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Nuveen Investment Funds Inc – ‘N-Q/A’ for 1/31/14

On:  Thursday, 4/17/14, at 5:21pm ET   ·   Effective:  4/17/14   ·   For:  1/31/14   ·   Accession #:  1193125-14-147929   ·   File #:  811-05309

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 4/17/14  Nuveen Investment Funds Inc       N-Q/A       1/31/14    2:1.1M                                   RR Donnelley/FANuveen Short Term Municipal Bond Fund 4 Classes/Contracts

Amendment to Quarterly Schedule of Portfolio Holdings of a Management Investment Company   —   Form N-Q
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-Q/A       Nuveen Investment Funds, Inc.                       HTML    820K 
 2: EX-99.CERT  Certifications                                      HTML     20K 


N-Q/A   —   Nuveen Investment Funds, Inc.


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  Nuveen Investment Funds, Inc.  

April 17, 2014

 

   Nuveen Investments, Inc.

 

333 West Wacker Drive

 

Chicago, IL 60606

Securities and Exchange Commission

100 F Street, N.E.

Washington, D.C. 20549

 

RE: Nuveen Investment Funds, Inc.

811-05309

Accession Number 0001193125-14-125766

Ladies and Gentlemen:

We are filing an amendment to Form Type N-Q originally filed 01-Apr-2014 14:51.

Explanation: We are correcting the filing to exclude the following two Series listed below, which were inadvertently included in this filing. These Series are included as part of Accession Number 0001193125-14-125762, filed 01-Apr-2014 14:50.

12. SERIES ID: S000014927

SERIES NAME: Nuveen International Select Fund

CLASSES (CONTRACTS):

1. CLASS (CONTRACT) ID:        C000040497

CLASS (CONTRACT) NAME: Class A

TICKER SYMBOL:        ISACX

2. CLASS (CONTRACT) ID:        C000040499

CLASS (CONTRACT) NAME: Class C

TICKER SYMBOL:        ICCSX

3. CLASS (CONTRACT) ID:        C000040501

CLASS (CONTRACT) NAME: Class I

TICKER SYMBOL:        ISYCX


13. SERIES ID: S000027104

SERIES NAME: Nuveen Tactical Market Opportunities Fund

CLASSES (CONTRACTS):

1. CLASS (CONTRACT) ID:        C000081650

CLASS (CONTRACT) NAME: Class I

TICKER SYMBOL:        FGTYX

2. CLASS (CONTRACT) ID:        C000100301

CLASS (CONTRACT) NAME: Class A

TICKER SYMBOL:        NTMAX

3. CLASS (CONTRACT) ID:        C000100302

CLASS (CONTRACT) NAME: Class C

TICKER SYMBOL:        NTMCX

Sincerely,

Nuveen Investments, Inc.

/s/ Kimberly Vaughan

Kimberly Vaughan

Assistant Vice President

312-917-8172


UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-Q

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

Investment Company Act file number 811-05309

Nuveen Investment Funds, Inc.

(Exact name of registrant as specified in charter)

Nuveen Investments

333 West Wacker Drive, Chicago, Illinois 60606

(Address of principal executive offices) (Zip code)

Kevin J. McCarthy—Vice President and Secretary

333 West Wacker Drive, Chicago, Illinois 60606

(Name and address of agent for service)

Registrant’s telephone number, including area code: 312-917-7700

Date of fiscal year end: April 30

Date of reporting period: January 31, 2014

Form N-Q is to be used by management investment companies, other than small business investment companies registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than 60 days after the close of the first and third fiscal quarters, pursuant to rule 30b1-5 under the Investment Company Act of 1940 (17 CFR 270.30b1-5). The Commission may use the information provided on Form N-Q in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-Q, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-Q unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.


Item 1. Schedule of Investments.


Nuveen Short Term Municipal Bond Fund

Portfolio of Investments January 31, 2014 (Unaudited)

 

Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

LONG-TERM INVESTMENTS – 96.1%

           
 

MUNICIPAL BONDS – 96.1%

           
 

National – 0.1%

           
$ 387     

BB&T Various States Municipal Trust Pool, Class B Certificates, Series 2011, 0.910%, 9/01/14

          No Opt. Call         AA–       $ 387,055   
 

Arizona – 5.2%

           
 

Arizona Sports and Tourism Authority, Subordinate Tax Revenue Refunding Bonds, Professional Baseball Training Facilities Project, Series 2013:

           
  1,000     

5.000%, 7/01/15

        No Opt. Call         A3         1,057,940   
  1,000     

5.000%, 7/01/16

        No Opt. Call         A3         1,091,120   
 

Avondale, Arizona, Pledged Revenue Bonds, Refunding Series 2013:

           
  1,045     

2.000%, 7/01/14

        No Opt. Call         AA         1,052,242   
  1,175     

2.000%, 7/01/15

        No Opt. Call         AA         1,199,934   
  1,545     

Glendale Industrial Development Authority, Arizona, Revenue Bonds, Midwestern University, Refunding Series 2010, 5.000%, 5/15/19

        No Opt. Call         A+         1,741,184   
 

Kyrene Elementary School District 28, Maricopa County, Arizona, School Improvement Bonds, Project 2010, Series 2013B:

           
  1,500     

1.000%, 7/01/18

        No Opt. Call         Aa1         1,527,240   
  1,775     

1.000%, 7/01/19

        No Opt. Call         Aa1         1,870,069   
  415     

Marana, Arizona, Pledged Excise Tax Revenue Bonds, Refunding Series 2013, 4.000%, 7/01/17

        No Opt. Call         AA         457,525   
 

Maricopa County Industrial Development Authority, Arizona, Health Facility Revenue Bonds, Catholic Healthcare West, Series 2007A:

           
  1,000     

5.000%, 7/01/16

        No Opt. Call         A         1,102,100   
  1,785     

5.000%, 7/01/17

        No Opt. Call         A         2,023,583   
  1,045     

Maricopa County School District 31 Balsz, Arizona, General Obligation Bonds, School Improvement Project 2011 Series 2012, 2.000%, 7/01/14 – AGM Insured

        No Opt. Call         AA–         1,051,887   
  5,000     

Navajo County Pollution Control Corporation, Arizona, Pollution Control Revenue Refunding Bonds, Arizona Public Service Company, Cholla Project, Series 2009A, 1.250%, 6/01/34 (Mandatory put 5/29/14)

