Annual Report — Form 10-K — Sect. 13 / 15(d) – SEA’34 Filing Table of Contents
Document/ExhibitDescriptionPagesSize
1: 10-K Annual Report HTML 980K
2: EX-10.4 Form of Common Stock Purchase Warrant Dated HTML 79K
October 15, 2010
3: EX-10.5 Employment Agreement With David W. Brunton, Dated HTML 54K
July 1, 2010
4: EX-10.8 Agreements Used in Connection With the 2006 Equity HTML 33K
Incentive Plan
5: EX-21.1 Subsidiaries of the Registrant HTML 24K
6: EX-23.1 Consent of Independent Registered Public HTML 25K
Accounting Firm
7: EX-31.1 Certification of Principal Executive Officer HTML 29K
Pursuant to Section 302 of the Sarbanes-Oxley Act
of 2002
8: EX-31.2 Certification of Principal Financial Officer HTML 29K Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
9: EX-32.1 Certifications Pursuant to 18 U.S.C. Section 1350, HTML 25K
as Adopted Pursuant to Section 906 of the
Sarbanes-Oxley Act of 2002 *
61: R1 Document and Entity Information HTML 52K
47: R2 Consolidated Balance Sheets HTML 110K
58: R3 Consolidated Balance Sheets (Parenthetical) HTML 55K
63: R4 Consolidated Statements of Operations HTML 85K
82: R5 Consolidated Statements of Comprehensive Loss HTML 43K
49: R6 Consolidated Statements of Stockholders' Equity HTML 122K
(Deficit)
57: R7 Consolidated Statements of Cash Flows HTML 138K
43: R8 Nature of the business and operations HTML 31K
33: R9 Summary of Significant Accounting Policies HTML 83K
83: R10 Prepaid Expenses and Other Current Assets HTML 36K
65: R11 Property and Equipment HTML 37K
64: R12 Accrued Expenses HTML 34K
70: R13 Convertible Debt HTML 55K
71: R14 Fair Value Measurements HTML 61K
68: R15 Deferred Revenue HTML 29K
72: R16 Stockholders' Equity HTML 84K
60: R17 Stock-Based Compensation HTML 205K
62: R18 Commitments and Contingencies HTML 42K
67: R19 Segment Information HTML 65K
89: R20 Income Taxes HTML 142K
78: R21 Employee Benefit Plans HTML 27K
53: R22 Net Loss Per Share HTML 47K
66: R23 Related Party Transactions HTML 35K
55: R24 Subsequent Events HTML 30K
25: R25 Summary of Significant Accounting Policies HTML 168K
(Policies)
79: R26 Summary of Significant Accounting Policies HTML 27K
(Tables)
86: R27 Prepaid Expenses and Other Current Assets (Tables) HTML 35K
38: R28 Property and Equipment (Tables) HTML 28K
37: R29 Accrued Expenses (Tables) HTML 32K
41: R30 Fair Value Measurements (Tables) HTML 50K
42: R31 Stockholders' Equity (Tables) HTML 37K
44: R32 Stock-Based Compensation (Tables) HTML 176K
22: R33 Commitments and Contingencies (Tables) HTML 30K
76: R34 Segment Information (Tables) HTML 57K
51: R35 Income Taxes (Tables) HTML 138K
54: R36 Net Loss Per Share (Tables) HTML 41K
28: R37 Nature of the business and operations (Details) HTML 30K
88: R38 Summary of Significant Accounting Policies HTML 27K
(Details)
16: R39 Summary of Significant Accounting Policies HTML 78K
(Details Textual)
45: R40 Prepaid Expenses and Other Current Assets HTML 43K
(Details)
81: R41 Property and Equipment (Details) HTML 35K
27: R42 Property and Equipment (Details 1) HTML 26K
36: R43 Accrued Expenses (Details) HTML 33K
40: R44 Convertible Debt (Details) HTML 213K
48: R45 Fair Value Measurements (Details) HTML 35K
21: R46 Fair Value Measurements (Details 1) HTML 37K
32: R47 Deferred Revenue (Details) HTML 31K
18: R48 Stockholders' Equity (Details) HTML 34K
80: R49 Stockholders' Equity (Details Textual) HTML 237K
26: R50 Stock-Based Compensation (Details) HTML 54K
77: R51 Stock-Based Compensation (Details 1) HTML 62K
29: R52 Stock-Based Compensation (Details 2) HTML 38K
46: R53 Stock-Based Compensation (Details 3) HTML 34K
17: R54 Stock-Based Compensation (Details 4) HTML 58K
20: R55 Stock-Based Compensation (Details 5) HTML 59K
39: R56 Stock-Based Compensation (Details Textual) HTML 313K
23: R57 Commitments and Contingencies (Details) HTML 39K
84: R58 Commitments and Contingencies (Details Textual) HTML 48K
50: R59 Segment Information (Details) HTML 32K
69: R60 Segment Information (Details Textual) HTML 25K
31: R61 Income Taxes (Details) HTML 32K
34: R62 Income Taxes (Details 1) HTML 66K
75: R63 Income Taxes (Details 2) HTML 48K
73: R64 Income Taxes (Details 3) HTML 47K
52: R65 Income Taxes (Details 4) HTML 42K
74: R66 Income Taxes (Details Textual) HTML 53K
30: R67 Employee Benefit Plans (Details) HTML 31K
56: R68 Net Loss Per Share (Details) HTML 40K
85: R69 Net Loss Per Share (Details Textual) HTML 33K
19: R70 Related Party Transactions (Details) HTML 81K
24: R71 Subsequent Events (Details) HTML 35K
87: XML IDEA XML File -- Filing Summary XML 129K
35: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 1.73M
10: EX-101.INS XBRL Instance -- neond-20121231 XML 2.32M
12: EX-101.CAL XBRL Calculations -- neond-20121231_cal XML 132K
13: EX-101.DEF XBRL Definitions -- neond-20121231_def XML 679K
14: EX-101.LAB XBRL Labels -- neond-20121231_lab XML 1.68M
15: EX-101.PRE XBRL Presentations -- neond-20121231_pre XML 1.11M
11: EX-101.SCH XBRL Schema -- neond-20121231 XSD 269K
59: ZIP XBRL Zipped Folder -- 0001213900-13-001080-xbrl Zip 193K
‘EX-31.2’ — Certification of Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
1. I have reviewed this annual report on Form 10-K of Neonode Inc.;
2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation;
d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and
5. The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.
