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Chui Juliet, et al. – ‘3’ for 5/10/18 re: Abpro Corp.

On:  Thursday, 5/10/18, at 9:01pm ET   ·   For:  5/10/18   ·   Accession #:  1209191-18-29392   ·   File #:  1-38486

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/10/18  Chui Juliet                       3                      2:10K  Abpro Corp.                       DONNELLEY FIN… File16/FA
          Orion Investment Holdings Ltd.

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Form 3 Submission -- doc3.xml/2.6                   HTML      3K 
 2: EX-24.3_788243  POA Document                                       2±     8K 


‘3’   —   Form 3 Submission — doc3.xml/2.6




        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Form 3 Submission
 
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Orion Investment Holdings Ltd

(Last)(First)(Middle)
UNIT 2302, 23/F, NEW WORLD TOWER 1
18 QUEEN'S ROAD, CENTRAL

(Street)
HONG KONGK3

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
5/10/18
3. Issuer Name and Ticker or Trading Symbol
Abpro Corp [ ABP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock987,113D (1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Series A Preferred Stock (2) (2)Common Stock1,616,500 (2)D (1)
1. Name and Address of Reporting Person*
Orion Investment Holdings Ltd

(Last)(First)(Middle)
UNIT 2302, 23/F, NEW WORLD TOWER 1
18 QUEEN'S ROAD, CENTRAL

(Street)
HONG KONGK3

(City)(State)(Zip)
1. Name and Address of Reporting Person*
Chui Juliet

(Last)(First)(Middle)
UNIT 2302, 23/F, NEW WORLD TOWER 1
18 QUEEN'S ROAD, CENTRAL

(Street)
HONG KONGK3

(City)(State)(Zip)
Explanation of Responses:
(1)  These shares are owned by Orion Investment Holdings Limited, a British Virgin Islands company. Ms. Mui Fan Juliet Chui is the sole owner and director of Orion and may be deemed to beneficially own the shares held directly by Orion.
(2)  Each share of Series A Preferred Stock will automatically convert into one hundred shares of common stock immediately prior to completion of the Issuer's initial public offering. The Series A Preferred Stock has no expiration date.
Remarks:
Exhibit List - Exhibit 24 - Power of Attorney
/s/ Brian Bowersox, Attorney-in-Fact 5/10/18
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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