        No Opt. Call         A3         5,011,400   
  6,055     

Phoenix Civic Improvement Corporation, Arizona, Junior Lien Airport Revenue Bonds, Series 2010A, 5.000%, 7/01/17

        No Opt. Call         A+         6,896,100   
  1,040     

Phoenix Civic Improvement Corporation, Arizona, Transit Excise Tax Revenue Refunding Bonds, Light Rail Project, Series 2013, 5.000%, 7/01/16

        No Opt. Call         AA         1,155,076   
  1,370     

Phoenix Industrial Development Authority, Arizona, Single Family Mortgage Revenue Bonds, Series 1983, 0.000%, 12/01/14 (ETM)

        No Opt. Call         Aaa         1,367,507   
 

Phoenix Mesa Gateway Airport Authority, Arizona, Special Facility Revenue Bonds, Mesa Project, Series 2012:

           
  200     

3.000%, 7/01/14 (Alternative Minimum Tax)

        No Opt. Call         AA+         201,880   
  130     

3.000%, 7/01/15 (Alternative Minimum Tax)

        No Opt. Call         AA+         133,101   
  300     

3.000%, 7/01/16 (Alternative Minimum Tax)

        No Opt. Call         AA+         310,893   
  790     

Pinal County Electrical District 3, Arizona, Electric System Revenue Bonds, Refunding Series 2011, 2.500%, 7/01/15

        No Opt. Call         A         809,837   

 

Nuveen Investments     1   


Nuveen Short Term Municipal Bond Fund (continued)

Portfolio of Investments January 31, 2014 (Unaudited)

 

Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

Arizona (continued)

           
$ 750     

Regional Public Transportation Authority, Arizona, Transportation Excise Tax Revenue Bonds, Maricopa County Public Transportation Fund Series 2014, 5.250%, 7/01/18

        No Opt. Call         AA+       $ 887,550   
  2,250     

Scottsdale Industrial Development Authority, Arizona, Hospital Revenue Bonds, Scottsdale Healthcare, Series 2008A, 5.000%, 9/01/14

        No Opt. Call         A2         2,309,376   
  820     

Sun Devil Energy LLC, Arizona, Revenue Refunding Bonds, Arizona State University Project, Series 2008, 5.000%, 7/01/18

        No Opt. Call         AA–         950,003   
  2,000     

Yavapai County Industrial Development Authority, Arizona, Solid Waste Disposal Revenue Bonds, Waste Management Inc., Series 2003A-2, 0.650%, 3/01/28 (Mandatory put 3/02/15) (Alternative Minimum Tax)

        No Opt. Call         A–         1,999,720   
  750     

Yuma Industrial Development Authority, Arizona, Hospital Revenue Bonds, Yuma Regional Medical Center, Series 2014A, 5.000%, 8/01/19 (WI/DD, Settling 2/05/14)

          No Opt. Call         A–         853,290   
  34,740     

Total Arizona

                            37,060,557   
 

Arkansas – 0.5%

           
  2,910     

North Little Rock Health Facilities Board, Arkansas, Healthcare Revenue Bonds, Baptist Health, Series 1996B, 5.375%, 12/01/19

          12/18 at 100.00         A+         3,321,067   
 

California – 8.8%

           
 

Beaumont Financing Authority, California, Local Agency Revenue Bonds, Improvement Area 19C, Series 2013A:

           
  475     

2.000%, 9/01/14

        No Opt. Call         N/R         477,632   
  495     

2.250%, 9/01/15

        No Opt. Call         N/R         501,564   
  480     

3.000%, 9/01/16

        No Opt. Call         N/R         495,173   
  1,125     

Brea Redevelopment Agency Successor Agency, California, Tax Allocation Bonds, Redevelopment Project Area AB, Refunding Series 2013, 5.000%, 8/01/17

        No Opt. Call         AA–         1,285,223   
  1,000     

Burbank-Glendale-Pasadena Airport Authority, California, Airport Revenue Bonds, Series 2005B, 5.250%, 7/01/16 – AMBAC Insured (Alternative Minimum Tax)

        No Opt. Call         A+         1,063,510   
  800     

California Health Facilities Financing Authority, Cal-Mortgage Insured Revenue Bonds, Northern California Retired Officers Community Corporation – Paradise Valley Estates, Refunding Series 2013, 3.000%, 1/01/17

        No Opt. Call         A         841,616   
  495     

California Health Facilities Financing Authority, Insured Refunding Revenue Bonds, Marshall Medical Center, Series 2012A, 4.000%, 11/01/14

        No Opt. Call         A         508,325   
  1,745     

California Health Facilities Financing Authority, Revenue Bonds, Saint Joseph Health System, Series 2013B, 5.000%, 7/01/43 (Mandatory put 10/17/17)

        No Opt. Call         AA–         2,010,236   
  275     

California Municipal Finance Authority, Revenue Bonds, Centro De Salud De La Communidad De Ysidero, Inc., Series 2013, 3.000%, 3/01/16

        No Opt. Call         A         287,183   
  895     

California Municipal Finance Authority, Revenue Bonds, Northbay Healthcare Group, Refunding Series 2013B, 5.000%, 11/01/14

        No Opt. Call         BBB–         919,792   
  1,000     

California Pollution Control Financing Authority, Solid Waste Disposal Revenue Bonds, USA Waste Services Inc., Refunding Series 1998A, 2.625%, 6/01/18 (Mandatory put 6/02/14) (Alternative Minimum Tax)

        No Opt. Call         A–         1,005,630   
  2,330     

California State Public Works Board, Lease Revenue Bonds, Department of Corrections & Rehabilitation, Series 2011C, 4.000%, 10/01/15

        No Opt. Call         A2         2,475,835   
  3,000     

California State Public Works Board, Lease Revenue Bonds, Various Capital Projects, Series 2011A, 4.000%, 10/01/15

        No Opt. Call         A2         3,187,770   
  2,500     

California Statewide Communities Development Authority, Revenue Bonds, Adventist Health System West, Series 2005A, 5.000%, 3/01/16

        3/15 at 100.00         A         2,617,200   

 

  2       Nuveen Investments


Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

California (continued)

           
 

Carlsbad, California, Limited Obligation Refunding Bonds, Reassessment District 12-1, Series 2013:

           
$ 400     

2.000%, 9/01/14

        No Opt. Call         N/R       $ 403,640   
  250     

2.000%, 9/01/15

        No Opt. Call         N/R         254,703   
  1,000     

Chula Vista Municipal Finance Authority, California, Special Tax Revenue Bonds, Refunding Series 2013, 5.000%, 9/01/15

