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Money Market Obligations Trust – ‘POS EX’ on 10/16/14

On:  Thursday, 10/16/14, at 2:01pm ET   ·   Effective:  10/16/14   ·   Accession #:  1318148-14-1707   ·   File #:  333-194223

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

10/16/14  Money Market Obligations Trust    POS EX     10/16/14    2:177K                                   ReedSmith LLP

Post-Effective Amendment to Add Exhibits
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: POS EX      Post-Effective Amendment to Add Exhibits            HTML     89K 
 2: EX-99.TAX OP  Miscellaneous Exhibit                             HTML     14K 


POS EX   —   Post-Effective Amendment to Add Exhibits


This is an HTML Document rendered as filed.  [ Alternative Formats ]



File No. 333-194223

 

 

As filed with the SEC on October 16, 2014

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-14

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933       

Pre-Effective Amendment No. __     

Post-Effective Amendment No.  1    

(Check appropriate box or boxes)

 

 

MONEY MARKET OBLIGATIONS TRUST

(Exact Name of Registrant as Specified in Charter)

 

1-800-341-7400

(Area Code and Telephone Number)

4000 Ericsson Drive

Warrendale, PA 15086-7561

(Address of Principal Executive Offices)

 

 

John W. McGonigle, Esquire

Federated Investors Tower

1001 Liberty Avenue

Pittsburgh, Pennsylvania 15222-3779

(Name and Address of Agent for Service)

 

 

Copies to:

 

Thomas Early , Esquire

Goodwin Procter LLP

601 S. Figueroa St.

41st Floor

Los Angeles, CA 90017

 

 

 
 

Acquisition of the assets of

 

FEDERATED PRIME MANAGEMENT OBLIGATIONS FUND

a portfolio of Money Market Obligations Trust

 

By and in exchange for Institutional Shares, Service Shares and Capital Shares of

 

FEDERATED MONEY MARKET MANAGEMENT

a portfolio of Money Market Obligations Trust

 

Approximate Date of Proposed Public Offering: As soon as

practicable after this Registration Statement becomes effective

under the Securities Act of 1933, as amended.

 

Title of Securities Being Registered: Institutional Shares, Service Shares and Capital Shares, without par value,

of Federated Money Market Management

 

It is proposed that this filing will become effective

Immediately upon filing pursuant to Rule 485 (b)

 

 

No filing fee is due because Registrant is relying on Section 24(f) of the Investment Company Act of 1940, as amended.

 

 

 

This Post-Effective Amendment No. 1 to the Registration Statement of the Registrant on Form N-14 (File No. 333-194223) consists of the following:

 

Cover Sheet

Contents of the Registration Statement

Part A--- The definitive Proxy Statement and Prospectus of the Registrant as filed on May 30, 2014 pursuant to Rule 497 is incorporated herein by reference.

 

Part B--- The definitive Statement of Additional Information of the Registrant as filed on May 30, 2014 pursuant to Rule 497 is incorporated herein by reference.

 

Part C ---Other information

 

Signature page

 

Exhibits--- The sole purpose of this Post-Effective Amendment is to file as an exhibit a conformed copy of the opinion of counsel regarding the tax consequences of the reorganization described in the Registrant’s Registration Statement on Form N-14 filed on February 28, 2014.

 

PART C. OTHER INFORMATION.

Item 15 Indemnification

Indemnification is provided to Trustees and officers of the Registrant pursuant to the Registrant's Declaration of Trust and Bylaws, except where such indemnification is not permitted by law. However, the Declaration of Trust and Bylaws do not protect the Trustees or officers from liability based on willful misfeasance, bad faith, gross negligence or reckless disregard of the duties involved in the conduct of their office. Trustees and officers of the Registrant are insured against certain liabilities, including liabilities arising under the Securities Act of 1933 (the "Act").

Insofar as indemnification for liabilities arising under the Act may be permitted to Trustees, officers, and controlling persons of the Registrant by the Registrant pursuant to the Declaration of Trust or otherwise, the Registrant has been advised that in the opinion of the Securities and Exchange Commission, such indemnification is against public policy as expressed in the Act and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the Registrant of expenses incurred or paid by Trustees, officers, or controlling persons of the Registrant in connection with the successful defense of any act, suit, or proceeding) is asserted by such Trustees, officers, or controlling persons in connection with the shares being registered, the Registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Act and will be governed by the final adjudication of such issue.

