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Credit Suisse AG, et al. – ‘20-F’ for 12/31/12 – ‘EX-13’

On:  Friday, 3/22/13, at 11:04am ET   ·   For:  12/31/12   ·   Accession #:  1370368-13-20   ·   File #s:  1-15244, 1-33434

Previous ‘20-F’:  ‘20-F’ on 3/23/12 for 12/31/11   ·   Next:  ‘20-F’ on 4/3/14 for 12/31/13   ·   Latest:  ‘20-F’ on 3/28/24 for 12/31/23   ·   2 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/22/13  Credit Suisse AG                  20-F       12/31/12  203:98M                                    MDD Mgmt Digital … AG/FA
          Credit Suisse Group AG

Annual Report by a Foreign Non-Canadian Issuer   —   Form 20-F   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 20-F        Annual Report by a Foreign Non-Canadian Issuer      HTML   8.25M 
 2: EX-1        Exhibit 1.1                                         HTML    102K 
 3: EX-1        Exhibit 1.3                                         HTML    222K 
 4: EX-4        Exhibit 4.4                                         HTML    381K 
 5: EX-4        Exhibit 4.5                                         HTML    352K 
 6: EX-9        Exhibit 9.1                                         HTML     49K 
 7: EX-9        Exhibit 9.2                                         HTML     49K 
10: EX-13       Exhibit 13.1                                        HTML     48K 
 8: EX-12       Exhibit 12.1                                        HTML     52K 
 9: EX-12       Exhibit 12.2                                        HTML     52K 
136: R1          Document and Entity Information                     HTML     75K  
99: R2          Consolidated statements of operations               HTML    174K 
126: R3          Consolidated statements of comprehensive income     HTML     97K  
144: R4          Consolidated balance sheets                         HTML    300K  
184: R5          Consolidated statements of changes in equity        HTML    164K  
104: R6          Consolidated statements of changes in equity        HTML     50K  
                (Parenthetical)                                                  
125: R7          Consolidated statements of cash flows               HTML    248K  
90: R8          Summary of significant accounting policies          HTML    142K 
73: R9          Recently issued accounting standards                HTML     60K 
186: R10         Business developments                               HTML     69K  
146: R11         Discontinued operations                             HTML     54K  
145: R12         Segment information                                 HTML    137K  
156: R13         Net interest income                                 HTML     79K  
157: R14         Commissions and fees                                HTML     69K  
151: R15         Trading revenues                                    HTML     71K  
160: R16         Other revenues                                      HTML     65K  
127: R17         Provision for credit losses                         HTML     57K  
138: R18         Compensation and benefits                           HTML     65K  
149: R19         General and administrative expenses                 HTML     66K  
202: R20         Earnings per share                                  HTML     82K  
174: R21         Securities borrowed, lent and subject to            HTML     65K  
                repurchase agreements                                            
116: R22         Trading assets and liabilities                      HTML     75K  
148: R23         Investment securities                               HTML    163K  
121: R24         Other investments                                   HTML     64K  
55: R25         Loans, allowance for loan losses and credit         HTML    662K 
                quality                                                          
176: R26         Premises and equipment                              HTML     75K  
193: R27         Goodwill                                            HTML     90K  
84: R28         Other intangible assets                             HTML     96K 
83: R29         Other assets and other liabilities                  HTML     91K 
88: R30         Deposits                                            HTML     82K 
89: R31         Long-term debt                                      HTML    196K 
92: R32         Accumulated other comprehensive income              HTML    123K 
33: R33         Tax                                                 HTML    254K 
170: R34         Employee deferred compensation                      HTML    292K  
112: R35         Related parties                                     HTML    124K  
117: R36         Pension and other post-retirement benefits          HTML    589K  
64: R37         Derivatives and hedging activities                  HTML    535K 
201: R38         Guarantees and commitments                          HTML    286K  
17: R39         Transfers of financial assets and variable          HTML    494K 
                interest entities                                                
96: R40         Financial instruments                               HTML   1.65M 
182: R41         Assets pledged and collateral                       HTML     70K  
60: R42         Capital adequacy                                    HTML     87K 
82: R43         Assets under management                             HTML     56K 
87: R44         Litigation                                          HTML    108K 
100: R45         Significant subsidiaries and equity method          HTML    311K  
                investments                                                      
32: R46         Subsidiary guarantee information                    HTML    490K 
71: R47         Credit Suisse Group parent company                  HTML     49K 
22: R48         Significant valuation and income recognition        HTML     76K 
                differences between US GAAP and Swiss GAAP banking               
                law (True and Fair View)                                         
180: R49         Risk assessment                                     HTML     53K  
58: R50         Summary of significant accounting policies          HTML    241K 
                (Policies)                                                       
173: R51         Segment information (Tables)                        HTML    126K  
65: R52         Net interest income (Tables)                        HTML     77K 
97: R53         Commissions and fees (Tables)                       HTML     67K 
20: R54         Trading revenues (Tables)                           HTML     63K 
27: R55         Other revenues (Tables)                             HTML     63K 
