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Petz Heidi G – ‘3’ for 9/13/20 re: Sherwin Williams Co.

On:  Tuesday, 9/22/20, at 5:35pm ET   ·   For:  9/13/20   ·   Accession #:  1209191-20-51524   ·   File #:  1-04851

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/22/20  Petz Heidi G                      3                      2:14K  Sherwin Williams Co.              DONNELLEY FIN… File16/FA

Initial Statement of Beneficial Ownership of Securities by an Insider   —   Form 3   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 3           Form 3 Submission -- doc3.xml/2.6                   HTML      3K 
 2: EX-24.3_938164  POA Document                                       2±     7K 


‘3’   —   Form 3 Submission — doc3.xml/2.6




        

This ‘3’ Document is an XML Data File that may be rendered in various formats:

  Form 3    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Form 3 Submission
 
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Petz Heidi G

(Last)(First)(Middle)
101 W. PROSPECT AVENUE

(Street)
CLEVELANDOH44115

(City)(State)(Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
9/13/20
3. Issuer Name and Ticker or Trading Symbol
SHERWIN WILLIAMS CO [ SHW ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
XOfficer (give title below) Other (specify below)
President, Consumer Brands Grp
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock173 (1)D
Common Stock81.41 (2)IStock Plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock Units (3) (3)Common Stock69.950.00D
Employee Stock Option (Right to Buy) 10/18/18 10/17/27Common Stock7383.92D
Employee Stock Option (Right to Buy) 10/18/19 10/17/27Common Stock7383.92D
Employee Stock Option (Right to Buy) 10/18/20 10/17/27Common Stock266383.92D
Employee Stock Option (Right to Buy) 10/17/20 10/16/28Common Stock193410.54D
Employee Stock Option (Right to Buy) 10/17/21 10/16/28Common Stock193410.54D
Employee Stock Option (Right to Buy) 10/16/20 10/15/29Common Stock667560.54D
Employee Stock Option (Right to Buy) 10/16/21 10/15/29Common Stock667560.54D
Employee Stock Option (Right to Buy) 10/16/22 10/15/29Common Stock666560.54D
Explanation of Responses:
(1)  Shares listed are restricted stock units.
(2)  Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 9/11/20 statement.
(3)  Represents the number of phantom stock units that were acquired by the reporting person (in exempt transactions) under The Sherwin-Williams Company Deferred Compensation Savings and Pension Equalization Plan. Each phantom stock unit is the economic equivalent of one share of common stock. The phantom stock units become payable in cash generally upon the reporting person's retirement or other termination of service. The phantom stock units have dividend equivalent rights.
Remarks:
Exhibit 24, Power of Attorney, is attached.
Stephen J. Perisutti, Attorney-in-fact 9/22/20
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

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Filing Submission 0001209191-20-051524   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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