Insofar as indemnification for liabilities may be permitted pursuant to Section 17 of the Investment Company Act of 1940 for Trustees, officers, or controlling persons of the Registrant by the Registrant pursuant to the Declaration of Trust or otherwise, the Registrant is aware of the position of the Securities and Exchange Commission as set forth in Investment Company Act Release No. IC-11330. Therefore, the Registrant undertakes that in addition to complying with the applicable provisions of the Declaration of Trust or otherwise, in the absence of a final decision on the merits by a court or other body before which the proceeding was brought, that an indemnification payment will not be made unless in the absence of such a decision, a reasonable determination based upon factual review has been made (i) by a majority vote of a quorum of non-party Trustees who are not interested persons of the Registrant or (ii) by independent legal counsel in a written opinion that the indemnitee was not liable for an act of willful misfeasance, bad faith, gross negligence, or reckless disregard of duties. The Registrant further undertakes that advancement of expenses incurred in the defense of a proceeding (upon undertaking for repayment unless it is ultimately determined that indemnification is appropriate) against an officer, Trustee, or controlling person of the Registrant will not be made absent the fulfillment of at least one of the following conditions: (i) the indemnitee provides security for his undertaking; (ii) the Registrant is insured against losses arising by reason of any lawful advances; or (iii) a majority of a quorum of disinterested non-party Trustees or independent legal counsel in a written opinion makes a factual determination that there is reason to believe the indemnitee will be entitled to indemnification.

 

Item 16 Exhibits

 

1.1 Conformed copy of Amended and Restated Declaration of Trust of Registrant Restatement and Amendment Nos. 1-18 (35)
1.2 Amendment No. 19 (42)
1.3 Amendment No. 20 (43)
1.4 Amendment No. 21 (50)
1.5 Amendment No. 22 (55)
1.6 Amendment No. 23 (57)
1.7 Amendment No. 24 (58)
1.8 Amendment Nos. 25 and 26 (59)
1.9 Amendment Nos. 27 and 28 (62)
1.10 Amendment Nos. 29, 31, 32 and 33 (Amendment No. 30 was skipped and not used) (76)
1.11 Amendment No. 34 (78)
1.12 Amendment No. 35 (79)
1.13 Amendment No. 36 (81)
1.14 Amendment No. 37 (83)
1.15 Amendment No. 38 (85)
1.16 Amendment No. 39 (88)
1.17 Amendment No. 40 (92)

 

2.1 Copy of Amended and Restated By-Laws and Amendment Nos. 1-4 (35)
2.2 Amendment No. 5 (42)
2.3 Amendment No. 6 (46)
2.4 Amendment No. 7 (52)
2.5 Amendment No. 8 (59)
2.6 Amendment No. 9 (60)
2.7 Amendment No. 10 (65)
2.8 Amendment No. 11 (92)

 

3 Not applicable  

 

4 The Registrant hereby incorporates the Form of Agreement and Plan of Reorganization that was filed as Annex A-1 to the Prospectus/Information Statement filed pursuant to Rule 497 on May 30, 2014.  

 

5 Not applicable  

 

6.1 Conformed Copy of Investment Advisory Contract between Federated Management and MMOT including Exhibits A-PP (35)
6.2 Conformed copy of Amendment to the Investment Advisory Contract (38)
6.3 Exhibit QQ (44)
6.4 Exhibits RR-TT (56)
6.5 Amendment #1 to Exhibit H (58)
6.6 Amendment #1 to Exhibits T, U, V, AA, BB, CC, EE, GG, HH, JJ (62)
6.7 Amendment #1 to Exhibit OO   (65)
6.8 Conformed copy of Investment Advisory Contract dated 7/31/2008 between Passport Research LTD and MMOT, including Exhibit A (TFIT) (71)
6.9 Conformed copy of Investment Advisory Contract dated 3/1/1995 between FAS and MMOT (82)

 

