SEC Info - Assurant, Inc. - ‘8-K’ for 6/29/20

i false i 0001267238 0001267238 2020-06-29 2020-06-29 0001267238 us-gaap:SeriesDPreferredStockMember 2020-06-29 2020-06-29 0001267238 us-gaap:CommonStockMember 2020-06-29 2020-06-29

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i June 29, 2020

i Assurant, Inc.

(Exact Name of Registrant as Specified in its Charter)



i Delaware	i 001-31978	i 39-1126612
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(I.R.S. Employer Identification No.)

i 28 Liberty Street, i 41st Floor

i New York, i New York i 10005

( i 212) i 859-7000

(Address, including zip code, and telephone number, including area code, of Registrant's Principal Executive Offices)

N/A

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:



i ☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:



Title of Each Class	Trading Symbol(s)	Name of Each Exchange on Which Registered
i Common Stock, $0.01 Par Value	i AIZ	i New York Stock Exchange
i 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 Par Value	i AIZP	i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01 Other Events

On June 29, 2020, Assurant, Inc. (the “Company”) issued a news release announcing the completion of its 2020 Property Catastrophe Reinsurance Program. A copy of the news release is attached as Exhibit 99.1 and is incorporated by reference into this Item 8.01.

In addition, in June 2020, the Company’s insurance subsidiaries in the Netherlands received the necessary regulatory approvals for the Company to continue conducting business in Europe following the end of the transition period relating to the withdrawal of the United Kingdom from the European Union.

Item 9.01 Financial Statements and Exhibits

The following exhibits are being filed herewith:



Exhibit No.	Exhibit
99.1	News Release, dated June 29, 2020
104	The cover page from this Current Report on Form 8-K, formatted in Inline XBRL

-2-

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



	ASSURANT, INC.

Date: June 29, 2020	By:	/s/ *Mariana Wisk*
		Mariana Wisk
		Vice President, Corporate Counsel and Interim Secretary

-3-

This ‘8-K’ Filing	Date	Other Filings

Changed on / Corrected on:	7/8/20	None on these Dates
Filed on / For Period end:	6/29/20
		List all Filings

Assurant, Inc. – ‘8-K’ for 6/29/20

On: Monday, 6/29/20, at 6:15pm ET · For: 6/29/20 · Accession #: 1267238-20-27 · File #: 1-31978 · Correction: This Filing’s Metadata was Corrected `®` by the SEC on 7/8/20.

Previous ‘8-K’: ‘8-K’ on 5/11/20 for 5/7/20 · Next: ‘8-K’ on / for 7/2/20 · Latest: ‘8-K’ on / for 2/6/24 · 7 References:

Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

‘8-K’ — Current Report

This is an HTML Document rendered as filed. [ Alternative Formats ]

Dates Referenced Herein and Documents Incorporated by Reference

7 Subsequent Filings that Reference this Filing