SEC Info - Assurant, Inc. - ‘8-K’ for 2/11/20

i false i 0001267238 0001267238 2020-02-11 2020-02-11 0001267238 us-gaap:CommonStockMember 2020-02-11 2020-02-11 0001267238 us-gaap:SeriesDPreferredStockMember 2020-02-11 2020-02-11

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM i 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): i February 11, 2020

i Assurant, Inc.

(Exact Name of Registrant as Specified in its Charter)



i Delaware	i 001-31978	i 39-1126612
(State or Other Jurisdiction of Incorporation)	(Commission File Number)	(I.R.S. Employer Identification No.)

i 28 Liberty Street, i 41st Floor

i New York, i New York i 10005

( i 212) i 859-7000

(Address, including zip code, and telephone number, including area code, of Registrant's Principal Executive Offices)

N/A

(Former Name or Former Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:



i ☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

i ☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

i ☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

i ☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:



Title of Each Class	Trading Symbol(s)	Name of Each Exchange on Which Registered
i Common Stock, $0.01 Par Value	i AIZ	i New York Stock Exchange
i 6.50% Series D Mandatory Convertible Preferred Stock, $1.00 Par Value	i AIZP	i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company i ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 2.02 Results of Operations and Financial Condition

On February 11, 2020, Assurant, Inc. issued a news release announcing its financial results for the quarter ended December 31, 2019. The text of the news release, attached hereto as Exhibit 99.1, is incorporated by reference into this Item 2.02. The news release is furnished and not filed pursuant to General Instruction B.2 to Form 8-K.

Item 9.01 Financial Statements and Exhibits

The following exhibits are being filed herewith:



Exhibit No.	Exhibit

99.1	News Release, dated February 11, 2020
104	The cover page from this Current Report on Form 8-K, formatted in Inline XBRL.

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.



	ASSURANT, INC.

Date: February 11, 2020	By:	/s/ *Mariana Wisk*
		Mariana Wisk
		Vice President, Corporate Counsel and Interim Secretary

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This ‘8-K’ Filing	Date	Other Filings

Filed on / For Period end:	2/11/20
	12/31/19	10-K, 11-K, 5
		List all Filings

Assurant, Inc. – ‘8-K’ for 2/11/20

On: Tuesday, 2/11/20, at 4:24pm ET · For: 2/11/20 · Accession #: 1267238-20-2 · File #: 1-31978

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Current Report — Form 8-K — Sect. 13 / 15(d) – SEA’34
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