SEC Info℠

Home

Search

My Interests

Help

Sign In

Please Sign In

Lattice Strategies Trust – ‘N-8A’ on 10/1/14

On:  Wednesday, 10/1/14, at 12:50pm ET   ·   Effective:  10/1/14   ·   Accession #:  1193125-14-360415   ·   File #:  811-23002

in

this entire Filing. an “Entity” Search.

Show

Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

 Text Wildcards:  ? (any letter/digit),  * (many).  Search Logic:  for Documents:  & (and),  | (or);  for Text:  | (anywhere),  "(&)" (near).  Details... 

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

10/01/14  Lattice Strategies Trust          N-8A       10/01/14    1:8K                                     RR Donnelley/FA

Document/Exhibit                   Description                      Pages   Size 

 1: N-8A        Lattice Strategies Trust                            HTML      8K 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-8A

NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE

INVESTMENT COMPANY ACT OF 1940

The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notification of registration submits the following information:

Name:  Lattice Strategies Trust

Address of Principal Business Office (No. & Street, City, State, Zip Code):

One Embarcadero Center

Suite 2350

San Francisco, CA 94111

Telephone Number (including area code): (415) 508-3400

Name and address of agent for service of process:

Corporation Service Company

2711 Centerville Road

Suite 400

Wilmington, DE 19808

Check Appropriate Box:

Registrant is filing a Registration Statement pursuant to Section 8(b) of the Investment Company Act of 1940 concurrently with the filing of Form N-8A:                 Yes x                 No ¨

NOTICE

A copy of the Certificate of Trust of Lattice Strategies Trust (the “Trust”), together with any amendments thereto, is on file with the Secretary of the State of Delaware and notice is hereby given that this Notification of Registration is executed on behalf of the Trust by a trustee of the Trust as a trustee and not individually and that the obligations of or arising out of this Notification of Registration are not binding upon any of the trustees of the Trust or shareholders of any series of the Trust individually but are binding only upon the assets and property of the Trust or the respective series.

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has caused this notification of registration to be duly signed on its behalf in the City of San Francisco and State of California on the 1^st day of October, 2014.

Attest:

/s/Vivienne Shi                    

Vivienne Shi

Associate