SEC Info - ReachLocal Inc - ‘SC TO-C’ on 10/1/14 re: ReachLocal Inc

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ReachLocal Inc – ‘SC TO-C’ on 10/1/14 re: ReachLocal Inc

On: Wednesday, 10/1/14, at 5:00pm ET · Accession #: 1437749-14-17755 · File #: 5-85998

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

10/01/14  ReachLocal Inc                    SC TO-C                2:37K  ReachLocal Inc                    RDG Filings/FA

Tender-Offer Statement — Preliminary Communication — Schedule TO
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC TO-C     Tender-Offer Statement -- Preliminary               HTML     25K 
                          Communication                                          
 2: EX-99       Exhibit 99.2                                        HTML      8K

SC TO-C — Tender-Offer Statement — Preliminary Communication

This is an HTML Document rendered as filed. [ Alternative Formats ]

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE TO
(Rule 14d-100)

Tender Offer Statement under Section 14(d)(1) or 13(E)(1)
of the Securities Exchange Act of 1934

ReachLocal, Inc.

(Name of Subject Company (Issuer) and Filing Person (Offeror))

Common Stock, $0.00001 par value per share

(Title of Class of Securities)

75525F104

(CUSIP Number of Class of Securities (Underlying Common Stock))

Adam F. Wergeles, Esq.

ReachLocal, Inc.
21700 Oxnard Street, Suite 1600

Woodland Hills, California 91367
(818) 274-0260

(Name, Address, and Telephone Number of Person Authorized

to Receive Notices and Communications on Behalf of Filing Person)

Copies to:

Christopher L. Kaufman, Esq.

Bradley A. Helms, Esq.
Latham & Watkins LLP
355 South Grand Avenue

Los Angeles, California 90071-1560
(213) 485-1234

Calculation of Filing Fee


Transaction valuation		Amount of filing fee*
N/A		N/A

* Pursuant to General Instruction D to Schedule TO, a filing fee is not required in connection with this filing as it relates solely to preliminary communications made before the commencement of a tender offer.

☐	Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.

Amount Previously Paid:	N/A

Form or Registration No.:	N/A

Filing Party:	N/A

Date Filed:	N/A

☑	Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.

Check the appropriate boxes below to designate any transactions to which the statement relates:

☐

third party tender offer subject to Rule14d-1.

☑

issuer tender offer subject to Rule13e-4.

☐

going-private transaction subject to Rule13e-3.

☐

amendment to Schedule 13D under Rule 13d-2.

Check the following box if the filing is a final amendment reporting the results of the tender offer: ☐

If applicable, check the appropriate box(es) below to designate the appropriate rule provision(s) relied upon:

☐

Rule 13e-4(i) (Cross-Border Issuer Tender Offer)

☐

Rule 14d-1(d) (Cross-Border Third Party Tender Offer)

On October 1, 2014, ReachLocal, Inc. filed with the Securities and Exchange Commission, or the SEC, its preliminary Notice of Special Meeting of Stockholders and Proxy Statement for the Special Meeting of Stockholders of the Company (the “Proxy Statement”). The Proxy Statement contains a proposal to be submitted to ReachLocal’s stockholders at a special meeting of stockholders to approve a one-time stock option exchange program for eligible employees.

Also on October 1, 2014, ReachLocal sent an email to its employee option holders notifying them of the proposed option exchange and the special meeting. A copy of the email is attached as Exhibit 99.2.

Neither the Proxy Statement nor the internal email constitutes an offer to holders of ReachLocal’s outstanding stock options to exchange those options. The proposed option exchange will be commenced, if at all, only if ReachLocal’s stockholders approve it.

The option exchange has not yet commenced, and there can be no assurance that it will commence even if it is approved by ReachLocal’s stockholders. ReachLocal will file a Tender Offer Statement on Schedule TO with the SEC if and when the option exchange commences. Persons who would be eligible to participate in the option exchange if and when it commences should read the Tender Offer Statement on Schedule TO and other related materials if and when those materials become available, because those materials would contain important information about the option exchange.

If ReachLocal commences the option exchange, stockholders and option holders will be able to obtain the written materials described above and other documents filed by ReachLocal with the SEC free of charge from the SEC’s website at www.sec.gov. In addition, stockholders and option holders may obtain free copies of the documents filed by ReachLocal with the SEC by directing a written request to Adam F. Wergeles, Secretary, ReachLocal, Inc., 21700 Oxnard Street, Suite 1600, Woodland Hills, California 91367.

Item 12. Exhibits.

Exhibit Number		Description
99.1		Notice of Special Meeting of Stockholders and Proxy Statement for the Special Meeting of Stockholders (incorporated herein by reference to the Preliminary Proxy Statement on Schedule 14A filed with the SEC on October 1, 2014)
99.2		Email to employee option holders from Ron Ferguson, dated October 1, 2014

Dates Referenced Herein and Documents Incorporated by Reference

This ‘SC TO-C’ Filing	Date	Other Filings

Filed on:	10/1/14	PREM14A
		List all Filings

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Filing Submission 0001437749-14-017755 – Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)