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Daly Joseph Patrick – ‘SC 13D/A’ on 7/16/20 re: Butler National Corp

On:  Thursday, 7/16/20, at 5:54pm ET   ·   As of:  7/17/20   ·   Accession #:  1332596-20-3   ·   File #:  5-06980

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer

 7/17/20  Daly Joseph Patrick               SC 13D/A    7/16/20    1:14K  Butler National Corp

Amendment to Statement of Acquisition of Beneficial Ownership by a Non-Passive Investor   —   Sch. 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Amendment to Statement of Acquisition of               7     26K 
                Beneficial Ownership by a Non-Passive Investor

Document Table of Contents

Page (sequential)   (alphabetic) ↑Top
 
11st Page  –  Filing Submission
5Item 1. Security and Issuer
"Item 3. Source and Amount of Funds or Other Consideration
"Item 3. Is Hereby Amended to Read as Follows:
6Item 5. Interest in Securities of the Issuer 
SC 13D/A1st Page of 7TOC↑TopPreviousNext↓BottomJust 1st
 

UNITED STATES                   
SECURITIES AND EXCHANGE COMMISSION                    
WASHINGTON, D.C. 20549                    

SCHEDULE 13D/A                    

UNDER THE SECURITIES EXCHANGE ACT OF 1934                 

 Butler National Corporation
 ---------------------------------------------
(Name of Issuer)

Common Stock, $.01 par value
 ---------------------------------------------
(Title of Class of Securities)

123720104 
 ---------------------------------------------
(CUSIP Number)

Joseph P. Daly
497 Circle Freeway
Cincinnati, Ohio 45246
(513) 942-7100
------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices   
 and Communications)

July 14, 2020 
------------------------------------------------------------------------
 (Date of Event which Requires Filing of this Statement)

If the filing person has previously filed a statement on Schedule 13G to report 
the acquisition that is the subject of this Schedule 13D, and is filing this    
schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check  
the following box. [ ]                                                          

NOTE: Schedules filed in paper format shall include a signed original and five  
copies of the schedule, including all exhibits. See Section 240.13d-7 for other 
parties to whom copies are to be sent.                                          

The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of   
1934 ("Act") or otherwise subject to the liabilities of that section of the Act 
but shall be subject to all other provisions of the Act (however, see the       
Notes).                                                                         


SC 13D/A2nd Page of 7TOC1stPreviousNext↓BottomJust 2nd

                                                        [Enlarge/Download Table]
                                                                                                           

-----------------------------------------------------------------------------------------------------------
CUSIP No.      123720104                           13D/A                                                   
              -----------                                                                                  
-----------------------------------------------------------------------------------------------------------

    1   NAMES OF REPORTING PERSONS                                                                         

            Joseph P Daly                                                                                  

        I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)                                        
-----------------------------------------------------------------------------------------------------------
    2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)                                
                                                                                                    (a) [ ]
                                                                                                    (b) [X]
-----------------------------------------------------------------------------------------------------------
    3   SEC USE ONLY                                                                                       

-----------------------------------------------------------------------------------------------------------
    4   SOURCE OF FUNDS (See Instructions)                                                                 

                PF                                                                                         
-----------------------------------------------------------------------------------------------------------
    5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)         [ ]
-----------------------------------------------------------------------------------------------------------
    6   CITIZENSHIP OR PLACE OF ORGANIZATION                                                               

            United States                                                                                  
-----------------------------------------------------------------------------------------------------------
       NUMBER OF SHARES             7    SOLE VOTING POWER                                                 

         BENEFICIALLY                    3,552,874                                                         
                             ------------------------------------------------------------------------------
           OWNED BY                 8    SHARED VOTING POWER                                               

        EACH REPORTING                   -0-                                                               
                             ------------------------------------------------------------------------------
         PERSON WITH                9    SOLE DISPOSITIVE POWER                                            

                                         3,552,874                                                         
                             ------------------------------------------------------------------------------
                                   10    SHARED DISPOSITIVE POWER                                          

                                         -0-                                                               
                             ------------------------------------------------------------------------------
   11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON                                       

               3,552,874                                                                                   
-----------------------------------------------------------------------------------------------------------
   12   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)        [ ]    
-----------------------------------------------------------------------------------------------------------
   13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                                                 

                5.25%                                                                                      
-----------------------------------------------------------------------------------------------------------
   14   TYPE OF REPORTING PERSON (See Instructions)                                                        