86: R56         Provision for credit losses (Tables)                HTML     56K 
42: R57         Compensation and benefits (Tables)                  HTML     59K 
189: R58         General and administrative expenses (Tables)        HTML     66K  
110: R59         Earnings per share (Tables)                         HTML     79K  
153: R60         Securities borrowed, lent and subject to            HTML     61K  
                repurchase agreements (Tables)                                   
70: R61         Trading assets and liabilities (Tables)             HTML     77K 
77: R62         Investment securities (Tables)                      HTML    169K 
166: R63         Other investments (Tables)                          HTML     58K  
161: R64         Loans, allowance for loan losses and credit         HTML    657K  
                quality (Tables)                                                 
115: R65         Premises and equipment (Tables)                     HTML     74K  
164: R66         Goodwill (Tables)                                   HTML     86K  
66: R67         Other intangible assets (Tables)                    HTML     97K 
122: R68         Other assets and other liabilities (Tables)         HTML     90K  
192: R69         Deposits (Tables)                                   HTML     79K  
25: R70         Long-term debt (Tables)                             HTML    201K 
54: R71         Accumulated other comprehensive income (Tables)     HTML    120K 
98: R72         Tax (Tables)                                        HTML    239K 
40: R73         Employee deferred compensation (Tables)             HTML    259K 
199: R74         Related parties (Tables)                            HTML    106K  
62: R75         Pension and other post-retirement benefits          HTML    552K 
                (Tables)                                                         
45: R76         Derivatives and hedging activities (Tables)         HTML    516K 
53: R77         Guarantees and commitments (Tables)                 HTML    251K 
29: R78         Transfers of financial assets and variable          HTML    454K 
                interest entities (Tables)                                       
35: R79         Financial instruments (Tables)                      HTML   1.58M 
141: R80         Assets pledged and collateral (Tables)              HTML     73K  
50: R81         Capital adequacy (Tables)                           HTML     73K 
190: R82         Assets under management (Tables)                    HTML     53K  
94: R83         Litigation (Tables)                                 HTML     51K 
150: R84         Significant subsidiaries and equity method          HTML    311K  
                investments (Tables)                                             
163: R85         Subsidiary guarantee information (Tables)           HTML    493K  
47: R86         Summary of significant accounting policies          HTML     77K 
                (Details)                                                        
52: R87         Summary of significant accounting policies          HTML     56K 
                (Details 2)                                                      
185: R88         Business developments (Details)                     HTML     55K  
41: R89         Business developments (Details 2)                   HTML     66K 
143: R90         Business developments (Details 3)                   HTML     50K  
130: R91         Business developments (Details 4)                   HTML     61K  
168: R92         Discontinued operations (Details)                   HTML     58K  
129: R93         Segment information (Details)                       HTML     82K  
105: R94         Segment information (Details 2)                     HTML     65K  
179: R95         Net interest income (Details)                       HTML     96K  
101: R96         Commissions and fees (Details)                      HTML     66K  
63: R97         Trading revenues (Details)                          HTML     64K 
118: R98         Other revenues (Details)                            HTML     67K  
111: R99         Provision for credit losses (Details)               HTML     61K  
85: R100        Compensation and benefits (Details)                 HTML     70K 
203: R101        General and administrative expenses (Details)       HTML     74K  
165: R102        Earnings per share (Details)                        HTML    155K  
128: R103        Securities borrowed, lent and subject to            HTML     70K  
                repurchase agreements (Details)                                  
31: R104        Trading assets and liabilities (Details)            HTML     65K 
181: R105        Trading assets and liabilities (Details 2)          HTML     58K  
191: R106        Investment securities (Details)                     HTML     65K  
183: R107        Investment securities (Details 2)                   HTML    122K  
123: R108        Investment securities (Details 3)                   HTML     77K  
43: R109        Investment securities (Details 4)                   HTML     61K 
155: R110        Investment securities (Details 5)                   HTML    105K  
68: R111        Other investments (Details)                         HTML     64K 
19: R112        Loans, allowance for loan losses and credit         HTML    194K 
                quality (Details)                                                
103: R113        Loans, allowance for loan losses and credit         HTML    148K  
                quality (Details 2)                                              
95: R114        Loans, allowance for loan losses and credit         HTML    439K 
                quality (Details 3)                                              
175: R115        Loans, allowance for loan losses and credit         HTML    124K  
                quality (Details 4)                                              
75: R116        Loans, allowance for loan losses and credit         HTML    222K 
                quality (Details 5)                                              
195: R117        Premises and equipment (Details)                    HTML     94K  
37: R118        Goodwill (Details)                                  HTML     92K 
135: R119        Other intangible assets (Details 1)                 HTML    106K  
162: R120        Other assets and other liabilities (Details)        HTML    125K  
24: R121        Deposits (Details)                                  HTML     78K 
131: R122        Long-term debt (Details)                            HTML     65K  
119: R123        Long-term debt (Details 2)                          HTML    118K  
26: R124        Accumulated other comprehensive income (Details)    HTML     80K 
