owned: 7,845,639

 

 

 

 

(b)

Percent of Class: 60.2%, based on 13,041,216 shares of Common Stock issued and outstanding.

 

 

 

 

(c)

Number of shares as to which such person has:

 

 

(i)sole power to vote or to direct the vote: 7,845,639

 

 

 

 

(ii)shared power to vote or to direct the vote: None

 

 

 

 

(iii)sole power to vote or to direct the vote: 7,845,639

 

 

 

 

(iv)shared power to dispose or to direct the disposition of: None

 

Item 5.

Ownership of Five Percent or Less of a Class.

 

 

 

N/A

 

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

 

 

 

N/A

 

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

 

 

 

N/A

 

 

Item 8.

Identification and Classification of Members of the Group.

 

 

 

N/A

 

 

Item 9.

Notice of Dissolution of Group.

 

 

 

N/A

 

 

Item 10.

Certifications.

 

 

 

N/A

 

 
 
 
 

 

CUSIP No. 221413206

 

Page 5 of 5 Pages

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

Dated: February 13, 2020

/s/ Grigorios Siokas

 

 

Grigorios Siokas

 

 

 
 

 


Dates Referenced Herein

This ‘SC 13G/A’ Filing    Date    Other Filings
Filed on:2/14/20None on these Dates
2/13/20
12/31/19
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