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U.S. Auto Parts Network, Inc. – IPO: ‘S-1/A’ on 1/22/07 – ‘EX-4.1’

On:  Monday, 1/22/07, at 6:56am ET   ·   Private-to-Public:  Document/Exhibit  –  Release Delayed   ·   Accession #:  1193125-7-9634   ·   File #:  333-138379

Previous ‘S-1’:  ‘S-1/A’ on 1/10/07   ·   Latest ‘S-1’:  This Filing   ·   12 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/22/07  U.S. Auto Parts Network, Inc.     S-1/A¶                12:4.5M                                   Donnelley … Solutions/FA

Initial Public Offering (IPO):  Pre-Effective Amendment to Registration Statement (General Form)   —   Form S-1
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: S-1/A       Amendment No. 3 to Form S-1 on U.S. Auto Parts      HTML   2.08M 
                          Network, Inc.                                          
12: CORRESP   ¶ Comment-Response or Other Letter to the SEC         HTML     13K 
 2: EX-1.1      Form of Underwriting Agreement                      HTML    157K 
 3: EX-3.4      Proposed Amended and Restated Certificate of        HTML     23K 
                          Incorporation                                          
 4: EX-3.6      Proposed Amended and Restated Bylaws                HTML     74K 
 5: EX-4.1      Specimen Common Stock Certificate                   HTML     13K 
 7: EX-10.28    Employment Agreement                                HTML     43K 
 8: EX-10.30    Offer Letter of Employment                          HTML     22K 
 6: EX-10.5     2007 Omnibus Plan                                   HTML    236K 
 9: EX-23.1     Consent of Ernst & Young LLP                        HTML      7K 
10: EX-23.2     Consent of Stonefield Josephson, Inc.               HTML      7K 
11: EX-23.3     Consent of J.H. Cohn LLP                            HTML      7K 


‘EX-4.1’   —   Specimen Common Stock Certificate


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  Specimen common stock certificate  

Exhibit 4.1

 

LOGO

 

Exhibit 4.1 PRTS

INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE

COMMON STOCK CUSIP 90343C 10 0

SEE REVERSE FOR CERTAIN DEFINITIONS

THIS CERTIFIES THAT

is the owner of

FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK, $0.001 PAR VALUE PER SHARE

U.S. AUTO PARTS NETWORK, INC.

transferable on the books of the Corporation by the holder hereof in person or by duly authorized attorney upon surrender of this certificate

properly endorsed.

This certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar.

WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers .

COUNTERSIGNED AND REGISTERED:

U.S. STOCK TRANSFER CORPORATION

TRANSFER AGENT

AND REGISTRAR

BY

AUTHORIZED SIGNATURE

Dated:

SECRETARY

U.S. AUTO PARTS NETWORK, INC.

SEAL

2006 DELAWARE

CORPORATE

PRESIDENT


LOGO

 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

TEN COM

 

TEN ENT

 

JT TEN

 

– as tenants in common

 

– as tenants by the entireties

 

– as joint tenants with right of

 

Survivorship and not as tenants

 

in common

 

UNIF GIFT MIN ACT– Custodian

(Cust) (Minor)

 

Under Uniform Gifts to Minors

 

Act

(State)

UNIF TRF MIN ACT– Custodian (until age )

(Minor)

 

To Minors Act

(State)

 

Additional abbreviations may also be used though not in the above list.

 

For Value received hereby sell, assign and transfer unto

PLEASE INSERT SOCIAL SECURITY OR OTHER

IDENTIFYING NUMBER OF ASSIGNEE

PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING POSTAL ZIP CODE, OF ASSIGNEE

 

Of the Common Stock represented by the within Certificate, and do(es) hereby irrevocably constitute and appoint

Attorney To transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.

Dated

X         X

THE SIGNATURE(S) TO THIS ASSIGNMENT MUST CORRESPOND NOTICE: WITH THE NAME(S) AS WRITTEN UPON THE FACE OF THE

CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.

Signature(s) Guaranteed:

 

By

THE SIGNATURE(S) MUST BE GUARANTEED BY AN ELIGIBLE GUARANTOR INSTITUTION (BANKS, STOCKBROKERS, SAVINGS AND LOAN ASSOCIATIONS AND CREDIT UNIONS WITH MEMBERSHIP IN AN APPROVED SIGNATURE GUARANTEE MEDALLION PROGRAM), PURSUANT TO S.E.C. RULE 17Ad-15.


12 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/08/24  CarParts.com, Inc.                10-K       12/30/23   70:8.5M
 1/29/24  CarParts.com, Inc.                S-8         1/29/24    4:73K                                    Broadridge Fin’l So… Inc
 8/02/23  CarParts.com, Inc.                S-8         8/02/23    4:63K                                    Broadridge Fin’l So… Inc
 3/08/23  CarParts.com, Inc.                10-K       12/31/22   70:8.5M
 1/30/23  CarParts.com, Inc.                S-8         1/30/23    5:82K                                    Broadridge Fin’l So… Inc
 3/02/22  CarParts.com, Inc.                10-K        1/01/22   69:9.2M
 1/20/22  CarParts.com, Inc.                S-8         1/20/22    3:79K                                    Broadridge Fin’l So… Inc
11/22/21  CarParts.com, Inc.                S-8        11/22/21    4:121K                                   Broadridge Fin’l So… Inc
 6/30/21  CarParts.com, Inc.                S-8         6/30/21    3:73K                                    Broadridge Fin’l So… Inc
 3/18/21  CarParts.com, Inc.                S-8         3/18/21    3:72K                                    Broadridge Fin’l So… Inc
 3/16/21  CarParts.com, Inc.                10-K        1/02/21   68:8.2M                                   Toppan Merrill Bridge/FA
 8/05/20  CarParts.com, Inc.                S-3                    5:1.1M                                   Broadridge Fin’l So… Inc
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Filing Submission 0001193125-07-009634   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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