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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/31/20 Helix TCS, Inc. 8-K:7,9 3/30/20 3:3.9M Edgar Agents LLC/FA |
Document/Exhibit Description Pages Size 1: 8-K Current Report HTML 18K 2: EX-99.1 Press Release Dated March 30, 2020 HTML 15K 3: EX-99.2 Fiscal Year 2019 Investor Presentation HTML 10K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): March 30, 2020
| HELIX TCS, INC. | ||
| (Exact name of registrant as specified in its charter) |
| Delaware | 000-55722 | 81-4046024 | ||
| (State
or other jurisdiction of incorporation) |
(Commission File Number) | (IRS
Employer ID Number) |
10200 E. Girard Avenue, Suite B420 |
| (Address of principal executive offices) |
Registrant’s telephone number, including area code (720) 328-5372
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| Common Stock | HLIX | OTCQB |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
C:
Item 7.01. Regulation FD Disclosure.
On March 30, 2020, Helix TCS, Inc. (the “Company”) issued a press release regarding its results of operations and financial condition for the year ended December 31, 2019. On March 30, 2020 at 4:30pm Eastern Time, the Company will host a conference call to discuss these financial results and provide other corporate updates. The press release is attached hereto as Exhibit 99.1.
On March 30, 2020, the Company also released its Fiscal Year 2019 Investor Presentation (“Investor Presentation”) which it plans to use during future meetings with investors, stockholders, and analysts. The Investor Presentation is attached hereto as Exhibit 99.2. The fact that the Investor Presentation is being furnished should not be deemed an admission as to the materiality of any information contained in the presentation.
The information contained in this Item 7.01 and Exhibits 99.1 and 99.2 attached hereto is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under that Section, nor shall it be deemed incorporated by reference into any registration statement or other filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.
Item 9.01. Financial Statements and Exhibits.
| (d) | Exhibits |
Exhibit No. |
Description | |
| 99.1 | Press Release dated March 30, 2020 | |
| 99.2 | Fiscal Year 2019 Investor Presentation | |
C:
C: 1
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| HELIX TCS, INC. | |
| Date: March 30, 2020 | /s/ Scott Ogur |
| Scott Ogur | |
| Chief Financial Officer |
2
| This ‘8-K’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed as of: | 3/31/20 | |||
| Filed on / For Period end: | 3/30/20 | 10-K | ||
| 12/31/19 | 10-K | |||
| List all Filings | ||||