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Carucci Claudia B – ‘SC 13G/A’ on 1/19/18 re: FCCC Inc

On:  Friday, 1/19/18, at 4:50pm ET   ·   Accession #:  1251109-18-3   ·   File #:  5-61421

Previous ‘SC 13G’:  ‘SC 13G/A’ on 10/2/17   ·   Latest ‘SC 13G’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/19/18  Carucci Claudia B                 SC 13G/A               1:51K  FCCC Inc                          Nelson Law Firm LLC

Amendment to Statement of Beneficial Ownership   —   Sch. 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Sch 13G A1 C Carucci Fcic                           HTML     42K 


Document Table of Contents

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11st Page   -   Filing Submission
"The Exchange Act

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  sc13g  


 
 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

FCCC, Inc.
(Name of Issuer)
Common Stock, No Par Value
(Title of Class of Securities)
30246C104
(CUSIP Number)
December 31, 2017
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     [  ]  Rule 13d-1(b)

     [X]   Rule 13d-1(c)

     [  ]   Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 
 


 
                     
CUSIP No.
 

           
1   NAMES OF REPORTING PERSONS:
   
 

Claudia B. Carucci
Uncle Mills Partners, LLC

   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)    [   ]
  (b)    [   ]
   
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
 

Claudia B. Carucci - U.S. Citizen
Uncle Mills Partners, LLC - South Carolina

   
       
NUMBER OF
SHARES
BENEFICIALLY

OWNED BY

EACH

REPORTING
PERSON
WITH:
5   SOLE VOTING POWER:
   
 

Claudia B. Carucci - 159,396 (includes 114,396 shares owned individually as well as the 45,000 shares owned by Uncle Mills Partners, LLC, of which Ms. Carucci is the Manager)
Uncle Mills Partners, LLC - 45,000

   
     
6   SHARED VOTING POWER:
   
  0
   
     
7   SOLE DISPOSITIVE POWER:
   
  Claudia B. Carucci - 159,396 (includes 114,396 shares owned individually as well as the 45,000 shares owned by Uncle Mills Partners, LLC, of which Ms. Carucci is the Manager)
Uncle Mills Partners, LLC - 45,000
   
     
8   SHARED DISPOSITIVE POWER:
   
  0
   
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  Claudia B. Carucci - 159,396 (includes 114,396 shares owned individually as well as the 45,000 shares owned by Uncle Mills Partners, LLC, of which Ms. Carucci is the Manager)
Uncle Mills Partners, LLC- 45,000
   
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
   [   ]
   
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
 

Claudia B. Carucci - 4.6% (includes the 3.3% owned individually as well as the amounts owned by Uncle Mills Partners, LLC, of which Ms. Carucci is the Manager)
Uncle Mills Partners, LLC - 1.3%

   
   
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  Claudia B. Carucci - IN
Uncle Mills Partners, LLC - OO
     

The filing of this statement shall not be construed as an admission that a reporting person is, for the purposes of Section 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by this statement.

AMENDMENT NO. 1 TO SCHEDULE 13G
   
   
     
Item 1(a)
Name of Issuer.
 
   
 
FCCC, Inc.
 
   
Item 1(b)
Address of Issuer's Principal Executive Offices.
 
   
 
3502 Woodview Trace, Ste 200
Indianapolis, IN 46268
 
   
Item 2(a)
Name of Person Filing.
 
   
 
Claudia B. Carucci
Uncle Mills Partners, LLC (Claudia B. Carucci is the Manager for Uncle Mills Partners, LLC.)
 
   
Item 2(b)
Address of Principal Business Office or, if none, Residence.
 
   
 
17 Eagle Island Place
Sheldon, SC 29941-3017
 
   
Item 2(c)
Citizenship.
 
   
 
Claudia B. Carucci is a U.S. Citizen.
Uncle Mills Partners, LLC is organized under South Carolina law.
 
 
   
Item 2(d)
Title of Class of Securities.
 
   
 
Common Stock, No Par Value
 
   
Item 2(e)
CUSIP Number.
 
   
 
30246C104
     
Item 3   This statement is not filed pursuant to Rules 13d-1(b), 13d-2(b) or 13d-2(c).
 
   
 
 
Item 4   Ownership.
 