7.1 Conformed Copy of Distributor’s Contract and Exhibits A-R (35)
7.2 Exhibit S-W (54)
7.3 Conformed copy of Amendment to the Distributor’s Contract (38)
7.4 Conformed copy of Distributor’s Contract (Liberty U.S. Government Money Market Trust – Class B Shares) (23)
7.5 The Registrant hereby incorporates the conformed copy of the specimen Mutual Funds Sales and Service Agreement; Mutual Funds Service Agreement; and Plan Trustee/ Mutual Funds Service Agreement from Item 24(b)(6) of the Cash Trust Series II Registration Statement on Form N-1A filed with the Commission on July 24, 1995. (File Nos. 33-38550 and 811-6269).  
7.6 Conformed copy of Amendment to the Distributor’s Contract (46)
7.7 Exhibits X-Y (57)
7.8 Exhibit U (58)
7.9 Exhibit Z (62)
7.10 Exhibit AA and Exhibit K (63)
7.11 Conformed copy of Schedule A to the Distributor’s Contract for Class B Shares (78)
7.12 Exhibit BB (92)

 

8 Not applicable  

 

9.1 Conformed copy of Custodian Agreement   (8)
9.2 Conformed copy of Custodian Fee Schedule (17)
9.3 Conformed copy of the Custody Agreement (Federated Capital Reserves Fund, Federated Government Reserves Fund and Federated Municipal Trust)and Conformed Copy of Custodian Contract between the Registrant and State Street Bank and Trust Company and Federated Services Company (62)
9.4 Conformed copy of the Custody Agreement and Fund Accounting Agreement between Federated Capital Reserves Fund, Federated Government Reserves Fund, Federated Municipal Trust and the Bank of New York (63)
9.5 Conformed copy of the Amendments to the Custodian Contract and Fund Accounting Agreement between The Bank of New York and Federated Capital Reserves Fund, Federated Government Reserves Fund, Federated Municipal Trust, Government Obligations Tax-Managed Fund, U.S. Treasury Cash Reserves and Automated Government Cash Reserves (65)
9.6 Conformed copy of Second Amendment to the Custody Agreement between the Funds listed and The Bank of New York; (69)
9.7 Conformed copy of the Fourth Amendment to the Custody Agreement of the Registrant dated October 23, 2009 (75)
9.8 Conformed copy of the Custodian Contract between Federated Investment Companies and State Street Bank and Trust Company and Federated Services Company dated December 1, 1993 (76)
9.9 Conformed copy of Exhibit 1 to the Custodian Contract between Federated Investment Companies and State Street Bank and Trust Company and Federated Services Company dated December 1, 1993 and revised as of 6/30/10 (78)
9.10 Conformed Copy of Custody Agreement dated June 7, 2005, between funds listed on Schedule 1 and The Bank of New York. (82)
9.11 Conformed copy of Fifth Amendment dated March 25, 2011 and Exhibit 1 (revised 1/31/14) to the Custodian Contract between Federated Investment Companies and State Street Bank and Trust Company and Federated Services Company dated December 1, 1993 (92)
9.12 Conformed copy of Eleventh Amendment dated August 1, 2012 to the Custody Agreement dated June 7, 2005, between funds listed on Schedule 1 and The Bank of New York Mellon (92)

 

10.1 Conformed copy of Distribution Plan and Exhibits A-I (53)
10.2 Exhibits J-K (55)
10.3 Exhibit L (57)
10.4 Exhibit K (58)
10.5 Exhibit M (62)
10.6 Conformed copy of Schedule A to the Distribution Plan for Class B Shares (78)

 

11 The Registrant hereby incorporates the Opinion and Consent of Counsel as to legality of Shares being issued from Item 11 of the Registrant’s Registration Statement on Form N-14, filed with the SEC on February 28, 2014. File No. 333-194223  

 

12 Conformed Copy of Opinion regarding tax consequences of the Reorganization. +

 

