SEC Info - Stern Sadie - ‘3’ for 1/1/20 re: 3D Systems Corp.

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Stern Sadie

(Last)

(First)

(Middle)

333 THREE D SYSTEMS CIRCLE

(Street)

ROCK HILL

29730

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
1/1/20

3. Issuer Name and Ticker or Trading Symbol
3D SYSTEMS CORP [ DDD ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
EVP, Human Resources

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	9,480	D
Common Stock	71,174 ⁽¹⁾	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Performance Based Restricted Stock	⁽²⁾	⁽²⁾	Common Stock	8,000 ⁽²⁾	⁽²⁾	D
Performance Based Restricted Stock	⁽³⁾	⁽³⁾	Common Stock	8,000 ⁽³⁾	⁽³⁾	D

Explanation of Responses:

(1) This amount includes 71,174 shares of restricted stock ("RSAs") issued pursuant to the Issuer's 2015 Incentive Plan. Of these shares, 6,668 RSAs vest on October 23, 2020; 5,700 RSAs vest on August 15, 2020; 2,352 RSAs vest on March 1, 2020; 2,351 RSAs vest on March 1, 2021; 6,092 RSAs vest on February 15, 2020; 6,092 RSAs vest on February 15, 2021; 6,091 RSAs vest on February 15, 2022; 2,028 RSAs vest on June 13, 2020; 2,028 RSAs vest on June 13, 2021; 2,027 RSAs vest on June 13, 2022; 14,872 RSAs vest on December 13, 2020; 7,437 RSAs vest on December 13, 2021; and 7,436 RSAs vest on December 13, 2022.

(2) The Reporting Person has been awarded 8,000 shares of RSAs under the Issuer's 2015 Incentive Plan. These RSAs vest, if at all, on the later date that is six months after the date of grant and the date that the closing price of a share of the common stock on each trading day during the immediately prior ninety consecutive calendar days is at least $30.

(3) he Reporting Person has been awarded 8,000 shares of RSAs under the Issuer's 2015 Incentive Plan. These RSAs vest, if at all, on the later date that is six months after the date of grant and the date that the closing price of a share of the common stock on each trading day during the immediately prior ninety consecutive calendar days is at least $40.

Remarks:

Exhibit 24 - Power of Attorney

	Andrew M. Johnson, Attorney-in-Fact, for Sadie Stern	1/9/20
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Stern Sadie – ‘3’ for 1/1/20 re: 3D Systems Corp.

On: Thursday, 1/9/20, at 5:05pm ET · For: 1/1/20 · Accession #: 1209191-20-2796 · File #: 1-34220

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Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — SEA’34
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‘3’ — Form 3 Submission — doc3.xml/2.6