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Apollo Global Management, Inc. – ‘8-K’ for 12/23/19

On:  Monday, 12/23/19, at 7:19pm ET   ·   As of:  12/24/19   ·   For:  12/23/19   ·   Accession #:  1193125-19-322823   ·   File #:  1-35107

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

12/24/19  Apollo Global Management, Inc.    8-K:5      12/23/19   11:184K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
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‘8-K’   —   Current Report


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 iX: 
  8-K  
 i false  i 0001411494 0001411494 2019-12-23 2019-12-23 0001411494 us-gaap:CommonClassAMember 2019-12-23 2019-12-23 0001411494 us-gaap:SeriesAPreferredStockMember 2019-12-23 2019-12-23 0001411494 us-gaap:SeriesBPreferredStockMember 2019-12-23 2019-12-23

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

FORM  i 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported)  i December 23, 2019

 

 i Apollo Global Management, Inc.

(Exact name of registrant as specified in its charter)

 

 i Delaware

 

 i 001-35107

 

 i 20-8880053

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

 i 9 West 57th Street,  i 43rd Floor

 i New York,  i New York  i 10019

(Address of principal executive offices) (Zip Code)

 i (212)  i 515-3200

(Registrant’s Telephone Number, Including Area Code)

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

   i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

   i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

   i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

   i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

 i Class A Common Stock

 

 i APO

 

 i New York Stock Exchange

 i 6.375% Series A Preferred Stock

 

 i APO.PR A

 

 i New York Stock Exchange

 i 6.375% Series B Preferred Stock

 

 i APO.PR B

 

 i New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

 


Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On December 20, 2019, Apollo Management Holdings, L.P., an indirect subsidiary of Apollo Global Management, Inc. (the “Company”), entered into an amendment (the “Amendment”) to the Employment Agreement with John Suydam, Chief Legal Officer of the Company, dated July 19, 2017 (the “Employment Letter”). The Amendment modifies certain components of the Employment Letter.

Pursuant to the Amendment, beginning January 1, 2020, Mr. Suydam is entitled to an annual base salary at the rate of $2,500,000 and an annual equity-based award having an aggregate value of $3,750,000, which shall vest in equal quarterly installments.

The description of the terms of the Amendment contained in this Current Report on Form 8-K does not purport to be complete and is qualified in its entirety by reference to the Amendment, a copy of which will be filed as an exhibit to the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2019.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

APOLLO GLOBAL MANAGEMENT, INC.

             

Date: December 23, 2019

 

 

By:

 

/s/ John J. Suydam

 

 

 

Chief Legal Officer

 

 

 

John J. Suydam


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
1/1/20
12/31/1910-K,  10-K/A,  5
Filed as of:12/24/19
Filed on / For Period end:12/23/19
12/20/19
7/19/174,  8-K
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