        No Opt. Call         BBB+         1,062,470   
 

Clovis, California, Water Revenue Bonds, Refunding Series 2013:

           
  225     

4.000%, 3/01/16 – BAM Insured

        No Opt. Call         AA         239,918   
  250     

4.000%, 3/01/17 – BAM Insured

        No Opt. Call         AA         273,453   
  1,000     

Colton Joint Unified School District, San Bernardino County, California, General Obligation Bonds, Refunding Series 2013, 4.000%, 8/01/17 – AGM Insured

        No Opt. Call         AA–         1,109,970   
 

Corona-Norco Unified School District Public Financing Authority, Riverside County, California, Special Tax Revenue Refunding Bonds, Senior Lien Series 2013A:

           
  550     

2.000%, 9/01/15

        No Opt. Call         BBB+         557,557   
  500     

4.000%, 9/01/17

        No Opt. Call         BBB+         539,825   
 

Fresno, California, Airport Revenue Bonds, Refunding Series 2013B:

           
  1,275     

4.000%, 7/01/15 (Alternative Minimum Tax)

        No Opt. Call         Baa1         1,326,918   
  875     

4.000%, 7/01/16 (Alternative Minimum Tax)

        No Opt. Call         Baa1         927,036   
  905     

4.000%, 7/01/17 (Alternative Minimum Tax)

        No Opt. Call         Baa1         968,033   
  2,340     

Golden State Tobacco Securitization Corporation, California, Enhanced Tobacco Settlement Asset-Backed Bonds, Series 2013A, 5.000%, 6/01/17

        No Opt. Call         A2         2,625,150   
  2,500     

Inland Valley Development Agency, California, Tax Allocation Bonds, Series 2011B, 4.250%, 3/01/41 (Mandatory put 3/01/15)

        No Opt. Call         A         2,572,075   
  685     

Irvine, California, Limited Obligation Improvement Bonds, Reassessment District 12-1, Series 2012, 3.000%, 9/02/15

        No Opt. Call         BBB+         708,126   
 

Irvine, California, Limited Obligation Improvement Bonds, Reassessment District 13-1, Series 2013:

           
  700     

2.000%, 9/02/14

        No Opt. Call         BBB–         706,370   
  780     

2.000%, 9/02/15

        No Opt. Call         BBB–         794,672   
 

Lake Elsinore Public Financing Authority, California, Local Agency Revenue Bonds, Community Facilities District 88-3, Series 2013B:

           
  705     

2.000%, 9/01/14

        No Opt. Call         N/R         710,139   
  685     

2.000%, 9/01/15

        No Opt. Call         N/R         694,604   
  1,440     

Lee Lake Public Financing Authority, California, Senior Lien Revenue Bonds, Refunding Series 2013A, 4.000%, 9/01/15

        No Opt. Call         BBB         1,507,406   
  3,425     

Los Angeles County Redevelopment Authority, California, Various Redevelopment Project Areas Tax Allocation Revenue Refunding Bonds, Series 2013D, 5.000%, 9/01/16

        No Opt. Call         A–         3,764,075   
  1,100     

Modesto High School District, Stanislaus County, California, General Obligation Bonds, Series 2002A, 0.000%, 8/01/14 – FGIC Insured

        No Opt. Call         Aa2         1,097,668   
  500     

Northern California Power Agency, Hydroelectric Project Number One Revenue Bonds, Refunding Series 2010A, 5.000%, 7/01/16

        No Opt. Call         A+         556,220   
  2,500     

Oakland Redevelopment Successor Agency, California, Tax Allocation Bonds, Central District Redevelopment Project, Subordinate Refunding Series 2013, 5.000%, 9/01/15

        No Opt. Call         A–         2,669,825   
 

Orange City, California, Special Tax Bonds, Community Facilities District 91-2, Serrano Heights Public Improvements, Refunding Series 2013:

           
  450     

3.000%, 10/01/15

        No Opt. Call         A         467,190   
  320     

3.000%, 10/01/16

        No Opt. Call         A         338,010   

 

Nuveen Investments     3   


Nuveen Short Term Municipal Bond Fund (continued)

Portfolio of Investments January 31, 2014 (Unaudited)

 

Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

California (continued)

           
$ 360     

3.000%, 10/01/17

        No Opt. Call         A       $ 382,835   
  300     

4.000%, 10/01/18

        No Opt. Call         A         329,757   
  2,950     

Patterson Public Finance Authority, California, Revenue Bonds, Community Facilities District 2001-1, Senior Series 2013A , 3.000%, 9/01/16

        No Opt. Call         N/R         3,008,705   
  675     

Pioneers Memorial Healthcare District, California, General Obligation Bonds, Refunding Series 2012, 3.000%, 10/01/14

        No Opt. Call         BBB         684,504   
  400     

Pittsburg Infrastructure Financing Authority, California, Reassessment Revenue Refunding Bonds, Series 2011A, 3.000%, 9/02/14 – AGM Insured

        No Opt. Call         AA–         405,552   
  500     

Riverside County Transportation Commission, California, Sales Tax Revenue Bonds, Limited Tax Series 2013A, 5.000%, 6/01/18

        No Opt. Call         AA+         586,960   
 

Sacramento City Financing Authority, California, Special Tax Revenue Bonds, Westlake and Regency Park, Refunding Series 2013A:

           
  1,005     

3.000%, 9/01/15

        No Opt. Call         BBB+         1,036,296   
  550     

3.000%, 9/01/16

        No Opt. Call         BBB+         575,746   
  420     

Salinas Valley Solid Waste Authority, California, Revenue Bonds, Refunding Series 2014A, 5.000%, 8/01/18 – AGM Insured (Alternative Minimum Tax)

        No Opt. Call         AA–         481,396   
 

San Benito Health Care District, San Benito County, California, Revenue Bonds, Refunding Series 2013:

           
  300     

3.000%, 3/01/16

        No Opt. Call         A         313,674   
  350     

4.000%, 3/01/18

        No Opt. Call         A         384,248   
  600     

San Bernardino City Unified School District, San Bernardino County, California, General Obligation Bonds, Refunding Series 2013A, 5.000%, 8/01/17

        No Opt. Call         A         683,670   
  1,000     

San Francisco Redevelopment Agency, California, Special Tax Bonds, Community Facilities District 6, Mission Bay South, Series 2002, 3.000%, 8/01/15

