SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Knight Capital Group LLC – ‘10-Q’ for 6/30/11 – ‘EX-32.1’

On:  Tuesday, 8/9/11, at 4:02pm ET   ·   For:  6/30/11   ·   Accession #:  1193125-11-216460   ·   File #:  1-14223

Previous ‘10-Q’:  ‘10-Q’ on 5/10/11 for 3/31/11   ·   Next:  ‘10-Q’ on 11/9/11 for 9/30/11   ·   Latest:  ‘10-Q/A’ on 5/10/13 for 3/31/13

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/09/11  Knight Capital Group LLC          10-Q        6/30/11   89:8.1M                                   Donnelley … Solutions/FA

Quarterly Report   —   Form 10-Q   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-Q        Quarterly Report                                    HTML    792K 
 2: EX-31.1     Certification of Chief Executive Officer Pursuant   HTML     33K 
                to Section 302                                                   
 3: EX-31.2     Certification of Chief Financial Officer Pursuant   HTML     33K 
                to Section 302                                                   
 4: EX-32.1     Certification of Chief Executive Officer Pursuant   HTML     28K 
                to Section 906                                                   
 5: EX-32.2     Certification of Chief Financial Officer Pursuant   HTML     28K 
                to Section 906                                                   
18: R1          Document and Entity Information                     HTML     46K 
78: R2          Consolidated Statements of Operations               HTML    133K 
13: R3          Consolidated Statements of Financial Condition      HTML    139K 
14: R4          Consolidated Statements of Financial Condition      HTML     42K 
                (Parenthetical)                                                  
64: R5          Consolidated Statements of Cash Flows               HTML    180K 
37: R6          Organization and Description of the Business        HTML     40K 
71: R7          Significant Accounting Policies                     HTML     83K 
28: R8          Fair Value of Financial Instruments                 HTML    168K 
38: R9          Collateralized Transactions                         HTML     35K 
45: R10         Receivable from and Payable to Brokers, Dealers     HTML     40K 
                and Clearing Organizations                                       
57: R11         Investments                                         HTML     39K 
22: R12         Goodwill and Intangible Assets                      HTML    100K 
35: R13         Long-Term Debt                                      HTML     65K 
30: R14         Comprehensive Income                                HTML     45K 
33: R15         Stock-Based Compensation                            HTML     78K 
72: R16         Income Taxes                                        HTML     46K 
27: R17         Writedown Of Assets And Lease Loss Accrual          HTML     30K 
53: R18         Discontinued Operations                             HTML     58K 
31: R19         Earnings Per Share                                  HTML     58K 
77: R20         Significant Clients                                 HTML     30K 
58: R21         Commitments and Contingent Liabilities              HTML     72K 
65: R22         Financial Instruments with Off-Balance Sheet Risk   HTML     34K 
                and Concentrations of Credit Risk                                
17: R23         Business Segments                                   HTML     64K 
68: R24         Subsequent Event                                    HTML     33K 
26: R25         Significant Accounting Policies (Policy)            HTML    137K 
20: R26         Significant Accounting Policies (Tables)            HTML     46K 
23: R27         Fair Value of Financial Instruments (Tables)        HTML    156K 
47: R28         Receivable from and Payable to Brokers, Dealers     HTML     39K 
                and Clearing Organizations (Tables)                              
63: R29         Investments (Tables)                                HTML     38K 
52: R30         Goodwill and Intangible Assets (Tables)             HTML     98K 
40: R31         Long-Term Debt (Tables)                             HTML     44K 
34: R32         Comprehensive Income (Tables)                       HTML     40K 
50: R33         Stock-Based Compensation (Tables)                   HTML     72K 
76: R34         Income Taxes (Tables)                               HTML     40K 
29: R35         Discontinued Operations (Tables)                    HTML     55K 
79: R36         Earnings Per Share (Tables)                         HTML     55K 
89: R37         Commitments and Contingent Liabilities (Tables)     HTML     60K 
25: R38         Organization and Description of the Business        HTML     30K 
                (Details)                                                        
61: R39         Significant Accounting Policies (Narrative)         HTML     29K 
                (Details)                                                        
39: R40         Significant Accounting Policies (Schedule of        HTML     30K 
                Interest Income and Interest Expense) (Details)                  
51: R41         Significant Accounting Policies (Component of Net   HTML     34K 
                Trading Revenue Includes Dividend Income and                     
                Expense) (Details)                                               
46: R42         Fair Value of Financial Instruments (Narrative)     HTML     32K 
                (Details)                                                        
24: R43         Fair Value of Financial Instruments (Financial      HTML    106K 
                Assets and Liabilities Measured at Fair Value on a               
                Recurring Basis) (Details)                                       
66: R44         Fair Value of Financial Instruments (Fair Value of  HTML     46K 
                Derivative Instruments Effect of Changes in Fair                 
                Value on Statements of Operations) (Details)                     
86: R45         Fair Value of Financial Instruments (Fair Value of  HTML     52K 
                Derivative Instruments Gain (Loss) Recognized)                   
                (Details)                                                        
87: R46         Collateralized Transactions (Details)               HTML     45K 
21: R47         Receivable from and Payable to Brokers, Dealers     HTML     46K 
                and Clearing Organizations (Schedule of Amounts                  
                Receivable from and Payable to Brokers, Dealers                  
                and Clearing Organizations) (Details)                            
19: R48         Investments (Summary of Investments) (Details)      HTML     42K 
83: R49         Goodwill and Intangible Assets (Narrative)          HTML     45K 
                (Details)                                                        
12: R50         Goodwill and Intangible Assets (Goodwill and        HTML     38K 
                Intangible Assets, Net of Accumulated                            
                Amortization) (Details)                                          
43: R51         Goodwill and Intangible Assets (Intangible Assets,  HTML     53K 
                Net of Accumulated Amortization) (Details)                       
36: R52         Goodwill and Intangible Assets (Amortization        HTML     31K 
                Expense) (Details)                                               
16: R53         Goodwill and Intangible Assets (Estimated           HTML     45K 
                Amortization Expense) (Details)                                  
88: R54         Long-Term Debt (Narrative) (Details)                HTML    148K 
73: R55         Long-Term Debt (Summary Of Long-Term Debt)          HTML     38K 
                (Details)                                                        
54: R56         Long-Term Debt (Schedule of Recorded Expenses with  HTML     36K 
                Respect to Notes) (Details)                                      
84: R57         Comprehensive Income (Schedule of Comprehensive     HTML     45K 
                Income) (Details)                                                
41: R58         Stock-Based Compensation (Narrative) (Details)      HTML     45K 
74: R59         Stock-Based Compensation (Employee Compensation     HTML     32K 
                and Benefits, Restricted Awards) (Details)                       
42: R60         Stock-Based Compensation (Summary of Restricted     HTML     58K 
                Awards Activity) (Details)                                       
56: R61         Stock-Based Compensation (Compensation Expense      HTML     33K 
                Relating to Stock Options) (Details)                             
49: R62         Stock-Based Compensation ( Summary of Stock Option  HTML     60K 
                Activity) (Details)                                              
60: R63         Income Taxes (Schedule Of Reconciliation Of         HTML     43K 
                Federal Statutory Income Tax Rate to the Company's               
                Actual Income Tax Rate From Continuing Operations                
                (Details)                                                        
44: R64         Writedown Of Assets And Lease Loss Accrual          HTML     30K 
                (Details)                                                        
59: R65         Discontinued Operations (Schedule of Losses from    HTML     47K 
                Discontinued Operations Net of Tax) (Details)                    
48: R66         Discontinued Operations (Schedule of Discontinued   HTML     44K 
                Operations Assets and Liabilities Recorded in                    
                Other Assets and Accrued Expenses and Other                      
                Liabilities) (Details)                                           
85: R67         Earnings Per Share (Narrative) (Details)            HTML     33K 
70: R68         Earnings Per Share (Schedule of Calculation of      HTML     62K 
                Numerator and Denominator in Earnings Per Share)                 
                (Details)                                                        
75: R69         Significant Clients (Details)                       HTML     31K 
62: R70         Commitments and Contingent Liabilities (Narrative)  HTML     39K 
                (Details)                                                        
15: R71         Commitments and Contingent Liabilities (Schedule    HTML     58K 
                of Lease and Contract Obligations) (Details)                     
69: R72         Commitments and Contingent Liabilities (Fair Value  HTML     30K 
                of Assets or Liability on Future Contract)                       
                (Details)                                                        
32: R73         Commitments and Contingent Liabilities (Schedule    HTML     30K 
                of Realized Gain (Loss) on Future Contracts)                     
                (Details)                                                        
55: R74         Business Segments (Income (Loss) from Continuing    HTML     49K 
                Operations before Income Taxes (Pre-tax Earnings)                
                and Total Assets by Segment) (Details)                           
81: R75         Subsequent Event (Details)                          HTML     35K 
80: XML         IDEA XML File -- Filing Summary                      XML    154K 
82: EXCEL       IDEA Workbook of Financial Reports (.xls)            XLS   1.32M 
 6: EX-101.INS  XBRL Instance -- kcg-20110630                        XML   2.19M 
 8: EX-101.CAL  XBRL Calculations -- kcg-20110630_cal                XML    194K 
 9: EX-101.DEF  XBRL Definitions -- kcg-20110630_def                 XML    400K 
10: EX-101.LAB  XBRL Labels -- kcg-20110630_lab                      XML   1.05M 
11: EX-101.PRE  XBRL Presentations -- kcg-20110630_pre               XML    830K 
 7: EX-101.SCH  XBRL Schema -- kcg-20110630                          XSD    185K 
67: ZIP         XBRL Zipped Folder -- 0001193125-11-216460-xbrl      Zip    165K 