     
 
  (a) Amount beneficially owned:
Claudia B. Carucci - 159,396 (includes 114,396 shares owned individually as well as the 45,000 shares owned by Uncle Mills Partners, LLC, of which Ms. Carucci is the Manager)
Uncle Mills Partners, LLC - 45,000
 
 
  (b) Percent of Class:
Claudia B. Carucci - 4.6% (includes the 3.3% owned individually as well as the amounts owned by Uncle Mills Partners, LLC, of which Ms. Carucci is the Manager)
Uncle Mills Partners, LLC - 1.3%
 
 
  (c) Number of Shares as to which the person has:
(i) Sole power to vote or to direct the vote:
Claudia B. Carucci - 159,396 (includes 114,396 shares owned individually as well as the 45,000 shares owned by Uncle Mills Partners, LLC, of which Ms. Carucci is the Manager)
Uncle Mills Partners, LLC - 45,000

(ii) Shared power to vote or to direct the vote: 0

(iii) Sole power to dispose or to direct the disposition of:
Claudia B. Carucci - 159,396 (includes 114,396 shares owned individually as well as the 45,000 shares owned by Uncle Mills Partners, LLC, of which Ms. Carucci is the Manager)
Uncle Mills Partners, LLC - 45,000

(iv) Shared power to dispose or to direct the disposition of: 0

 

Item 5   Ownership of Five Percent or Less of a Class.
 
    This statement is being filed to report the fact that, as of the date hereof, the reporting persons have ceased to be the beneficial owner of more than 5 percent of the class of securities.
 
Item 6   Ownership of More Than Five Percent on Behalf of Another Person.
 
    Not applicable.
 
Item 7   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported On By the Parent Holding Company or Control Person.
 
    Not applicable.
 
Item 8   Identification and Classification of Members of the Group.
 
    Not applicable.
 
Item 9   Notice of Dissolution of Group.
 
    Not applicable.
 
Item 10   Certification.
 
    By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.


 
SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
     
             
    CLAUDIA B. CARUCCI
    Date: January 19, 2018
 
           
    By:   Claudia B. Carucci
 
           
        By:   /s/ Beth N. Lowson
 
           
            Name: Beth N. Lowson
            Title: Attorney-In-Fact
            The Nelson Law Firm, LLC
            445 Hamilton Ave.
            Suite 1102
            White Plains, NY 10601
             
    UNCLE MILLS PARTNERS, LLC
    Date: January 19, 2018
 
           
    By:   Claudia B. Carucci, Manager
 
           
        By:   /s/ Beth N. Lowson
 
           
            Name: Beth N. Lowson
            Title: Attorney-In-Fact
            The Nelson Law Firm, LLC
            445 Hamilton Ave.
            Suite 1102
            White Plains, NY 10601
             



 

LIMITED POWER OF ATTORNEY
The undersigned does hereby constitute and appoint Stephen J. Nelson, Mary Anne Mayo, Scott M. Dubowsky and Beth N. Lowson, each of The Nelson Law Firm, LLC, White Plains Plaza, One North Broadway, White Plains, NY 10601, signing singly, with full power of substitution, as the true and lawful attorney of the undersigned, and authorizes and designates each of them to sign on behalf of the undersigned, and to file filings and any amendments thereto made by or on behalf of the undersigned in respect of the beneficial ownership of equity securities held by the undersigned, directly, indirectly or beneficially, pursuant to Sections 13(d), 13(g) and 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Sections 13(d), 13(g) or 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until withdrawn by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 28th day of January, 2014.
     
 
By: /s/ Claudia Carucci
 
   
    Claudia Carucci
     
     
     
     
LIMITED POWER OF ATTORNEY
The undersigned does hereby constitute and appoint Stephen J. Nelson, Mary Anne Mayo, Scott M. Dubowsky and Beth N. Lowson, each of The Nelson Law Firm, LLC, White Plains Plaza, One North Broadway, White Plains, NY 10601, signing singly, with full power of substitution, as the true and lawful attorney of the undersigned, and authorizes and designates each of them to sign on behalf of the undersigned, and to file filings and any amendments thereto made by or on behalf of the undersigned in respect of the beneficial ownership of equity securities held by the undersigned, directly, indirectly or beneficially, pursuant to Sections 13(d), 13(g) and 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder.  The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming any of the undersigned's responsibilities to comply with Sections 13(d), 13(g) or 16 of the Exchange Act.
This Power of Attorney shall remain in full force and effect until withdrawn by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 6th day of February, 2014.
     
    UNCLE MILLS PARTNERS, LLC
     
    By: Claudia B. Carucci, Manager
     
 
  /s/ Claudia B. Carucci , Manager
 
   
     
     
     
     
     

 


Dates Referenced Herein

This ‘SC 13G/A’ Filing    Date    Other Filings
Filed on:1/19/18None on these Dates
12/31/17
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