        No Opt. Call        N/R         1,029,880   
 

Santa Cruz County Redevelopment Successor Agency, California, Tax Allocation Bonds, Refunding Series 2014:

           
  1,000     

5.000%, 9/01/17 – BAM Insured

        No Opt. Call         AA         1,137,570   
  600     

5.000%, 9/01/18 – BAM Insured

        No Opt. Call         AA         694,044   
 

South Orange County Public Financing Authority, California, Special Tax Revenue Bonds, Ladera Ranch, Refunding Series 2014A:

           
  280     

2.000%, 8/15/14

        No Opt. Call         BBB+         282,618   
  715     

4.000%, 8/15/17

        No Opt. Call         BBB+         789,146   
  250     

Twin Rivers Unified School District, County of Sacramento and County of Placer, California, General Obligation Refunding Bonds, Series 2014A, 4.000%, 8/01/18 – BAM Insured

        No Opt. Call         AA         279,873   
  985     

Union City Community Redevelopment Agency, California, Tax Allocation Revenue Bonds, Redevelopment Project, Subordinate Lien Series 2011, 5.000%, 12/01/18

        No Opt. Call         A         1,087,824   
 

West Kern Water District, California, Certificates of Participation, Series 2011:

           
  630     

3.000%, 6/01/14

        No Opt. Call         AA–         634,864   
  860     

3.000%, 6/01/15

        No Opt. Call         AA–         884,802   
  600     

3.000%, 6/01/16

        No Opt. Call         AA–         625,974   
 

West Sacramento Financing Authority, California, Special Tax Revenue Bonds, Series 2014:

           
  1,580     

3.000%, 9/01/15 (WI/DD, Settling 2/20/14)

        No Opt. Call         N/R         1,604,285   
  1,000     

1.000%, 9/01/14 (WI/DD, Settling 2/20/14)

          No Opt. Call         N/R         1,000,230   
  59,885     

Total California

                            63,476,195   

 

  4       Nuveen Investments


Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

Colorado – 3.2%

           
 

Colorado Educational and Cultural Facilities Authority, Charter School Refunding Revenue Bonds, Pinnacle Charter School, Inc. K-8 Facility Project, Series 2013:

           
$ 175     

3.000%, 6/01/15

        No Opt. Call         A       $ 179,365   
  250     

3.000%, 6/01/16

        No Opt. Call         A         259,713   
 

Colorado Educational and Cultural Facilities Authority, Charter School Revenue Bonds, Douglas County School District RE-1 – DCS Montessori School, Refunding & Improvement Series 2012:

           
  210     

2.000%, 7/15/14

        No Opt. Call         A         211,100   
  175     

2.250%, 7/15/17

        No Opt. Call         A         177,928   
  460     

Colorado Health Facilities Authority, Colorado, Hospital Revenue Bonds, Boulder Community Hospital Project, Refunding Series 2010A, 4.000%, 10/01/18

        No Opt. Call         A         496,197   
  3,405     

Colorado Health Facilities Authority, Colorado, Revenue Bonds, Catholic Health Initiatives, Series 2009A, 5.000%, 7/01/15

        No Opt. Call         A+         3,627,551   
  500     

Colorado Health Facilities Authority, Colorado, Revenue Bonds, Christian Living Communities Project, Series 2012, 4.000%, 1/01/15

        No Opt. Call         N/R         497,520   
  3,950     

Colorado Health Facilities Authority, Colorado, Revenue Bonds, Evangelical Lutheran Good Samaritan, Series 2009B, 5.000%, 6/01/39 (Mandatory put 12/01/14)

        No Opt. Call         A–         4,071,581   
  505     

Colorado Health Facilities Authority, Colorado, Revenue Bonds, National Jewish Medical and Research Center, Series 2012, 4.000%, 1/01/15

        No Opt. Call         BBB–         515,282   
  840     

Colorado Health Facilities Authority, Colorado, Revenue Bonds, Parkview Medical Center, Series 2012, 3.000%, 9/01/15

        No Opt. Call         A3         868,963   
  360     

Colorado Water Resources and Power Development Authority, Water Resources Revenue Bonds, Parker Water and Sanitation District, Series 2004D, 4.000%, 9/01/14 – NPFG Insured

        No Opt. Call         A         366,664   
 

Commerce City Northern Infrastructure General Improvement District, Colorado, General Obligation Bonds, Series 2013:

           
  390     

3.000%, 12/01/15 – AGM Insured

        No Opt. Call         AA–         407,441   
  600     

4.000%, 12/01/16 – AGM Insured

        No Opt. Call         AA–         653,466   
  585     

Denver City & County Housing Authority, Colorado, Capital Fund Program Revenue Bonds, Three Tower Rehabilitation, Series 2007, 4.550%, 11/01/17 – AGM Insured (Alternative Minimum Tax) (ETM)

        No Opt. Call         Aaa         626,377   
 

Denver City and County, Colorado, Airport System Revenue Bonds, Subordinate Lien Series 2013A:

           
  250     

4.000%, 11/15/15 (Alternative Minimum Tax)

        No Opt. Call         A         264,880   
  250     

5.000%, 11/15/16 (Alternative Minimum Tax)

        No Opt. Call         A         279,120   
 

Denver City and County, Colorado, Airport System Revenue Bonds, Subordinate Lien Series 2013B:

           
  100     

3.000%, 11/15/15

        No Opt. Call         A         104,506   
  475     

4.000%, 11/15/16

        No Opt. Call         A         518,249   
  300     

5.000%, 11/15/17

        No Opt. Call         A         343,449   
  1,920     

Denver Urban Renewal Authority, Colorado, Tax Increment Revenue Bonds, Stapleton Senior Refunding Series 2013A-1, 5.000%, 12/01/16

        No Opt. Call         A–         2,144,275   
  315     

E-470 Public Highway Authority, Colorado, Senior Revenue Bonds, Series 1997B, 0.000%, 9/01/17 – NPFG Insured

        No Opt. Call         A         288,742   
 

Eagle County Air Terminal Corporation, Colorado, Airport Terminal Project Revenue Bonds, Refunding Series 2011A:

           
  235     

3.000%, 5/01/14 (Alternative Minimum Tax)

        No Opt. Call         Baa2         236,114   
  345     

3.500%, 5/01/15 (Alternative Minimum Tax)

        No Opt. Call         Baa2         354,474   

 

Nuveen Investments     5   


Nuveen Short Term Municipal Bond Fund (continued)