137: R125        Accumulated other comprehensive income (Details 2)  HTML     88K  
198: R126        Tax (Details)                                       HTML    215K  
38: R127        Tax (Details 2)                                     HTML    243K 
78: R128        Tax (Details 3)                                     HTML     77K 
169: R129        Employee deferred compensation (Details)            HTML     80K  
197: R130        Employee deferred compensation (Details 2)          HTML     65K  
114: R131        Employee deferred compensation (Details 3)          HTML    373K  
132: R132        Employee deferred compensation (Details 4)          HTML    115K  
39: R133        Related parties (Details)                           HTML     81K 
44: R134        Related parties (Details 2)                         HTML     60K 
102: R135        Related parties (Details 3)                         HTML    100K  
81: R136        Related parties (Details 4)                         HTML    103K 
158: R137        Pension and other post-retirement benefits          HTML    517K  
                (Details)                                                        
107: R138        Pension and other post-retirement benefits          HTML     73K  
                (Details 2)                                                      
74: R139        Pension and other post-retirement benefits          HTML    230K 
                (Details 3)                                                      
109: R140        Pension and other post-retirement benefits          HTML    234K  
                (Details 4)                                                      
56: R141        Pension and other post-retirement benefits          HTML     77K 
                (Details 5)                                                      
18: R142        Pension and other post-retirement benefits          HTML     67K 
                (Details 6)                                                      
171: R143        Pension and other post-retirement benefits          HTML     54K  
                (Details 7)                                                      
147: R144        Pension and other post-retirement benefits          HTML     52K  
                (Details 8)                                                      
48: R145        Derivatives and hedging activities (Details)        HTML    259K 
134: R146        Derivatives and hedging activities (Details 2)      HTML     68K  
113: R147        Derivatives and hedging activities (Details 3)      HTML     92K  
46: R148        Derivatives and hedging activities (Details 4)      HTML     70K 
49: R149        Derivatives and hedging activities (Details 5)      HTML    148K 
152: R150        Derivatives and hedging activities (Details 6)      HTML     60K  
69: R151        Guarantees and commitments (Details)                HTML    100K 
21: R152        Guarantees and commitments (Details 2)              HTML     77K 
124: R153        Guarantees and commitments (Details 3)              HTML    127K  
154: R154        Guarantees and commitments (Details 4)              HTML     96K  
30: R155        Guarantees and commitments (Details 5)              HTML     74K 
59: R156        Guarantees and commitments (Details 6)              HTML     84K 
200: R157        Transfers of financial assets and variable          HTML    271K  
                interest entities (Details)                                      
67: R158        Transfers of financial assets and variable          HTML    249K 
                interest entities (Details 2)                                    
93: R159        Financial instruments (Details)                     HTML     54K 
106: R160        Financial instruments (Details 2)                   HTML    351K  
167: R161        Financial instruments (Details 3)                   HTML    224K  
91: R162        Financial instruments (Details 4)                   HTML    401K 
188: R163        Financial instruments (Details 5)                   HTML    257K  
140: R164        Financial instruments (Details 6)                   HTML     81K  
196: R165        Financial instruments (Details 7)                   HTML     64K  
28: R166        Financial instruments (Details 8)                   HTML     51K 
178: R167        Financial instruments (Details 9)                   HTML    113K  
72: R168        Financial instruments (Details 10)                  HTML     90K 
133: R169        Financial instruments (Details 11)                  HTML    146K  
120: R170        Financial instruments (Details 14)                  HTML     68K  
187: R171        Financial instruments (Details 15)                  HTML    343K  
79: R172        Financial instruments (Details 16)                  HTML    195K 
57: R173        Financial instruments (Details 17)                  HTML    111K 
159: R174        Assets pledged and collateral (Details)             HTML     64K  
61: R175        Capital adequacy (Details)                          HTML     65K 
23: R176        Capital adequacy (Details 2)                        HTML     75K 
34: R177        Assets under management (Details)                   HTML     59K 
172: R178        Litigation (Details)                                HTML    130K  
142: R179        Significant subsidiaries and equity method          HTML     90K  
                investments (Details)                                            
177: R180        Subsidiary guarantee information (Details)          HTML    179K  
108: R181        Subsidiary guarantee information (Details 2)        HTML    117K  
51: R182        Subsidiary guarantee information (Details 3)        HTML    210K 
76: R183        Subsidiary guarantee information (Details 4)        HTML    245K 
139: R184        Significant valuation and income recognition        HTML     56K  
                differences between US GAAP and - Swiss GAAP                     
                banking law (Details)                                            
194: XML         IDEA XML File -- Filing Summary                      XML    308K  
80: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS  15.66M 
11: EX-101.INS  XBRL Instance -- cs-20121231                         XML  35.91M 
12: EX-101.CAL  XBRL Calculations -- cs-20121231_cal                 XML    669K 
13: EX-101.DEF  XBRL Definitions -- cs-20121231_def                  XML   4.55M 
14: EX-101.LAB  XBRL Labels -- cs-20121231_lab                       XML  11.25M 
15: EX-101.PRE  XBRL Presentations -- cs-20121231_pre                XML   5.69M 
16: EX-101.SCH  XBRL Schema -- cs-20121231                           XSD   1.31M 
36: ZIP         XBRL Zipped Folder -- 0001370368-13-000020-xbrl      Zip   1.47M 