‘EX-32.1’   —   Certification of Chief Executive Officer Pursuant to Section 906


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  Certification of Chief Executive Officer pursuant to Section 906  

EXHIBIT 32.1

Statement of Chief Executive Officer Pursuant to

18 U.S.C. Section 1350,

as Adopted Pursuant to

Section 906 of the Sarbanes-Oxley Act of 2002

In connection with the Quarterly Report on Form 10-Q of Knight Capital Group, Inc. (the “Company”) for the quarter ended June 30, 2011 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), Thomas M. Joyce, as Chief Executive Officer of the Company, hereby certifies, pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that, to the best of his knowledge:

 

  (1) The Report fully complies with the requirements of Section 13(a) or, 15(d) of the Securities Exchange Act of 1934; and

 

  (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

/s/    THOMAS M. JOYCE

Name: Thomas M. Joyce

Title:    Chief Executive Officer

Date:   August 9, 2011

This certification accompanies the Report pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, and shall not, except to the extent required by the Sarbanes-Oxley Act of 2002, be deemed filed by the Company for purposes of Section 18 of the Securities Exchange Act of 1934, as amended.


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-Q’ Filing    Date    Other Filings
Filed on:8/9/11
For Period end:6/30/1113F-HR,  8-K
 List all Filings 
Top
Filing Submission 0001193125-11-216460   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Apr. 19, 7:32:11.1am ET