Portfolio of Investments January 31, 2014 (Unaudited)

 

Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

Colorado (continued)

           
$ 1,240     

Meridian Metropolitan District, Douglas County, Colorado, General Obligation Refunding Bonds, Series 2011A, 3.000%, 12/01/15

        No Opt. Call         A       $ 1,287,194   
 

Plaza Metropolitan District 1, Lakewood, Colorado, Tax Increment Revenue Bonds, Refunding Series 2013:

           
  730     

4.000%, 12/01/15

        No Opt. Call         N/R         746,841   
  1,015     

4.000%, 12/01/16

        No Opt. Call         N/R         1,053,306   
 

Sand Creek Metropolitan District, Colorado, General Obligation Bonds, Refunding Series 2013B:

           
  480     

3.000%, 12/01/15

        No Opt. Call         A         500,160   
  490     

3.000%, 12/01/16

        No Opt. Call         A         517,234   
  510     

3.000%, 12/01/17

        No Opt. Call         A         541,452   
  235     

Tallyn’s Reach Metropolitan District 3, Aurora, Colorado, General Obligation Bonds, Refunding Series 2012, 3.000%, 12/01/15

        No Opt. Call         BBB         242,464   
  450     

Westminster Economic Development Authority, Colorado, Tax Increment Revenue Bonds, Mandalay Gardens Urban Renewal Project, Series 2012, 3.000%, 12/01/14

          No Opt. Call         A         458,244   
  21,745     

Total Colorado

                            22,839,852   
 

Connecticut – 1.3%

           
  1,490     

Connecticut Development Authority, Pollution Control Revenue Bonds, Connecticut Light and Power Company, Series 1996A, 1.550%, 5/01/31 (Mandatory put 4/01/15) (Alternative Minimum Tax)

        No Opt. Call         A         1,507,210   
 

Connecticut Health and Educational Facilities Authority, Revenue Bonds, Sacred Heart University, Series 2011G:

           
  505     

2.250%, 7/01/14

        No Opt. Call         Baa1         506,889   
  765     

4.000%, 7/01/15

        No Opt. Call         Baa1         791,102   
  1,150     

Connecticut Health and Educational Facilities Authority, Revenue Bonds, Sacred Heart University, Series 2012H, 4.000%, 7/01/14 – AGM Insured

        No Opt. Call         AA–         1,167,975   
  5,480     

Connecticut Health and Educational Facilities Authority, Revenue Bonds, Yale University, Series 2013A, 1.350%, 7/01/42 (Mandatory put 7/21/16)

          No Opt. Call         AAA         5,603,464   
  9,390     

Total Connecticut

                            9,576,640   
 

Delaware – 0.1%

           
 

Delaware Health Facilities Authority, Revenue Bonds, Nanticoke Memorial Hospital, Series 2013:

           
  475     

4.000%, 7/01/14

        No Opt. Call         BBB–         477,831   
  225     

4.000%, 7/01/15

          No Opt. Call         BBB–         228,704   
  700     

Total Delaware

                            706,535   
 

District of Columbia – 0.7%

           
  325     

District of Columbia, Revenue Bonds, Association of American Medical Colleges, Series 2011A, 3.000%, 10/01/16

        No Opt. Call         A+         343,824   
  250     

District of Columbia, Revenue Bonds, Gallaudet University, Series 2011, 3.000%, 4/01/14

        No Opt. Call         A+         251,190   
  1,840     

District of Columbia, Revenue Bonds, Georgetown University, Refunding Series 2009A, 5.000%, 4/01/14

        No Opt. Call         A–         1,854,702   
  1,600     

District of Columbia, Revenue Bonds, Medlantic/Helix Issue, Series 1998B, 5.000%, 8/15/17 – AGM Insured

        No Opt. Call         AA–         1,815,712   
  760     

Washington Convention Center Authority, District of Columbia, Dedicated Tax Revenue Bonds, Senior Lien Refunding Series 2007A, 5.000%, 10/01/15 – AMBAC Insured

          No Opt. Call         A1         816,886   
  4,775     

Total District of Columbia

                            5,082,314   

 

  6       Nuveen Investments


Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

Florida – 6.0%

           
 

Atlantic Beach, Florida, Healthcare Facilities Revenue Refunding Bonds, Fleet Landing Project, Series 2013A:

           
$ 300     

3.000%, 11/15/16

        No Opt. Call         BBB       $ 310,284   
  600     

4.000%, 11/15/17

        No Opt. Call         BBB         641,640   
  1,045     

Broward County, Florida, Airport System Revenue Bonds, Series 2004L, 5.000%, 10/01/16 (Pre-refunded 10/01/14) – AMBAC Insured

        10/14 at 100.00         A1 (4)         1,078,471   
  1,400     

Broward County, Florida, Port Facilities Revenue Bonds, Refunding Series 2011B, 5.000%, 9/01/15 (Alternative Minimum Tax)

        No Opt. Call         A2         1,494,036   
 

Citizens Property Insurance Corporation, Florida, High Risk Assessment Revenue, Senior Secured Bonds, Series 2009A-1:

           
  1,670     

6.000%, 6/01/16

        No Opt. Call         A+         1,876,546   
  1,085     

5.000%, 6/01/16 – AGC Insured

        No Opt. Call         AA–         1,195,486   
  5,495     

Citizens Property Insurance Corporation, Florida, High-Risk Account Revenue Bonds, Coastal Account Senior Secured Series 2011A-1, 5.000%, 6/01/15

        No Opt. Call         A+         5,838,653   
 

Citizens Property Insurance Corporation, Florida, High-Risk Account Senior Secured Bonds Series 2010A-1:

           
  300     

5.000%, 6/01/14

        No Opt. Call         A+         304,878   
  735     

5.000%, 6/01/15 – AGM Insured

        No Opt. Call         AA–         780,967   
  650     

Cityplace Community Development District, Florida, Special Assessment and Revenue Bonds, Refunding Series 2012, 5.000%, 5/01/14

        No Opt. Call         A         656,825   
  770     

Davie, Florida, Educational Facilities Revenue Bonds, Nova Southeastern University Project, Refunding Series 2014B, 4.000%, 4/01/17

        No Opt. Call         Baa1         828,813   
  4,100     

Florida Citizens Property Insurance Corporation, Personal and Commercial Lines Account Bonds, Senior Secured Series 2012A-1, 5.000%, 6/01/16

        No Opt. Call         A+         4,513,319   
 

Florida Higher Educational Facilities Financing Authority, Revenue and Revenue Refunding Bonds, University of Tampa Project, Series 2012A:

           
  300     

4.000%, 4/01/14

        No Opt. Call         BBB+         301,566   
  850     

4.000%, 4/01/15

        No Opt. Call         BBB+         877,379   
 

Florida Higher Educational Facilities Financing Authority, Revenue Bonds, Nova Southeastern University Project, Refunding Series 2012A:

           
  220     

4.000%, 4/01/15

        No Opt. Call         Baa1         227,086   
  435     

4.000%, 4/01/16

        No Opt. Call         Baa1         459,334   
  750     

Halifax Hospital Medical Center, Florida, Revenue Bonds, Series 2006, 5.250%, 6/01/16

        No Opt. Call         A–         815,858   
 

Hernando County, Florida, Water and Sewer Revenue Bonds, Refunding Series 2013A:

           
  450     

3.000%, 6/01/15

        No Opt. Call         Aa3         465,183   
  350     

4.000%, 6/01/17

        No Opt. Call         Aa3         385,060   
  1,000     

Highlands County Health Facilities Authority, Florida, Hospital Revenue Bonds, Adventist Health System/Sunbelt Obligated Group, Refunding Series 2009E, 5.000%, 11/15/15

        No Opt. Call         AA         1,082,480   
  2,000     

Highlands County Health Facilities Authority, Florida, Hospital Revenue Bonds, Adventist Health System/Sunbelt Obligated Group, Variable Rate Demand Series 2005I, 5.000%, 11/15/16

        No Opt. Call         AA         2,240,780   
  2,000     

Lee County, Florida, Airport Revenue Bonds, Refunding Series 2010A, 5.000%, 10/01/14 – AGM Insured (Alternative Minimum Tax)

        No Opt. Call         AA–         2,063,780   
  1,000     

Miami, Florida, Special Obligation Non-Ad Valorem Revenue Refunding Bonds, Series 2011A, 5.000%, 2/01/17

        No Opt. Call         AA–         1,090,880   

 

Nuveen Investments     7   


Nuveen Short Term Municipal Bond Fund (continued)

Portfolio of Investments January 31, 2014 (Unaudited)

 

Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

Florida (continued)

           
$ 2,260     

Miami-Dade County Expressway Authority, Florida, Toll System Revenue Bonds, Refunding Series 2013A, 5.000%, 7/01/17

        No Opt. Call         A–       $ 2,575,564   
  500     

Miami-Dade County Industrial Development Authority, Florida, Solid Waste Revenue Bonds, Waste Management Inc. of Florida Project, Series 2008, 2.625%, 8/01/23 (Mandatory put 8/01/14) (Alternative Minimum Tax)

        No Opt. Call         A–         504,025   
  730     

Palm Beach County Health Facilities Authority, Florida, Revenue Bonds, Jupiter Medical Center, Series 2013A, 4.000%, 11/01/15

        No Opt. Call         BBB+         764,281   
 

Pinellas County Educational Facilities Authority, Florida, General Revenue Bonds, Barry University, Refunding Series 2011:

           
  1,175     

5.000%, 10/01/15

        No Opt. Call         BBB         1,254,195   
  1,060     

4.000%, 10/01/16

        No Opt. Call         BBB         1,136,055   
  305     

Pinellas County Educational Facilities Authority, Florida, General Revenue Bonds, Barry University, Refunding Series 2012, 4.000%, 10/01/15

        No Opt. Call         BBB         318,219   
 

Saint Lucie County, Florida, Sales Tax Revenue Bonds, Refunding Series 2013A:

           
  1,815     

3.000%, 10/01/14 – AGM Insured

        No Opt. Call         AA–         1,849,013   
  370     

4.000%, 10/01/15 – AGM Insured

        No Opt. Call         AA–         391,146   
  565     

4.000%, 10/01/16 – AGM Insured

        No Opt. Call         AA–         612,991   
  305     

Tampa, Florida, Cigarette Tax Allocation Bonds, H. Lee Moffitt Cancer Center Project, Refunding & Capital Improvement Series 2012A, 3.000%, 9/01/14

        No Opt. Call         A+         309,660   
 

Volusia County Educational Facilities Authority, Florida, Revenue Bonds, Embry-Riddle Aeronautical University, Inc. Project, Refunding Series 2011:

           
  2,380     

2.000%, 10/15/14 – AGM Insured

        No Opt. Call         AA–         2,408,013   
  1,275     

4.000%, 10/15/15 – AGM Insured

          No Opt. Call         AA–         1,350,531   
  40,245     

Total Florida

                            43,002,997   
 

Georgia – 1.9%

           
  2,450     

Bartow County Development Authority, Georgia, Pollution Control Revenue Bonds, Georgia Power Company Plant Bowen Project, Series 1997, 2.375%, 9/01/29 (Mandatory put 8/10/17)

        No Opt. Call         A         2,522,568   
  1,300     

Burke County Development Authority, Georgia, Pollution Control Revenue Bonds, Georgia Power Company, Ninth Series 1994, 1.200%, 10/01/32 (Mandatory put 4/01/14)

        No Opt. Call         A+         1,301,313   
  1,500     

Carroll County School District, Georgia, General Obligation Bonds, Series 2011, 4.000%, 4/01/14

        No Opt. Call         AA+         1,509,615   
  3,200     

DeKalb County Hospital Authority, Georgia, Anticipation Certificates Revenue Bonds, DeKalb Medical Center, Inc. Project, Series 2010, 4.000%, 9/01/15

        No Opt. Call         BBB         3,284,576   
  1,000     

Fulton County Development Authority, Georgia, General Revenue Bonds, Spelman College, Refunding Series 2012, 3.000%, 6/01/14

        No Opt. Call         A1         1,009,080   
  2,700     

Liberty County Industrial Authority, Georgia, Revenue Bonds, Series 2012B, 3.000%, 7/01/18

        7/14 at 100.00         N/R         2,384,151   
  1,000     

Monroe County Development Authority, Georgia, Pollution Control Revenue Bonds, Gulf Power Company – Scherer Project, First Series 2010, 1.700%, 6/01/49 (Mandatory put 6/21/17)

        No Opt. Call         A         1,008,250   
  330     

Private Colleges and Universities Authority, Georgia, Revenue Bonds, Mercer University Project, Refunding Series 2012C, 4.000%, 10/01/14

