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Applied Energetics, Inc. – ‘8-K’ for 6/8/20

On:  Monday, 6/15/20, at 6:09am ET   ·   For:  6/8/20   ·   Accession #:  1213900-20-14903   ·   File #:  1-14015

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/15/20  Applied Energetics, Inc.          8-K:8       6/08/20    1:25K                                    Edgar Agents LLC/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     15K 


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM 8-K

 

CURRENT REPORT PURSUANT

TO SECTION 13 OR 15(D) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

Date of report (Date of earliest event reported) June 8, 2020

 

APPLIED ENERGETICS, INC.

(Exact Name of Registrant as Specified in Its Charter)

 

Delaware

(State or Other Jurisdiction of Incorporation)

 

001-14015   77-0262908
(Commission File Number)   (IRS Employer Identification No.)

 

2480 W Ruthrauff Road, Suite 140 Q, Tucson, Arizona   85705
(Address of Principal Executive Offices)   (Zip Code)

 

(520) 628-7415

(Registrant’s Telephone Number, Including Area Code)

 

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).  Emerging growth company:  ☐

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol(s)   Name of each exchange on which registered
Common Stock, par value $.001 per share   AERG   OTCQB

 

 

 

 

 C: 

 

 

 

Item 8.01 – Other Events

 

Cancellation and Return of One Million Shares of Common Stock

 

We have entered into a Mutual Release and Hold Harmless Agreement with Christopher Rahne resolving claims related to the issuance of 1,000,000 shares of our common stock, par value $.001 per share, to Mr. Rahne, as directed by prior company CEO George Farley, as compensation for valuation services. The agreement provides for the return by Mr. Rahne of 1,000,000 shares of our common stock for cancellation in exchange for mutual releases. We have now received the certificates and submitted them for cancellation to our transfer agent.

 

 C: 

 C: 1

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

  APPLIED ENERGETICS, INC.
     
  By: /s/ Gregory J. Quarles
    Gregory J. Quarles
    Chief Executive Officer
     
Date: June 15, 2020    

 

2

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:6/15/20
For Period end:6/8/20CORRESP,  UPLOAD
 List all Filings 


9 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/10/21  Applied Energetics, Inc.          S-8        12/10/21    6:245K                                   EdgarAgents LLC/FA
10/05/21  Applied Energetics, Inc.          S-3        10/04/21    3:234K                                   MDM Corp Elec Fi… Inc/FA
 9/28/21  Applied Energetics, Inc.          424B3                  1:90K                                    EdgarAgents LLC/FA
 9/09/21  Applied Energetics, Inc.          S-3                    3:213K                                   EdgarAgents LLC/FA
 7/19/21  Applied Energetics, Inc.          424B3                  1:115K                                   EdgarAgents LLC/FA
 6/10/21  Applied Energetics, Inc.          S-3                    3:196K                                   EdgarAgents LLC/FA
 6/04/21  Applied Energetics, Inc.          424B3                  1:92K                                    EdgarAgents LLC/FA
 4/21/21  Applied Energetics, Inc.          POS AM                 2:192K                                   EdgarAgents LLC/FA
 3/18/21  Applied Energetics, Inc.          POS AM                 2:158K                                   EdgarAgents LLC/FA
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