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Kimble Lewis Phillip – ‘4/A’ for 3/25/20 re: Foot Locker, Inc.

On:  Monday, 3/30/20, at 7:04pm ET   ·   For:  3/25/20   ·   Accession #:  1240151-20-29   ·   File #:  1-10299

Previous ‘4’:  ‘4’ on 3/27/20 for 3/25/20   ·   Latest ‘4’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/30/20  Kimble Lewis Phillip              4/A                    1:8K   Foot Locker, Inc.                 Clarke Sheilagh M/FA

Amendment to Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4/A         Amendment to Statement of Changes in Beneficial     HTML      3K 
                Ownership of Securities by an Insider --                         
                edgar.xml/3.6                                                    




        

This ‘4/A’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Amendment to Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Kimble Lewis Phillip

(Last)(First)(Middle)
C/O FOOT LOCKER, INC.
330 WEST 34TH STREET

(Street)
NEW YORK,NY10001

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
FOOT LOCKER, INC. [ FL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
XOfficer (give title below) Other (specify below)
EVP & CEO Asia Pacific
3. Date of Earliest Transaction (Month/Day/Year)
3/25/20
4. If Amendment, Date of Original Filed (Month/Day/Year)
3/27/20
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock 3/25/20 A (1) 10,417A$024,704D
Common Stock 3/25/20 A (2) 11,137A$035,841D
Common Stock 29,295D
Common Stock 72.4642I401(K) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Employee Stock Option (right to buy) (3)$21.6 3/25/20 A 44,765 3/25/21 (4) 3/25/30Common Stock44,765$044,765D
Explanation of Responses:
(1)  Restricted Stock Unit award under the Foot Locker 2007 Stock Incentive Plan, as amended and restated, which will vest on March 25, 2023, subject to the reporting person's continued employment through the vesting date.
(2)  Represents performance-based restricted stock units earned for the 2018-19 long term incentive period, as the performance period conditions for this performance were met and certified as of March 25, 2020. The restricted stock units are payable solely in shares of the Company's common stock
(3)  Original Form 4 filed on March 27, 2020. This amended form is being filed to correct a typographical error in which footnote 4 was omitted in the original filing.
(4)  Option becomes exercisable in three equal annual installments, beginning March 25, 2021, which is the first anniversary of the date of grant.
Anthony D. Foti, Attorney-in-Fact for Lewis P. Kimble 3/30/20
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    A    Grant, award or other acquisition pursuant to Rule 16b-3(d).

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