        No Opt. Call         Baa2         335,990   
  585     

Private Colleges and Universities Authority, Georgia, Revenue Bonds, Mercer University, Series 2012A, 4.000%, 10/01/14

          No Opt. Call         Baa2         595,618   
  14,065     

Total Georgia

                            13,951,161   

 

  8       Nuveen Investments


Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

Guam – 0.1%

           
$ 1,000     

Guam International Airport Authority, Revenue Bonds, Series 2013B, 4.000%, 10/01/15 (Alternative Minimum Tax)

          No Opt. Call         BBB       $ 1,028,860   
 

Hawaii – 0.2%

           
  300     

Hawaii Department of Budget and Finance, Special Purpose Senior Living Revenue Bonds, 15 Craigside Project, Series 2009C-1, 7.500%, 11/15/15

        No Opt. Call         N/R         300846   
  1,195     

Hawaii State, General Obligation Bonds, Series 2009D-Q, 4.000%, 6/01/14

          No Opt. Call         AA         1,210,511   
  1,495     

Total Hawaii

                            1,511,357   
 

Illinois – 6.8%

           
  680     

Board of Trustees of Southern Illinois University, Housing and Auxiliary Facilities System Revenue Bonds, Series 2006A, 5.000%, 4/01/15 – NPFG Insured

        No Opt. Call         A         714,687   
  2,000     

Chicago, Illinois, General Airport Revenue Bonds, O’Hare International Airport, Senior Lien Refunding Series 2012A, 5.000%, 1/01/15 (Alternative Minimum Tax)

        No Opt. Call         A2         2,085,500   
  1,120     

Chicago, Illinois, General Airport Revenue Bonds, O’Hare International Airport, Senior Lien Refunding Series 2012B, 4.000%, 1/01/15 (Alternative Minimum Tax)

        No Opt. Call         A2         1,157,643   
  685     

Chicago, Illinois, Second Lien Wastewater Transmission Revenue Bonds, Series 2004B, 5.250%, 1/01/16 – NPFG Insured

        No Opt. Call         AA         739,238   
  1,290     

Community Unit School District 226, Ogle County, Illinois, General Obligations Bonds, Series 2006, 5.250%, 1/01/15 – AMBAC Insured

        No Opt. Call         Aa3         1,345,664   
  1,070     

Decatur, Illinois, General Obligation Bonds, Refunding Series 2013, 3.000%, 3/01/16

        No Opt. Call         Aa2         1,117,669   
  4,755     

Illinois Finance Authority, Revenue Bonds, Art Institute of Chicago, Refunding Series 2010A, 5.000%, 3/01/15

        No Opt. Call         AA–         4,987,044   
 

Illinois Finance Authority, Revenue Bonds, Benedictine University Project, Series 2013A:

           
  765     

3.000%, 10/01/14

        No Opt. Call         BBB         776,261   
  1,000     

4.000%, 10/01/17

        No Opt. Call         BBB         1,075,110   
  500     

5.000%, 10/01/19

        No Opt. Call         BBB         554,340   
  225     

Illinois Finance Authority, Revenue Bonds, DePaul University, Refunding Series 2013, 5.000%, 10/01/17

        No Opt. Call         A         256,880   
  500     

Illinois Finance Authority, Revenue Bonds, Illinois Institute of Technology, Series 2009, 6.250%, 2/01/19

        No Opt. Call         Baa3         529,730   
  1,195     

Illinois Finance Authority, Revenue Bonds, Rehabilitation Institute of Chicago, Series 2013A, 5.000%, 7/01/18

        No Opt. Call         A–         1,320,224   
  1,125     

Illinois Finance Authority, Revenue Bonds, Rush University Medical Center Obligated Group, Series 2009A, 5.000%, 11/01/14

        No Opt. Call         A+         1,158,536   
  360     

Illinois Finance Authority, Revenue Bonds, Silver Cross Hospital and Medical Centers, Series 2005, 5.000%, 8/15/15

        No Opt. Call         AA–         380,146   
  300     

Illinois Finance Authority, Revenue Bonds, The Clare at Water Tower Project, Capitol Appreciation Series 2010B, 0.000%, 5/15/50 (5)

        7/14 at 17.074         N/R         3   
  700     

Illinois Finance Authority, Revenue Bonds, The Clare at Water Tower Project, Refunding Series 2010A, 5.100%, 5/15/14 (5)

        2/14 at 100.00         N/R         7   
  1,295     

Illinois State, General Obligation Bonds, Refunding Series 2006, 5.000%, 1/01/15

        No Opt. Call         A–         1,347,551   
  1,265     

Illinois State, General Obligation Bonds, Refunding Series 2010, 5.000%, 1/01/15 – AGM Insured

        No Opt. Call         AA–         1,317,055   
 

Illinois State, General Obligation Bonds, Refunding Series 2012:

           
  3,175     

4.000%, 8/01/14

        No Opt. Call         A–         3,232,214   
  1,405     

5.000%, 8/01/17

        No Opt. Call         A–         1,576,649   

 

Nuveen Investments     9   


Nuveen Short Term Municipal Bond Fund (continued)

Portfolio of Investments January 31, 2014 (Unaudited)

 

Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

Illinois (continued)

           
$ 665     

Illinois State, General Obligation Bonds, Series 2006A, 5.000%, 6/01/15

        No Opt. Call         A–       $ 702,752   
  940     

Illinois State, General Obligation Bonds, Series 2006, 5.000%, 1/01/15

        No Opt. Call         A–         978,145   
  5,905     

Illinois State, General Obligation Bonds, Series 2013, 4.000%, 7/01/16

        No Opt. Call         A–         6,335,002   
  3,000     

Illinois State, Sales Tax Revenue Bonds, Build Illinois, Junior Lien Series 2013, 4.000%, 6/15/15

        No Opt. Call         AAA         3,153,570   
  2,235     

Illinois Toll Highway Authority, Toll Highway Revenue Bonds, Senior Lien Series 2013B, 5.000%, 12/01/17

        No Opt. Call         AA–         2,578,229   
  1,560     

Illinois, General Obligation Bonds, Illinois FIRST Program, Series 2002, 5.500%, 8/01/15 – SYNCORA GTY Insured

        No Opt. Call         A         1,670,074   
  520     

Macon County School District 61 Decatur, Illinois, General Obligation Bonds, Series 2011A, 2.000%, 1/01/15 – AGM Insured

        No Opt. Call         A2         526,718   
  200     

Quad Cities Regional Economic Development Authority, Illinois, Revenue Bonds, Augustana College, Series 2012, 3.000%, 10/01/16