‘EX-13’   —   Exhibit 13.1


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  EXHIBIT 13.1  
 C: 

Exhibit 13.1




Annual Certification Pursuant to Section 906 of the Sarbanes – Oxley Act of 2002



Pursuant to subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code, each of the undersigned officers of Credit Suisse Group AG and Credit Suisse AG, incorporated in Switzerland (the “Companies”), does hereby certify, to such officer’s knowledge, that:

The Annual Report on Form 20-F for the year ended December 31, 2012 of the Companies fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934 and the information contained in this Annual Report fairly presents, in all material respects, the financial condition and results of operations of the Companies for such period presented.





Dated: March 22, 2013



/s/ Brady W. Dougan

Name: Brady W. Dougan

Title: Chief Executive Officer of Credit Suisse Group AG and Credit Suisse AG





Dated: March 22, 2013



/s/ David R. Mathers

Name: David R. Mathers

Title: Chief Financial Officer of Credit Suisse Group AG and Credit Suisse AG



 C: 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘20-F’ Filing    Date    Other Filings
Filed on:3/22/13424B2,  6-K,  6-K/A,  FWP,  IRANNOTICE
For Period end:12/31/12424B2,  6-K,  6-K/A,  FWP
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/21/14  SEC                               UPLOAD9/18/17    1:34K  Credit Suisse AG
 9/30/13  SEC                               UPLOAD9/18/17    1:200K Credit Suisse AG
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Filing Submission 0001370368-13-000020   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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