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Subin Neil S – ‘3’ for 5/13/20 re: Advanzeon Solutions, Inc.

On:  Monday, 6/29/20, at 4:07pm ET   ·   For:  5/13/20   ·   Accession #:  1213900-20-16147   ·   File #:  1-09927

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/29/20  Subin Neil S                      3                      1:12K  Advanzeon Solutions, Inc.         EdgarAgents LLC/FA

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Initial Statement of Beneficial Ownership of        HTML      3K 
                Securities by an Insider -- ownership.xml/2.6                    




        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Initial Statement of Beneficial Ownership of Securities by an Insider
 
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
SUBIN NEIL S

(Last)(First)(Middle)
2336 S.E. OCEAN BOULEVARD, #400

(Street)
STUARTFL34996

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
5/13/20
3. Issuer Name and Ticker or Trading Symbol
Advanzeon Solutions, Inc. [ CHCR ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, par value $0.01 per share4,525,312 (1) (2)IBy Marli B. Miller Trust A-4
Common Stock, par value $0.01 per share4,525,312 (1) (2)IBy Lloyd I. Miller, III Trust A-4
Common Stock, par value $0.01 per share3,119,164 (1) (2)IBy Milfam II L.P.
Common Stock, par value $0.01 per share656,807 (1) (2)IBy JPMorgan Chase NA Custodian FBO Susan F Miller Spousal IRA
Common Stock, par value $0.01 per share418,100 (1) (2)IBy Lloyd I. Miller, III Revocable Trust
Common Stock, par value $0.01 per share289,343 (1) (2)IBy Catherine Miller Trust C
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Warrant to Purchase Shares of Common Stock 5/13/20 5/13/25Common Stock, par value $0.01 per share1,589,004 (1) (2)0.25IBy Marli B. Miller Trust A-4
Warrant to Purchase Shares of Common Stock 5/13/20 5/13/25Common Stock, par value $0.01 per share1,589,004 (1) (2)0.25IBy Lloyd I. Miller, III Trust A-4
Warrant to Purchase Shares of Common Stock 5/13/20 5/13/25Common Stock, par value $0.01 per share1,095,253 (1) (2)0.25IBy Milfam II L.P.
Warrant to Purchase Shares of Common Stock 5/13/20 5/13/25Common Stock, par value $0.01 per share230,630 (1) (2)0.25IBy JPMorgan Chase NA Custodian FBO Susan F Miller Spousal IRA
Warrant to Purchase Shares of Common Stock 5/13/20 5/13/25Common Stock, par value $0.01 per share146,811 (1) (2)0.25IBy Lloyd I. Miller, III Revocable Trust
Warrant to Purchase Shares of Common Stock 5/13/20 5/13/25Common Stock, par value $0.01 per share101,599 (1) (2)0.25IBy Catherine Miller Trust C
Explanation of Responses:
(1)  Mr. Neil S. Subin ("Mr. Subin") is the President and Manager of MILFAM LLC, which serves as manager, general partner, or advisor of a number of entities formerly managed or advised by the late Lloyd I. Miller, III. Mr. Subin also serves as trustee of a number of trusts for the benefit of the family of the late Lloyd I. Miller, III.
(2)  Except for possessing voting and dispositive power, Mr. Subin disclaims any other beneficial ownership of, and specifically any pecuniary interest in, the securities reported herein. This filing is not, and shall not be deemed, an admission (and Mr. Subin expressly disclaims) that Mr. Subin is, for purposes of Rule 16a-1(a)(2) under Section 16 of the Securities Exchange Act of 1934, the beneficial owner of any equity securities covered by this filing.
/s/ Neil S. Subin 6/26/20
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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