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Alliance Data Systems Corp – ‘10-K’ for 12/31/09 – EX-31.1

On:  Monday, 3/1/10, at 9:06am ET   ·   For:  12/31/09   ·   Accession #:  1193125-10-43956   ·   File #:  1-15749

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/01/10  Alliance Data Systems Corp        10-K       12/31/09   37:5.7M                                   RR Donnelley/FA

Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   1.61M 
 2: EX-10.1     Office Lease                                        HTML    258K 
 3: EX-10.10    Letter Agreement                                    HTML     17K 
13: EX-10.101   Purchase and Sale Agreement                         HTML    113K 
14: EX-10.102   First Amendment to Purchase and Sale Agreement      HTML     25K 
15: EX-10.103   Second Amendment to Purchase and Sale Agreement     HTML     18K 
16: EX-10.104   Third Amendment to Purchase and Sale Agreement      HTML     24K 
17: EX-10.105   Consent to Purchase and Sale Agreement              HTML     23K 
18: EX-10.106   Fourth Amendment to Purchase and Sale Agreement     HTML     48K 
19: EX-10.107   Second Amended and Restated Pooling and Servicing   HTML    472K 
                          Agreement                                              
20: EX-10.108   First Amendment to Second Amended and Restated      HTML     25K 
                          Pooling and Servicing Agreement                        
21: EX-10.109   Second Amendment to Second Amended and Restated     HTML     25K 
                          Pooling and Servicing Agreement                        
22: EX-10.110   Fourth Amendment to Second Amended and Restated     HTML     24K 
                          Pooling and Servicing Agreement                        
23: EX-10.111   Amendment to Second Amended and Restated Pooling    HTML     21K 
                          and Servicing Agreement                                
24: EX-10.112   Amendment to Second Amended and Restated Pooling    HTML     42K 
                          and Servicing Agreement                                
25: EX-10.113   Sixth Amendment to Second Amended and Restated      HTML     55K 
                          Pooling and Servicing Agreement                        
26: EX-10.122   Series 2006-A Indenture Supplement                  HTML    281K 
27: EX-10.123   Series 2007-I Indenture Supplement                  HTML    327K 
28: EX-10.124   Series 2009-Vfc1 Indenture Supplement               HTML    194K 
29: EX-10.125   Series 2009-Vfn Indenture Supplement                HTML    211K 
30: EX-10.126   Series 2009-Vfn Indenture Supplement                HTML    214K 
 4: EX-10.14    Third Amendment to Lease Agreement                  HTML     38K 
 5: EX-10.19    Lease Amending Agreement by and Between Dundeal     HTML     62K 
                          Canada Inc. and Loyaltyone Inc.                        
 6: EX-10.21    Third Lease Amendment                               HTML     32K 
 7: EX-10.26    Lease of Space                                      HTML    349K 
 8: EX-10.44    Amendment No. One to Performance-Based Restricted   HTML     15K 
                          Stock Unit Award Agreement                             
 9: EX-10.51    Amendment No. One to Canadian Performance-Based     HTML     15K 
                          Restricted Stock Unit Award Agmt                       
10: EX-10.60    Amended and Restated Alliance Data Systems 401(K)   HTML    359K 
                          and Retirement Savings Plan                            
11: EX-10.61    Form of Performance-Based Restricted Stock Unit     HTML     39K 
                          Award Agreement                                        
12: EX-10.62    Form of Canadian Performance-Based Restricted       HTML     39K 
                          Stock Unit Award Agreement                             
31: EX-12.1     Statement Re Computation of Ratios                  HTML     14K 
32: EX-21       Subsidiaries of the Registrant                      HTML     30K 
33: EX-23.1     Consent of Deloitte & Touche LLP                    HTML     14K 
34: EX-31.1     Certification of CEO Pursuant to Rule 13A-14(A)     HTML     17K 
35: EX-31.2     Certification of CFO Pursuant to Rule 13A-14(A)     HTML     17K 
36: EX-32.1     Certification of CEO Pursuant to Rule 13A-14(B)     HTML     15K 
37: EX-32.2     Certification of CFO Pursuant to Rule 13A-14(B)     HTML     15K 


EX-31.1   —   Certification of CEO Pursuant to Rule 13A-14(A)


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  Certification of CEO pursuant to Rule 13a-14(a)  

Exhibit 31.1

CERTIFICATION OF THE

CHIEF EXECUTIVE OFFICER

OF

ALLIANCE DATA SYSTEMS CORPORATION

I, Edward J. Heffernan, certify that:

1. I have reviewed this annual report on Form 10-K of Alliance Data Systems Corporation;

2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;

4. The registrant’s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:

(a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

(b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

(c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and

(d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and

5. The registrant’s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):

(a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and

(b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

 

/S/    EDWARD J. HEFFERNAN        

Edward J. Heffernan
Chief Executive Officer

Date: March 1, 2010


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:3/1/10
For Period End:12/31/0911-K
 List all Filings 


8 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/29/11  SEC                               UPLOAD9/21/17    1:45K  Bread Financial Holdings, Inc.
 1/26/11  SEC                               UPLOAD9/21/17    1:60K  Bread Financial Holdings, Inc.
12/23/10  SEC                               UPLOAD9/21/17    1:56K  Bread Financial Holdings, Inc.
11/22/10  SEC                               UPLOAD9/21/17    1:58K  Bread Financial Holdings, Inc.
 9/23/10  SEC                               UPLOAD9/21/17    1:60K  Bread Financial Holdings, Inc.
 7/20/10  SEC                               UPLOAD9/21/17    1:78K  Bread Financial Holdings, Inc.
 5/28/10  SEC                               UPLOAD9/21/17    1:56K  Bread Financial Holdings, Inc.
 4/01/10  SEC                               UPLOAD9/21/17    1:80K  Bread Financial Holdings, Inc.
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Filing Submission 0001193125-10-043956   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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