                  IN                                                                                       
-----------------------------------------------------------------------------------------------------------


SC 13D/A3rd Page of 7TOC1stPreviousNext↓BottomJust 3rd

                                                        [Enlarge/Download Table]
                                                                                                           

-----------------------------------------------------------------------------------------------------------
CUSIP No.      123720104                           13D/A                                                   
              -----------                                                                                  
-----------------------------------------------------------------------------------------------------------

    1   NAMES OF REPORTING PERSONS                                                                         

            Karina Daly                                                                                    

        I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)                                        
-----------------------------------------------------------------------------------------------------------
    2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)                                
                                                                                                    (a) [ ]
                                                                                                    (b) [X]
-----------------------------------------------------------------------------------------------------------
    3   SEC USE ONLY                                                                                       

-----------------------------------------------------------------------------------------------------------
    4   SOURCE OF FUNDS (See Instructions)                                                                 

                PF                                                                                         
-----------------------------------------------------------------------------------------------------------
    5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)         [ ]
-----------------------------------------------------------------------------------------------------------
    6   CITIZENSHIP OR PLACE OF ORGANIZATION                                                               

            United States                                                                                  
-----------------------------------------------------------------------------------------------------------
       NUMBER OF SHARES             7    SOLE VOTING POWER                                                 

         BENEFICIALLY                    60,000                                                            
                             ------------------------------------------------------------------------------
           OWNED BY                 8    SHARED VOTING POWER                                               

        EACH REPORTING                   -0-                                                               
                             ------------------------------------------------------------------------------
         PERSON WITH                9    SOLE DISPOSITIVE POWER                                            

                                         60,000                                                            
                             ------------------------------------------------------------------------------
                                   10    SHARED DISPOSITIVE POWER                                          

                                         -0-                                                               
                             ------------------------------------------------------------------------------
   11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON                                       

              60,000                                                                                       
-----------------------------------------------------------------------------------------------------------
   12   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)        [ ]    
-----------------------------------------------------------------------------------------------------------
   13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                                                 

                0.09%                                                                                      
-----------------------------------------------------------------------------------------------------------
   14   TYPE OF REPORTING PERSON (See Instructions)                                                        

                  IN                                                                                       
-----------------------------------------------------------------------------------------------------------


SC 13D/A4th Page of 7TOC1stPreviousNext↓BottomJust 4th

                                                        [Enlarge/Download Table]
                                                                                                           

-----------------------------------------------------------------------------------------------------------
CUSIP No.      123720104                           13D/A                                                   
              -----------                                                                                  
-----------------------------------------------------------------------------------------------------------

    1   NAMES OF REPORTING PERSONS                                                                         

            EssigPR Inc.                                                                                   

        I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (entities only)                                        
-----------------------------------------------------------------------------------------------------------
    2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)                                
                                                                                                    (a) [ ]
                                                                                                    (b) [X]
-----------------------------------------------------------------------------------------------------------
    3   SEC USE ONLY                                                                                       

-----------------------------------------------------------------------------------------------------------
    4   SOURCE OF FUNDS (See Instructions)                                                                 

                WC                                                                                         
-----------------------------------------------------------------------------------------------------------
    5   CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E)         [ ]
-----------------------------------------------------------------------------------------------------------
    6   CITIZENSHIP OR PLACE OF ORGANIZATION                                                               

            Rincon, PR, USA                                                                                
-----------------------------------------------------------------------------------------------------------
       NUMBER OF SHARES             7    SOLE VOTING POWER                                                 

         BENEFICIALLY                    2,322,000                                                         
                             ------------------------------------------------------------------------------
           OWNED BY                 8    SHARED VOTING POWER                                               

        EACH REPORTING                   -0-                                                               
                             ------------------------------------------------------------------------------
         PERSON WITH                9    SOLE DISPOSITIVE POWER                                            

                                         2,322,000                                                         
                             ------------------------------------------------------------------------------
                                   10    SHARED DISPOSITIVE POWER                                          

                                         -0-                                                               
                             ------------------------------------------------------------------------------
   11   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON                                       

               2,322,000                                                                                   
-----------------------------------------------------------------------------------------------------------
   12   CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)        [ ]    
-----------------------------------------------------------------------------------------------------------
   13   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)                                                 

               3.43%                                                                                       
-----------------------------------------------------------------------------------------------------------
   14   TYPE OF REPORTING PERSON (See Instructions)                                                        

                  CO                                                                                       
-----------------------------------------------------------------------------------------------------------


SC 13D/A5th Page of 7TOC1stPreviousNext↓BottomJust 5th

ITEM 1. SECURITY AND ISSUER.                                  