13.1 Conformed copy of Principal Shareholder Services Agreement (Liberty U.S. Government Money Market Trust – Class B Shares) (23)
13.2 Conformed copy of Shareholder Services Agreement (Liberty U.S. Government Money Market Trust – Class B Shares) (23)
13.3 The Registrant hereby incorporates the conformed copy of the Second Amended and Restated Services Agreement, with attached Schedule 1 Revised 6/30/04, from Item 23(h)(vii) of the Cash Trust Series, Inc. Registration Statement on Form N-1A, filed with the Commission on July 29, 2004. (File Nos. 33-29838 and 811-5843).  
13.4 The Registrant hereby incorporates the conformed copy of the Financial Administration and Accounting Services Agreement, with attached Exhibit A revised 3/1/06, from Item (h)(viii) of the Federated Total Return Government Bond Fund Registration Statement on Form N-1A, filed with the Commission on April 26, 2006. (File Nos. 33-60411 and 811-07309)  
13.5 The Registrant hereby incorporates by reference the conformed copy of the Agreement for Administrative Services, with Exhibit 1 and Amendments 1 and 2 attached, between Federated Administrative Services and the Registrant from Item 23(h)(iv) of the Federated Total Return Series, Inc. Registration Statement on Form N-1A, filed with the Commission on November 29, 2004. (File Nos. 33-50773 and 811-7155).  
13.6 The Registrant hereby incorporates the conformed copy of the Transfer Agency and Service Agreement between the Federated Funds listed on Schedule A revised 3/1/06 and State Street Bank and Trust Company from Item 23(h)(ix)of the Federated Total Return Government Bond Fund Registration Statement on Form N-1A, filed with the Commission on April 26, 2006. (File Nos. 33-60411 and 811-07309).  
13.7 The Registrant hereby incorporates by reference the conformed copy of Amendment No. 3 to the Agreement for Administrative Services between Federated Administrative Services Company and the Registrant dated June 1, 2005 form Item 23 (h)(ii) of the Cash Trust Series, Inc. Registration Statement on Form N-1A, filed with the Commission on July 27, 2005. (File Nos. 33-29838 and (811-5843);  
13.8 The Registrant hereby incorporates the Copy of Schedule 1, revised 9/1/05, to the Second Amended and Restated Services Agreement, from Item h(ix) of the Federated Institutional Trust Registration Statement on Form N-1A, filed with the Commission on September 28, 2005. (File Nos. 33-54445 and 811-7193)  
13.9 The Registrant hereby incorporates the Copy of Exhibit A, revised 9/1/05, to the Financial Administration and Accounting Services Agreement, from Item h(x) of the Federated Institutional Trust Registration Statement on Form N-1A, filed with the Commission on September 28, 2005. (File Nos. 33-54445 and 811-7193).  
13.10 The Registrant hereby incorporates the Copy of Exhibit A, revised 6/1/05, to the Transfer Agency and Services Agreement between the Federated Funds and State Street Bank and Trust Company, from Item h(xi) of the Federated Institutional Trust Registration Statement on Form N-1A, filed with the Commission on September 28, 2005. (File Nos. 33-54445 and 811-7193).  
13.11 Conformed copy of Agreement for Administrative Services between Registrant and Federated Administrative Services; (62)
13.12 Conformed copy of Agreement for Administrative Services, with Exhibit 1 and Amendments 1 through 4 attached, between Registrant and Federated Administrative Services (65)
13.13 Conformed copy of Financial Administration and Accounting Services Agreement between all listed Federated Funds and State Street Bank and Trust Company (74)
13.14 Conformed copy of the Third Amendment to the Fund Accounting Agreement of the Registrant dated October 23, 2009 (75)
13.15 Conformed copy of the Transfer Agency and Service Agreement between State Street Bank and Trust Company and the Federated funds listed on Schedule A revised as of January 1, 2010. (76)
13.16 Copy of Exhibit A to the Financial Administration and Accounting Services Agreement (revised as of 1/1/2010) (76)
13.17 Conformed copy of the Second Amended & Restated Services Agreement dated 12/1/2001 (76)
13.18 Copy of Exhibit 1 to the Agreement for Administrative Services revised as of 4/30/2010 (76)
13.19 Conformed copy of Schedule A to the Shareholder Services Agreement for Class B Shares (78)
13.20 Conformed copy of Schedule A to the Principal Shareholder Services Agreement for Class B Shares (78)
13.21 Copy of Exhibit A to the Financial Administration and Accounting Services Agreement revised as of 9/1/2010 (78)
13.22 Conformed copy of Exhibit 1 to the Agreement for Administrative Services, between Registrant and Federated Administrative Services revised as of 9/1/2010 (78)
13.23 Conformed copy of Schedule 1 to the Second Amended and Restated Services Agreement revised as of 9/1/2010 (78)
13.24 Conformed copy of Exhibit 1 to the Agreement for Administrative Services, between Registrant and Federated Administrative Services revised as of 1/1/2011 (79)
13.25 Conformed copy of Financial Administration and Accounting Services Agreement dated March 1, 2011 between funds listed on Exhibit A and State Street Bank and Trust Company (82)
13.26 Conformed copy of Fund Accounting Agreement dated March 1, 2011 between funds listed on Schedule I and The Bank of New York Mellon (82)
13.27 Conformed copy of Agreement for Transfer Agency Services dated November 1, 1998 between TFIT and Edward Jones (82)
13.28 Conformed copy of Amended and Restated Agreement for Administrative Services dated September 1, 2012 (87)
13.29 Conformed copy of Compliance Support Services Addendum to Fund Accounting Agreement dated as of May 31, 2012 (87)
13.30 Conformed copy of Amended and Restated Agreement for Administrative Services dated September 1, 2012, including the 1st Amendment to the Amended and Restated Agreement for Administrative Services dated March 1, 2013 (89)

