Transamerica Funds – ‘NSAR-B’ for 10/31/17 – ‘EX-99.77O RULE 10F-3’

On:  Wednesday, 12/27/17, at 5:10pm ET   ·   Effective:  12/27/17   ·   For:  10/31/17   ·   Accession #:  1410368-17-1895   ·   File #:  811-04556

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Annual Report by an Investment Company   —   Form N-SAR   —   ICA’40
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NSAR-B      10.31.17 Final Nsar                                  238    971K 
13: EX-99.77B ACCT LTTR  Audit Control Letter                          3±    14K 
12: EX-99.77M MERGERS  Mergers                                         3±    13K 
 3: EX-99.77O RULE 10F-3  Bond (Loomis)                                2±    10K 
 4: EX-99.77O RULE 10F-3  Capital Growth (Morgan Stanley)              3±    13K 
 5: EX-99.77O RULE 10F-3  Core Bond (Jpm)                             99±   407K 
 6: EX-99.77O RULE 10F-3  Core Bond (Jpm)                              6±    20K 
 7: EX-99.77O RULE 10F-3  Long-Short Strategy (Jpm)                    1      7K 
 8: EX-99.77O RULE 10F-3  Long-Short Strategy (Jpm)                    3±    12K 
 9: EX-99.77O RULE 10F-3  Multi-Managed Balanced (Jpm)                 1      7K 
10: EX-99.77O RULE 10F-3  Multi-Managed Balanced (Jpm)                 3±    12K 
11: EX-99.77Q1 OTHR EXHB  17E-1 - Affiliated Brokers                   1      6K 
 2: EX-7        7C Attachment for Series Number Over 99                2±     8K 

‘EX-99.77O RULE 10F-3’   —   Bond (Loomis)

Transactions Subject to 10f-3 Report                                            

Fund    Issuer/Security Description                                             
Issuer in Operation less than or equal to 3 years* (Y/N) Cusip                  
Offering Type                                                                   
(US Registered, Eligible Muni, Eligible Foreign, 144A)                          
Offering Date   Trade Date      Shares Purchased                                
Unit Price of Offering  Price Paid Per Unit                                     
Underwriting Spread     Total Price Paid by Fund                                
Firm Commitment Underwriting (Y/N)                                              
Underwriter From Whom the Fund Purchased                                        
Total Shares Offered    Total Size of the Offering                              
Total Shares Purchased by Sub-adviser                                           
Total Price Paid by the Fund Plus Total Price                                   
paid For Same Securities Purchased By the                       
Same Sub-adviser                                                
% of Offering   Listing of ALL Syndicate members                                
Affilate lead or co-lead manager? (Y/N)                                         

Transamerica Bond       Barclays PLC                                            
Y       06738EAW5       US Registered                                           
5/2/2017        5/2/2017        690,000                                         
100.00          100.00          0.45%                                           
690,000         Y                                                               
Barclays                                                                        
2,000,000,000.00        2,000,000,000.00                                        
9,235,000.00            9,235,000.00    0.46%                                   
Barclays Capital, ANZ Securities,                                               
Bank of Nova Scotia, BNY Mellon, BBVA, CIBC,                                    
Commonwealth Bank of Australia,                                                 
Drexel Hamilton, Mischler, Natixis, Nomura,                                     
PNC Capital, Santander, SMBC Nikko,                                             
Standard Chartered Bank, SunTrust,                                              
SwedBank, US Bancorp, Williams Capital                                          
N                                                                               

Transamerica Bond                                                               
Halcon Resources Corp - HKUS 6.75 02/15/2025                                    
Y       40537QAN0       144A                                                    
2/9/2017        02/0/2017       340,000                                         
$100            $100            1.75%                                           
340,000         Y                                                               
JP Morgan Chase Securities                                                      
850,000,000.00          850,000,000.00                                          
7,715,000.00                    

1) The Sub-Adviser has no reasonable cause to believe                           
that the underwriting commission, spread or profit is                           
NOT reasonable and fair comparied to underwritings of                           
similar securities during a comparable period of time.                          
In determining which securities are comparable,                                 
the Sub-Adviser has considered the factors set forth in                         
the Fund's 10f-3 procedures.                                                    

2) For munis purchased from syndicate manager, initial                          
to confirm that the purcahse was not designated as a                            
group sale                                                                      

INITIAL                                                                         

3) If affiliate was lead or co-lead manager the instruction                     
"The Sub-adviser's affiliate cannot receive any credit for                      
the securities purchased on behalf of the Fund." was give                       
to the syndicate brokers.                                                       

INITIAL                                                                         

Sub-Adviser certification                                                       

* Not applicable to munis.  In the case of munis (a) they                       
must be sufficiently liquid that they can be sold at or near                    
their carrying value within a reasonably short period of time                   
and (b) either: (i) they must be subject to no grater than                      
moderate credit risk; or (ii) if the issuer of the municipal                    
securities, or the entity supplying the revenues or other                       
payments from which the issue is to be paid, has been in                        
continuous operation for less than three years, including the                   
operation of any predecessors, they must be subject to a                        
minimal or low amount of credit risk.