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TCW Direct Lending LLC – ‘N-6F/A’ on 7/25/14

On:  Friday, 7/25/14, at 1:55pm ET   ·   Accession #:  1193125-14-280275   ·   File #:  814-01069

Previous ‘N-6F’:  ‘N-6F’ on 4/24/14   ·   Latest ‘N-6F’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 7/25/14  TCW Direct Lending LLC            N-6F/A                 1:9K                                     RR Donnelley/FA

Amendment to Notice of Intention to Elect Business-Development-Company Status   —   Form N-6F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-6F/A      Amendment to Notice of Intention to Elect           HTML     10K 
                          Business-Development-Company Status                    


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  N-6F/A  

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-6F/A

 

 

AMENDMENT NO. 1 TO

NOTICE OF INTENT TO ELECT TO BE SUBJECT TO SECTIONS 55

THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940

The undersigned company (the “Company”) previously notified the Securities and Exchange Commission on Form N-6F filed on April 24, 2014 that it intends to file a notification of election to be subject to Sections 55 through 65 of the Investment Company Act of 1940, as amended (the “1940 Act”) and in connection with such notice submitted the following information:

 

Name:   

TCW Direct Lending LLC

 

Address of Principal Business Office:   

865 S. Figueroa Street

Los Angeles, California 90017

 

Telephone Number:   

(213) 244-0000

 

Name and Address of Agent For Service of Process:   

Meredith Jackson, Esq.

Executive Vice President and

General Counsel

The TCW Group, Inc.

865 S. Figueroa Street

Los Angeles, California 90017

This Amendment No. 1 to the Company’s Form N-6F filed on April 24, 2014 is necessary because of delays in the commencement of the Company’s offering, which delays were unforeseen at the time of the original filing.

The undersigned hereby notifies the Securities and Exchange Commission that it intends to file a notification of election to be subject to Sections 55 through 65 of the 1940 Act within ninety days of the date of this filing. The Company would be excluded from the definition of an investment company by Section 3(c)(1) of the 1940 Act, except that it presently proposes to make a public offering of its securities as a business development company.


SIGNATURE

Pursuant to the requirements of Section 6(f) of the 1940 Act, the undersigned company has caused this notice of intent to elect to be subject to Sections 55 through 65 of the 1940 Act pursuant to Section 54(a) of the 1940 Act to be duly executed on its behalf in the City of Los Angeles and the State of California on the 25th day of July, 2014.

 

 

TCW Direct Lending LLC

 

By:  

/s/ Meredith Jackson

Name:   Meredith Jackson, Esq.
Title:   Chief Compliance Officer

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘N-6F/A’ Filing    Date    Other Filings
Filed on:7/25/14
4/24/14N-6F
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Filing Submission 0001193125-14-280275   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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