 

14.1 The Registrant hereby incorporates the Consent of Independent Registered Public Accounting Firm from Item 14.1 of the Registrant’s Registration Statement on Form N-14, filed with the SEC on February 28, 2014. File No. 333-194223. (Federated Money Market Management)  
14.2 The Registrant hereby incorporates the Consent of Independent Registered Public Accounting Firm from Item 14.2 of the Registrant’s Registration Statement on Form N-14, filed with the SEC on February 28, 2014. File No. 333-194223. (Federated Prime Management Obligations Fund)  

 

15 Not applicable  

 

16.1 The Registrant hereby incorporates the Conformed Copy of Unanimous Consent of Trustees from Item 16.1 of the Registrant’s Registration Statement on Form N-14, filed with the SEC on February 28, 2014. File No. 333-194223.     
16.2 The Registrant hereby incorporates the Conformed copy of Power of Attorney of the Registrant from Item 16.2 of the Registrant’s Registration Statement on Form N-14, filed with the SEC on February 28, 2014. File No. 333-194223.  

 

17 Not applicable  

 

+ Exhibit is being filed electronically  

 

  ALL RESPONSES ARE INCORPORATED BY REFERENCE TO A POST-EFFECTIVE AMENDMENT (PEA) OF THE REGISTRANT FILED ON FORM N-1A (FILE NOS. 33-31602 and 811-5950)  
1 Initial Registration Statement filed October 20, 1989  
8 PEA No. 8 filed June 1, 1994  
12 PEA No. 16 filed September 29, 1995  
17 PEA No. 24 filed September 28, 1998  
18 PEA No. 25 filed February 12, 1999  
21 PEA No. 33 filed August 27, 1999  
23 PEA No. 36 filed October 29, 1999  
24 PEA No. 37 filed November 17, 1999  
26 PEA No. 39 filed February 25, 2000  
30 PEA No. 46 filed September 28, 2000  
31 PEA No. 47 filed December 14, 2000  
32 PEA No. 48 filed December 26, 2000  
35 PEA No. 51 filed May 29, 2001  
36 PEA No. 52 filed June 25, 2001  
37 PEA No. 53 filed September 14, 2001  
38 PEA No. 54 filed September 28, 2001  
39 PEA No. 56 filed May 28, 2002  
40 PEA No. 57 filed on June 28, 2002  
41 PEA No. 58 filed on September 30, 2002  
42 PEA No. 59 filed on December 20, 2002  
43 PEA No. 62 filed on May 30, 2003  
44 PEA No. 63 filed on June 30, 2003  
45 PEA No. 64 filed on September 30, 2003  
46 PEA No. 65 filed on December 30, 2003  
47 PEA No. 66 filed on February 26, 2004  
48 PEA No. 67 filed on May 27, 2004  
49 PEA No. 68 filed on June 29, 2004  
50 PEA No. 69 filed on June 29, 2004  
51 PEA No. 70 filed on September 29, 2004  
52 PEA No. 73 filed on December 3, 2004  
53 PEA No. 74 filed on December 30, 2004  
54 PEA No. 77 filed on February 25, 2005  
55 PEA No. 79 filed on May 2, 2005  
56 PEA No. 80 filed on May 27, 2005  
57 PEA No. 81 filed on June 28, 2005  
58 PEA No. 82 filed on September 30, 2005  
59 PEA No. 83 filed on February 27, 2006  
60 PEA No. 84 filed on May 26, 2006  
61 PEA No. 86 filed on September 29, 2006  
62 PEA No. 87 filed on February 27, 2007  
63 PEA No. 91 filed on September 28, 2007  
