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Calamos Dynamic Convertible & Income Fund – ‘8-A12B’ on 10/17/14

On:  Friday, 10/17/14, at 8:19pm ET   ·   As of:  10/20/14   ·   Accession #:  1193125-14-375371   ·   File #:  1-36699

2 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

10/20/14  Calamos Dynamic Convertible &… Fd 8-A12B     10/17/14    1:12K                                    RR Donnelley/FA

Registration of a Class of Securities   —   Form 8-A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-A12B      Registration of a Class of Securities               HTML     13K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  8-A12B  

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-A

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

Calamos Dynamic Convertible and Income Fund

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   47-1549409
(State of incorporation or organization)   (I.R.S. Employer Identification No.)

2020 Calamos Court

Naperville, Illinois 60563

(Address of Principal Executive Offices) (Zip Code)

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class

to be so registered

 

Name of the exchange on which

each class is to be registered

Common shares of beneficial interest, no par value   The NASDAQ Stock Market LLC

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.  x

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.  ¨

Securities Act registration statement file number to which this form relates:

333-194565

Securities to be registered pursuant to Section 12(g) of the Act:

Not Applicable

 

 

 


INFORMATION REQUIRED IN REGISTRATION STATEMENT

 

ITEM 1. DESCRIPTION OF REGISTRANTS SECURITIES TO BE REGISTERED.

The shares (the “Shares”) to be registered hereunder are common shares of beneficial interest, without par value, of Calamos Dynamic Convertible and Income Fund (the “Registrant”). A description of the Shares is contained under the heading “Description of Securities” in the prospectus included in Pre-Effective Amendment No. 1 to the Registrant’s Registration Statement on Form N-2 filed under the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, on October 17, 2014 (Registration Nos. 333-194565 and 811-22949), which description is incorporated herein by reference.

 

ITEM 2. EXHIBITS.

Pursuant to the Instructions as to Exhibits, no exhibits are filed herewith or incorporated herein by reference.


SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.

Date: October 17, 2014

 

CALAMOS DYNAMIC CONVERTIBLE AND INCOME FUND
By:   /s/ J. Christopher Jackson
Name:   J. Christopher Jackson
Title:   Vice President and Secretary

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-A12B’ Filing    Date    Other Filings
Filed as of:10/20/14N-2/A
Filed on:10/17/14
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2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/03/21  Calamos Dynamic Conv & Income Fd  424B5                  1:2M                                     Toppan Merrill/FA
 5/27/21  Calamos Dynamic Conv & Income Fd  N-2ASR      5/27/21   13:3.8M                                   Toppan Merrill/FA
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Filing Submission 0001193125-14-375371   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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