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As Of Filer Filing For·On·As Docs:Size Issuer Agent 11/19/14 Nuveen Multi-Market Income Fd Inc N-8A/A 11/19/14 1:40K RR Donnelley/FA |
Document/Exhibit Description Pages Size 1: N-8A/A Nuveen Multi-Market Income Fund HTML 35K
| Nuveen Multi-Market Income Fund |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form N-8A/A
AMENDMENT TO AND ADOPTION OF NOTIFICATION OF
REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE
INVESTMENT COMPANY ACT OF 1940
The undersigned investment company, a Massachusetts business trust (“Registrant”), hereby notifies the Securities and Exchange Commission that it is amending and adopting as its own the registration of Nuveen Multi-Market Income Fund, Inc. (originally known as RAC Income Fund, Inc.), a Virginia corporation (“Predecessor Registrant”), under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 in connection with the closing of a reorganization transaction between Predecessor Registrant and Registrant whereby Predecessor Registrant will change its domicile from that of a Virginia corporation to that of a Massachusetts business trust (the “Change of Domicile Transaction”), and in connection with such amended notification of registration Registrant submits the following information:
Name: Nuveen Multi-Market Income Fund
Address of Principal Office (No. & Street, City, State, Zip Code):
333 West Wacker Drive
Telephone Number (including area code): (800) 257-8787
Name and address of agent for service of process:
Vice President and Secretary
Nuveen Multi-Market Income Fund
333 West Wacker Drive
With copies of notices and communications to:
| Deborah Bielicke Eades Vedder Price P.C. 222 N. LaSalle Street |
Eric F. Fess Chapman and Cutler LLP 111 West Monroe Street |
Check Appropriate Box:
Registrant is filing a Registration Statement pursuant to Section 8(b) of the Investment Company Act of 1940 concurrently with the filing of Form N-8A:
| YES ¨ | NO x |
| Item 1. | Exact name of registrant. |
Nuveen Multi-Market Income Fund.
| Item 2. | Name of state under the laws of which registrant was organized or created and the date of such organization or creation. |
Registrant is a Massachusetts business trust, created under the laws of the Commonwealth of Massachusetts on May 27, 2014.
| Item 3. | Form of organization of registrant (for example, corporation, partnership, trust, joint stock company, association, fund). |
Massachusetts business trust.
| Item 4. | Classification of registrant (face amount certificate company, unit investment trust or management company). |
Registrant is a management company.
| Item 5. | If registrant is a management company: |
(a) state whether registrant is a “closed-end” company or an “open-end” company;
Registrant is a closed-end company.
(b) state whether registrant is registering as a “diversified” company or a “non-diversified” company (read Instruction 4(i) carefully before replying).
Registrant is registering as a diversified company.
| Item 6. | Name and address of each investment adviser of registrant. |
Adviser
Nuveen Fund Advisors, LLC
333 West Wacker Drive
Sub-Adviser
Nuveen Asset Management, LLC
333 West Wacker Drive
2
| Item 7. | If registrant is an investment company having a board of directors, state the name and address of each officer and director of registrant. |
| Name and Address |
Position(s) with Registrant | |
| William Adams IV 333 West Wacker Drive |
Trustee | |
| Robert P. Bremner 333 West Wacker Drive |
Trustee | |
| Jack B. Evans 333 West Wacker Drive |
Trustee | |
| William C. Hunter 333 West Wacker Drive |
Trustee | |
| David J. Kundert 333 West Wacker Drive |
Trustee | |
| John K. Nelson 333 West Wacker Drive |
Trustee | |
| William J. Schneider 333 West Wacker Drive |
Trustee | |
| Thomas S. Schreier, Jr. 333 West Wacker Drive |
Trustee | |
| Judith M. Stockdale 333 West Wacker Drive |
Trustee | |
| Carole E. Stone 333 West Wacker Drive |
Trustee | |
| Virginia L. Stringer 333 West Wacker Drive |
Trustee | |
| Terence J. Toth 333 West Wacker Drive |
Trustee | |
3
| Name and Address |
Position(s) with Registrant | |
| Gifford R. Zimmerman |
Chief Administrative Officer | |
| Vice President and Secretary | ||
| Stephen D. Foy |
Vice President and Controller | |
| Walter M. Kelly |
Chief Compliance Officer and Vice President | |
| Scott S. Grace |
Vice President and Treasurer | |
| Kathleen L. Prudhomme 901 Marquette Avenue Minneapolis, Minnesota 55402 |
Vice President and Assistant Secretary | |
| Joel T. Slager |
Vice President and Assistant Secretary | |
| Cedric H. Antosiewicz |
Vice President | |
| Margo L. Cook |
Vice President | |
| Lorna C. Ferguson |
Vice President | |
| Tina M. Lazar |
Vice President | |
| Item 8. | If registrant is an unincorporated investment company not having a board of directors: |
(a) state the name and address of each sponsor of registrant;
Not applicable.
4
(b) state the name and address of each officer and director of each sponsor of registrant;
Not applicable.
(c) state the name and address of each trustee and each custodian of registrant.
Not applicable.
| Item 9. | (a) State whether registrant is currently issuing and offering its securities directly to the public (yes or no). |
No. Registrant is not currently issuing and offering its securities directly to the public, except to the extent the closing of the Change of Domicile Transaction may be construed to be a public offering.
(b) If registrant is currently issuing and offering its securities to the public through an underwriter, state the name and address of such underwriter.
Not applicable.
(c) If the answer to Item 9(a) is “no” and the answer to Item 9(b) is “not applicable,” state whether registrant presently proposes to make a public offering of its securities (yes or no).
No. Registrant does not presently propose to make a public offering of its securities, except to the extent the closing of the Change of Domicile Transaction may be construed to be a public offering.
(d) State whether registrant has any securities currently issued and outstanding (yes or no).
No. Prior to the closing of the Change of Domicile Transaction Registrant will not have any securities issued and outstanding.
(e) If the answer to Item 9(d) is “yes,” state as of a date not to exceed ten days prior to the filing of this notification of registration the number of beneficial owners of registrant’s outstanding securities (other than short-term paper) and the name of any company owning 10 percent or more of registrant’s outstanding voting securities.
Not applicable.
| Item 10. | State the current value of registrant’s total assets. |
The current value of Registrant’s total assets is $0. Registrant was formed for the purpose of effecting the Change of Domicile Transaction and does not intend to commence operations prior to the consummation of the Change of Domicile Transaction.
5
| Item 11. | State whether registrant has applied or intends to apply for a license to operate as a small business investment company under the Small Business Investment Company Act of 1958 (yes or no). |
No.
| Item 12. | Attach as an exhibit a copy of registrant’s last regular periodic report to its securityholders, if any. |
Not applicable.
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has caused this notification of registration to be duly signed on its behalf in the city of Chicago and the state of Illinois on the 19th day of November, 2014.
| NUVEEN MULTI-MARKET INCOME FUND | ||
| By: | ||
| Kevin J. McCarthy | ||
| Vice President and Secretary | ||
Attest:
| Virginia L. O’Neal |
| Assistant Secretary |
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| This ‘N-8A/A’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on / Effective on: | 11/19/14 | 8-A12B/A | ||
| 5/27/14 | ||||
| List all Filings | ||||
As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/02/15 Nuveen Multi-Market Income Fund NSAR-A 12/31/14 9:19K Nuveen Quality Muni … Fd |