The class of equity security to which this statement relates is the             
common stock (the "Common Stock"), $.01 value per share ("Share"), of           
Butler National Corporation, a Kansas corporation (the "Issuer"). The address of
the principal executive offices of the Issuer is 19920 West 161st Street,       
Olathe, Kansas 66062.                                                           

ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.                      

Item 3 is hereby amended to read as follows:                                    

The source of funds used by the Reporting Persons are personal funds of         
each such person with respect to the purchases of such person, except           
the source of funds used for the purchases by EssigPR, Inc were from            
working captial. The Reporting Persons did not borrow any funds to              
acquire their respective shares. The following table shows the                  
APPROXIMATE amounts of funds paid for the Shares by the Reporting               
Persons.                                                                        

                                                                [Download Table]
                                             
Joseph P Daly                        $682,174

Karina Daly                            14,861

EssigPR, Inc.                         453,596



SC 13D/A6th Page of 7TOC1stPreviousNext↓BottomJust 6th

ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.                 

Item 5 is hereby amended to read as follows:                  

(a) The Reporting Persons hereby report beneficial ownership, in the manner     
hereinafter described, of 5,934,874 shares of the Issuer:                       

                                                                [Download Table]

                                            Percentage of
                             Number Of      Outstanding  
Shares Held in the Name of   Shares         Security (1) 
                                                         
Joseph P Daly              3,552,874         5.25%       

Karina Daly                   60,000         0.09%       

EssigPR Inc.               2,322,000(2)      3.43%       
                           ----------      --------      

TOTAL                      5,934,874         8.77%       


(1) The foregoing percentages assume that the number of Shares of the Issuer    
outstanding, as reported in the Issuer's 10-Q for the quarter ended             
January 31, 2020 is 67,686,732 Shares (as of March 12, 2020).                   

(2) Shares are held by EssigPR,Inc., a C corporation controlled by              
Joseph P. Daly                                                                  

(b) Joseph P. Daly has sole voting and dispositive power over his shares        
enumerated in paragraph (a).  Karina Daly has sole voting and dispositive       
power over her shares enumerated in paragraph (a).  EssigPR, Inc. has shared    
voting and dispositive power over its shares enumerated in paragraph (a).       


SC 13D/ALast Page of 7TOC1stPreviousNext↓BottomJust 7th

(c) Transactions for the 60 days prior to the date of this Schedule 13D/A :     

                                                        [Enlarge/Download Table]


Person Who Effected the Transaction  Transaction Date  Number of Shares(Sold)  Price per Share
                                                                                              

Joseph P. Daly                       05/18/2020               (10000)                0.50     
Joseph P. Daly                       05/19/2020                (4800)                0.50     
Joseph P. Daly                       05/19/2020                 (108)                0.51     
Joseph P. Daly                       05/22/2020                (5092)                0.50     
Joseph P. Daly                       06/22/2020               (49000)                0.50     
Joseph P. Daly                       07/08/2020                (5000)                0.49     
Joseph P. Daly                       07/09/2020              (110500)                0.50     
Joseph P. Daly                       07/10/2020               (45000)                0.50     
Joseph P. Daly                       07/14/2020               (50000)                0.51     
Joseph P. Daly                       07/14/2020               (49926)                0.52     


All transactions were effectuated through open-market purchases 

(d) RIGHT TO RECEIVE OR POWER TO DIRECT: Not applicable.      

  (e) DATE REPORTING PERSON CEASED TO BE 5% OWNER: Not applicable.

  SIGNATURES

        After reasonable inquiry and to the best of our knowledge and belief, we
certify that the information set forth in this statement is true, complete and  
correct.                                                                        

Date: July 16, 2020                                                             
                                 /s/   Joseph P Daly
                                      ------------------------
                                       Print Name: Joseph P Daly

                                 /s/   Karina Daly
                                      ------------------------
                                     Print Name: Karina Daly

EssigPR, Inc.                                                                   
By:                                            /s/   Joseph P Daly              
                                      ------------------------
                                       Print Name: Joseph P Daly

Dates Referenced Herein   and   Documents Incorporated by Reference

Referenced-On Page
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Filed as of:7/17/20
Filed on:7/16/207
7/14/201
3/12/20610-Q,  8-K
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