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Avalanche Biotechnologies, Inc. – ‘8-A12B’ on 7/28/14

On:  Monday, 7/28/14, at 5:11pm ET   ·   Accession #:  1193125-14-282544   ·   File #:  1-36579

14 References:   

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 7/28/14  Avalanche Biotechnologies, Inc.   8-A12B                 1:13K                                    RR Donnelley/FA

Registration of a Class of Securities   —   Form 8-A
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-A12B      Registration of a Class of Securities               HTML     13K 


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  8-A12B  

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-A

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

AVALANCHE BIOTECHNOLOGIES, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   20-5258327
(State of incorporation or organization)   (I.R.S. Employer
  Identification No.)

 

1035 O’Brien Drive, Suite A, Menlo Park, CA   94025
(Address of principal executive offices)   (Zip Code)

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each class   Name of each exchange on which

to be so registered

 

each class is to be registered

Common Stock, $0.0001 par value   The NASDAQ Stock Market LLC

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. x

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ¨

Securities Act registration statement file number to which this form relates: 333-197133 (if applicable)

Securities to be registered pursuant to Section 12(g) of the Act: None

 

 

 


Item 1. Description of Registrant’s Securities to be Registered.

A description of the common stock, par value $0.0001 per share, to be registered hereunder is set forth under the caption “Description of Capital Stock” in the prospectus that constitutes a part of the Registrant’s Registration Statement on Form S-1, File No. 333-197133 (the “Registration Statement”), initially filed with the U.S. Securities and Exchange Commission on June 30, 2014, as subsequently amended by any amendments to such Registration Statement and by any form of prospectus filed pursuant to Rule 424(b) under the Securities Act of 1933, as amended, in connection with such Registration Statement. Such Registration Statement, as amended, and any form of prospectus filed pursuant to Rule 424(b) under the Securities Act of 1933, as amended, that includes such description, are hereby incorporated by reference herein.

 

Item 2. Exhibits.

Under the Instructions as to Exhibits with respect to Form 8-A, no exhibits are required to be filed because no other securities of the Registrant are registered on The NASDAQ Stock Market LLC and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.


SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

    AVALANCHE BIOTECHNOLOGIES, INC.
Date: July 28, 2014     By:  

/s/ Thomas W. Chalberg, Jr., Ph.D.

    Name:   Thomas W. Chalberg, Jr., Ph.D.
    Title:   President and Chief Executive Officer

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-A12B’ Filing    Date    Other Filings
Filed on:7/28/14
6/30/1410-Q,  S-1
 List all Filings


14 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/21/24  Adverum Biotechnologies, Inc.     S-3                    6:637K                                   Donnelley … Solutions/FA
 3/20/24  Adverum Biotechnologies, Inc.     424B3                  1:178K                                   Donnelley … Solutions/FA
 3/18/24  Adverum Biotechnologies, Inc.     S-8         3/18/24    4:84K                                    Donnelley … Solutions/FA
 3/04/24  Adverum Biotechnologies, Inc.     S-3                    4:276K                                   Donnelley … Solutions/FA
 5/11/23  Adverum Biotechnologies, Inc.     424B5                  1:434K                                   Donnelley … Solutions/FA
 4/25/23  Adverum Biotechnologies, Inc.     S-3                    7:734K                                   Donnelley … Solutions/FA
 3/30/23  Adverum Biotechnologies, Inc.     S-8         3/30/23    4:80K                                    Donnelley … Solutions/FA
 8/11/22  Adverum Biotechnologies, Inc.     S-8         8/11/22    4:81K                                    Donnelley … Solutions/FA
 3/29/22  Adverum Biotechnologies, Inc.     S-8         3/29/22    4:83K                                    Donnelley … Solutions/FA
 3/01/21  Adverum Biotechnologies, Inc.     S-8         3/01/21    4:174K                                   Donnelley … Solutions/FA
12/17/20  Adverum Biotechnologies, Inc.     424B5                  1:434K                                   Donnelley … Solutions/FA
 8/13/20  Adverum Biotechnologies, Inc.     424B5                  1:960K                                   Donnelley … Solutions/FA
 8/12/20  Adverum Biotechnologies, Inc.     424B5       8/11/20    1:960K                                   Donnelley … Solutions/FA
 8/10/20  Adverum Biotechnologies, Inc.     S-8         8/10/20    3:67K                                    Donnelley … Solutions/FA
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