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As Of Filer Filing For·On·As Docs:Size Issuer Agent 3/09/12 BrightSource Energy Inc S-1/A 21:24M RR Donnelley/FA |
Document/Exhibit Description Pages Size
1: S-1/A Amendment No. 7 to Form S-1 HTML 2.01M
2: EX-2.1 Ivanpah I Equity Participation Agreement HTML 1.24M
3: EX-2.2 Ivanpah Ii Equity Participation Agreement HTML 1.26M
4: EX-2.3 Ivanpah Iii Equity Participation Agreement HTML 1.21M
7: EX-10.19 Amended and Restated Preferred Partnership HTML 232K
Agreement
8: EX-10.20 Amended and Restated Preferred Equipment Supplier HTML 308K
Agreement
9: EX-10.21 Master Services Agreement HTML 2.74M
10: EX-10.22 Solar Field Agreement - Ivanpah I Solar Power HTML 796K
Project
11: EX-10.23 Solar Field Agreement - Ivanpah Ii Solar Power HTML 808K
Project
12: EX-10.24 Solar Field Agreement - Ivanpah Iii Solar Power HTML 807K
Project
13: EX-10.25 Solar Field Supply Subcontract - Ivanpah 1 Solar HTML 636K
Power Project
14: EX-10.26 Solar Field Supply Subcontract - Ivanpah 2 Solar HTML 684K
Power Project
15: EX-10.27 Solar Field Supply Subcontract - Ivanpah 3 Solar HTML 683K
Power Project
16: EX-10.28 Equity Funding Agreement HTML 276K
17: EX-10.29 Equity Funding Agreement HTML 275K
5: EX-10.3 2011 Omnibus Equity Incentive Plan HTML 95K
18: EX-10.30 Equity Funding Agreement HTML 276K
19: EX-10.31 Loan Agreement HTML 671K
20: EX-10.39 First Amendment to Loan and Security Agreement HTML 22K
6: EX-10.4 2011 Employee Stock Purchase Plan HTML 70K
21: EX-23.1 Consent of Deloitte & Touche LLP HTML 9K
| First Amendment to Loan and Security Agreement |
Exhibit 10.39
FIRST AMENDMENT
TO
LOAN AND SECURITY AGREEMENT
This First Amendment to Loan and Security Agreement is entered into as of January 17, 2012 (the “Amendment”), by and among BRIGHTSOURCE ENERGY, INC., a Delaware corporation (“Borrower”), certain wholly-owned Domestic Subsidiaries of Borrower, as Guarantors, and HERCULES TECHNOLOGY GROWTH CAPITAL, INC., a Maryland corporation (“HTGC”) and HERCULES TECHNOLOGY III, L.P., a Delaware limited partnership (“Hercules III”) (HTGC and Hercules III, collectively, “Lender”).
RECITALS
Borrower, Guarantors and Lender are parties to that certain Loan and Security Agreement dated as of October 7, 2011 (the “Agreement”). The parties desire to amend the Agreement in accordance with the terms of this Amendment. Capitalized terms used and not otherwise defined herein shall have the meanings ascribed to them in the Agreement.
NOW, THEREFORE, the parties agree as follows:
1. Section 2.1(d) of the Agreement is amended in its entirety to read as follows:
“(d) Unused Line Fee. From the Closing Date to the Revolving Maturity Date, Borrower shall pay to Lender quarterly in arrears beginning January 1, 2012, and on the first Business Day following the end of each quarter thereafter and on the Revolving Maturity Date, an unused line fee determined by multiplying 0.75% per annum (the “Unused Line Fee”) times the actual daily closing balance of the unused portion of the Maximum Revolving Loan Amount for each day during the applicable quarterly period for which such Unused Line Fee is due. The Unused Line Fee shall be computed on a basis of a year of three hundred sixty (360) days and assessed for the actual number of days of the unused portion of the Maximum Revolving Loan.”
2. The Agreement, as amended hereby, shall be and remain in full force and effect in accordance with its respective terms and hereby is ratified and confirmed in all respects. Except as expressly set forth herein, the execution, delivery, and performance of this Amendment shall not operate as a waiver of, or as an amendment of, any right, power, or remedy of Lender under the Loan Documents, as in effect prior to the date hereof. This Amendment does not constitute a novation.
3. Borrower represents and warrants that the representations and warranties contained in the Agreement are true and correct in all material respects as of the date of this Agreement (except to the extent such representations and warranties contained in the Agreement speak as of an earlier date in which case such representations and warranties are true and correct in all material respects as of such earlier date).
4. This Amendment may be executed in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one instrument.
1
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be duly executed and delivered by their respective officers thereunto duly authorized as of the date first written above.
| BORROWER: | ||
| BRIGHTSOURCE ENERGY, INC. | ||
| Signature: | ||
| Print Name: | ||
| Title: | CFO | |
| GUARANTOR: | ||
| BRIGHTSOURCE CONSTRUCTION MANAGEMENT, INC. | ||
| Signature: | ||
| Print Name: | ||
| Title: | CFO | |
| GUARANTOR: | ||
| BRIGHTSOURCE ASSET HOLDINGS, LLC | ||
| Signature: | ||
| Print Name: | ||
| Title: | CFO | |
Soley with respect to the obligations under Sections 7 and 12 of the Agreement:
| BRIGHTSOURCE INDUSTRIES (ISRAEL) LTD. | ||
| Signature: | /s/ Israel Kroizer | |
| Print Name: | ||
| Title: | President | |
| BRIGHTSOURCE OPERATIONS (ISRAEL) LTD. | ||
| Signature: | /s/ Israel Kroizer | |
| Print Name: | ||
| Title: | President | |
2
Accepted in Palo Alto, California:
| LENDER: | ||||
| HERCULES TECHNOLOGY GROWTH CAPITAL, INC. | ||||
| Signature: | ||||
| Print Name: | ||||
| Title: | Associate General Counsel | |||
| HERCULES TECHNOLOGY III, L.P., a Delaware limited partnership | ||||
| By: Hercules Technology SBIC Management, LLC, its General Partner | ||||
| By: | Hercules Technology Growth Capital, Inc., its Manager | |||
| By: | ||||
| Name: | ||||
| Its: | Associate General Counsel | |||
3
| This ‘S-1/A’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 3/9/12 | None on these Dates | ||
| 1/17/12 | ||||
| 1/1/12 | ||||
| 10/7/11 | ||||
| List all Filings | ||||