64 PEA No. 92 filed on October 19, 2007  
65 PEA No. 96 filed on December 17, 2007  
66 PEA No. 96 filed on February 29, 2008  
67 PEA No. 98 filed on May 23, 2008  
68 PEA No. 99 filed on June 27, 2008  
69 PEA No. 102 filed on September 29, 2008  
70 PEA No. 103 filed on February 27, 2009  
71 PEA No. 104 filed on May 29, 2009  
72 PEA No. 105 filed on June 26, 2009  
73 PEA No. 106 filed on September 28, 2009  
74 PEA No. 107 filed on December 23, 2009  
75 PEA No. 109 filed on February 26, 2010  
76 PEA No. 110 filed on May 24, 2010  
77 PEA No. 111 filed on June 25, 2010  
78 PEA No. 112 filed on September 28, 2010  
79 PEA No. 114 filed on February 28, 2011  
80 PEA No. 116 filed on May 25, 2011  
81 PEA No. 119 filed on June 28, 2011  
82 PEA No. 120 filed on September 27, 2011  
83 PEA No. 124 filed on February 27, 2012  
84 PEA No. 126 filed on May 24, 2012  
85 PEA No. 128 filed on June 25, 2012  
86 PEA No. 129 filed on June 28, 2012  
87 PEA No. 132 filed on September 27, 2012  
88 PEA No. 134 filed on February 27, 2013  
89 PEA No. 136 filed on May 24, 2013  
90 PEA No. 140 filed on July 14, 2013  
91 PEA No. 141 filed on September 26, 2013  
92 PEA No. 143 filed on February 26, 2014  

 

Item 17 Undertakings

 

(1) The undersigned Registrant agrees that prior to any public reoffering of the securities registered through the use of a prospectus which is a part of this Registration Statement by any person or party who is deemed to be an underwriter within the meaning of Rule 145(c) of the Securities Act of 1933, the reoffering prospectus will contain the information called for by the applicable registration form for reofferings by persons who may be deemed underwriters, in addition to the information called for by the other items of the applicable form.

(2) The undersigned Registrant agrees that every prospectus that is filed under paragraph (1) above will be filed as a part of an amendment to the Registration Statement and will not be used until the amendment is effective, and that, in determining any liability under the Securities Act of 1933, each post-effective amendment shall be deemed to be a new Registration Statement for the securities offered therein, and the offering of the securities at that time shall be deemed to be the initial bona fide offering of them.

(3) The undersigned Registrant agrees to file by Post-Effective Amendment the opinion of counsel regarding the tax consequences of the proposed reorganization required by Item 16(12) of Form N-14 within a reasonable time after receipt of such opinion.

 

 

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant, Money Market Obligations Trust, has duly caused this post-effective amendment no. 1 to its Registration Statement on Form N-14 to be signed on its behalf by the undersigned, thereto duly authorized, in the City of Pittsburgh and Commonwealth of Pennsylvania, on the 16th day of October 2014.

 
MONEY MARKET OBLIGATIONS TRUST  

BY: /s/ Justine Patrick

Justine Patrick, Assistant Secretary

 
Pursuant to the requirements of the Securities Act of 1933, this post-effective amendment no. 1 to its Registration Statement on Form N-14 has been signed below by the following person in the capacity and on the date indicated:  
NAME TITLE DATE

BY: /s/ Justine Patrick

Justine Patrick, Assistant Secretary

Attorney In Fact For the Persons Listed Below October 16, 2014
John F. Donahue* Trustee  

J. Christopher Donahue*

 

President and Trustee (Principal Executive Officer)  
Lori A. Hensler* Treasurer (Principal Financial Officer)  
John T. Collins* Trustee  
Maureen Lally-Green* Trustee  
Peter E. Madden* Trustee  
Charles F. Mansfield, Jr.* Trustee  
Thomas O’Neill* Trustee  
P. Jerome Richey* Trustee  
John S. Walsh* Trustee  
*By Power of Attorney    
       

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘POS EX’ Filing    Date    Other Filings
Filed on / Effective on:10/16/1424F-2NT
5/30/14497,  497K,  N-MFP
2/28/14485BPOS,  N-14,  N-MFP
2/26/14485BPOS,  497K
9/26/13485BPOS,  497K
7/14/13
5/24/13485BPOS,  497K,  N-CSR
3/1/13497J
2/27/13485BPOS,  497K
9/27/12485BPOS,  497K
9/1/12
8/1/12
6/28/12485BPOS,  497,  497K,  N-14/A,  N-Q,  NSAR-A,  NSAR-B
6/25/12485BPOS,  497K
5/31/12N-MFP
5/24/12485BPOS,  497K,  N-CSR
2/27/12485BPOS,  497K,  N-Q
9/27/11485BPOS,  497K,  N-CSR
6/28/11485BPOS,  497K,  N-CSR,  NSAR-A,  NSAR-B
5/25/11485BPOS,  497,  497K,  N-CSR
3/25/11
3/1/1140-APP,  497J
2/28/11485BPOS,  497K,  N-MFP,  N-MFP/A,  NT N-MFP
9/28/10485BPOS,  497K
6/25/10485BPOS,  N-CSR
5/24/10485BPOS,  N-CSR
2/26/10485BPOS,  497
1/1/10
12/23/09485APOS
10/23/0924F-2NT,  40-17G/A
9/28/09485BPOS,  N-CSR,  N-Q
6/26/09485BPOS,  N-CSR,  N-CSRS,  NSAR-A,  NSAR-B
5/29/09485BPOS,  N-CSR
2/27/0940-17G,  485BPOS
9/29/08485BPOS,  N-14/A,  N-CSR/A
6/27/08485BPOS,  497,  DEFA14A,  NSAR-A,  NSAR-B
5/23/08485APOS,  497
2/29/08485BPOS
12/17/07485APOS
10/19/07485APOS
9/28/07485BPOS,  N-CSR,  NSAR-B
2/27/07
9/29/06485BPOS,  N-CSR,  NSAR-B
5/26/06485BPOS,  NSAR-B
4/26/06
2/27/06
9/30/05485BPOS,  497J,  N-CSRS,  NSAR-A
9/28/05N-CSR
7/27/05
6/28/05485BPOS,  N-CSR,  NSAR-A
6/7/05
6/1/05
5/27/05485BPOS
5/2/05485BPOS,  497
2/25/05485BPOS
12/30/04485BPOS,  NSAR-B
12/3/04485BPOS
11/29/04NSAR-A
9/29/04485BPOS,  N-CSR,  NSAR-B
7/29/04
6/29/04485BPOS,  NSAR-A,  NSAR-B
5/27/04497,  N-CSR
2/26/04485BPOS
12/30/03N-CSR,  NSAR-B
9/30/03485BPOS,  N-CSRS,  NSAR-A
6/30/03485BPOS
5/30/03485BPOS,  NSAR-B
12/20/02485APOS
9/30/02485BPOS,  497,  N-30D,  NSAR-A,  NSAR-B
6/28/02
5/28/02485BPOS
9/28/01
9/14/01485BPOS,  497
6/25/01485BPOS
5/29/01485BPOS,  497,  NSAR-B
12/26/00485BPOS
12/14/00485BPOS
9/28/00485BPOS
2/25/0024F-2NT,  485BPOS
11/17/99485APOS,  497
10/29/99485BPOS
8/27/99485BPOS
2/12/99485APOS
11/1/98
9/28/98485BPOS,  NSAR-B
9/29/95485BPOS,  NSAR-B
7/24/95
6/1/94485APOS
12/1/93
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Filing Submission 0001318148-14-001707   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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