        No Opt. Call         Baa1         206,640   
  1,705     

Regional Transportation Authority, Cook, DuPage, Kane, Lake, McHenry and Will Counties, Illinois, General Obligation Bonds, Series 2014A, 4.000%, 6/01/18 (WI/DD, Settling 2/13/14)

        No Opt. Call         AA         1,912,499   
 

St. Clair County, Illinois, Highway Revenue Bonds, Series 2013A:

           
  350     

5.000%, 1/01/16

        No Opt. Call         AA–         376,614   
  360     

5.000%, 1/01/17

        No Opt. Call         AA–         398,380   
  690     

University of Illinois, Auxiliary Facilities System Revenue Bonds, Series 2001A, 5.500%, 4/01/14 – AMBAC Insured

        No Opt. Call         AA–         696,113   
 

Waukegan, Illinois, General Obligation Bonds, Refunding Series 2012A:

           
  1,120     

4.000%, 12/30/14 – AGM Insured

        No Opt. Call         A2         1,154,709   
  885     

4.000%, 12/30/15 – AGM Insured

        No Opt. Call         A2         935,728   
  790     

Western Illinois University, Auxiliary Facilities Revenue Bonds, Series 2012, 3.000%, 4/01/14

        No Opt. Call         A–         793,286   
 

Williamson & Johnson Counties Community Unit School District 2, Marion, Illinois, General Obligation Bonds, Series 2011:

           
  395     

5.750%, 12/01/14 – AGM Insured

        No Opt. Call         AA–         409,923   
  450     

5.750%, 12/01/15 – AGM Insured

          No Opt. Call         AA–         485,298   
  47,180     

Total Illinois

                            48,985,831   
 

Indiana – 1.7%

           
  2,000     

Indiana Finance Authority, Economic Development Revenue Bonds, Republic Service, Inc. Project, Refunding Series 2010A, 0.470%, 5/01/34 (Mandatory put 6/03/14) (Alternative Minimum Tax)

        No Opt. Call         BBB+         2,000,000   
  1,605     

Indiana Finance Authority, Private Activity Bonds, Ohio River Bridges East End Crossing Project, Series 2013B, 5.000%, 1/01/19 (Alternative Minimum Tax)

        1/17 at 100.00         BBB         1,727,012   
  1,090     

Indiana Health and Educational Facility Financing Authority, Educational Facilities Revenue Bonds, University of Indianapolis, Refunding Series 2007, 5.000%, 10/01/15

        No Opt. Call         A–         1,172,251   
  1,000     

Indiana Health Facility Financing Authority, Revenue Bonds, Ascension Health, Series 2005A-5, 2.000%, 11/01/27 (Mandatory put 8/01/17)

        No Opt. Call         AA         1,035,090   
  1,360     

Indianapolis Local Public Improvement Bond Bank, Indiana, Waterworks Project, Series 2007L, 5.000%, 7/01/17 – NPFG Insured

        No Opt. Call         A+         1,537,616   
  3,140     

Indianapolis, Indiana, Gas Utility System Revenue Bonds, Refunding 2nd Lien Series 2008C, 5.000%, 6/01/17

        No Opt. Call         AA–         3,540,224   

 

  10       Nuveen Investments


Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

Indiana (continued)

           
$ 625     

Jasper Hospital Authority, Indiana, Revenue and Refunding Bonds, Memorial Hospital and Health Care Center Project, Series 2013, 3.000%, 11/01/15

        No Opt. Call         A–       $ 648,431   
  610     

Knox County, Indiana, Economic Development Revenue and Refunding Bonds, Good Samaritan Hospital Project, Series 2012A, 3.000%, 4/01/15

          No Opt. Call         A3         625,403   
  11,430     

Total Indiana

                            12,286,027   
 

Iowa – 1.5%

           
 

Ames, Iowa, Hospital Revenue Bonds, Mary Greeley Medical Center, Series 2011:

           
  230     

4.000%, 6/15/14

        No Opt. Call         A2         233,169   
  500     

4.000%, 6/15/15

        No Opt. Call         A2         522,010   
 

Iowa Finance Authority, Healthcare Revenue Bonds, Genesis Health System, Refunding Series 2010:

           
  1,150     

5.000%, 7/01/16

        No Opt. Call         A1         1,263,034   
  2,450     

5.000%, 7/01/20

        No Opt. Call         A1         2,806,328   
  1,315     

Iowa Higher Education Loan Authority, Private College Facility Revenue Bonds, Central College, Refunding Series 2012A, 3.000%, 10/01/14

        No Opt. Call         Ba2         1,309,727   
  220     

Iowa Higher Education Loan Authority, Private College Facility Revenue Bonds, University of Dubuque Project, Refunding Series 2011, 4.000%, 10/01/14

        No Opt. Call         BBB–         221,943   
  1,655     

Iowa Student Loan Liquidity Corporation Student Loan Revenue Bonds, Senior Lien Series 2011A-1, 3.100%, 12/01/14 (Alternative Minimum Tax)

        No Opt. Call         A         1,672,742   
 

Johnston Community School District, Iowa, School Infrastructure Sales, Services and Use Tax Revenue Bonds, Series 2014:

           
  1,170     

4.000%, 7/01/17 – AGC Insured

        No Opt. Call         AA–         1,278,307   
  1,130     

5.000%, 7/01/19 – AGM Insured

          No Opt. Call         AA–         1,300,370   
  9,820     

Total Iowa

                            10,607,630   
 

Kansas – 0.8%

           
  1,100     

Kansas Development Finance Authority, Health Facilities Revenue Bonds, Stormont-Vail Health Care Inc., Series 2008F, 5.000%, 11/15/15

        No Opt. Call         A2         1,179,541   
  1,000     

Kansas State Power Pool, Electric Utility Revenue Bonds, Dogwood Energy Facility, Series 2012A, 3.000%, 12/01/14

        No Opt. Call         Baa1         1,017,020   
  500     

Manhattan, Kansas, Hospital Revenue Bonds, Mercy Regional Health Center, Inc., Refunding Series 2013, 4.000%, 11/15/15

        No Opt. Call         A         531,960   
  1,000     

Wichita, Kansas, Hospital Facilities Revenue Bonds, Via Christi Health System, Inc., Refunding Series 2009X, 5.000%, 11/15/15 (ETM)

        No Opt. Call         N/R (4)         1,084,870   
 

Wichita, Kansas, Hospital Facilities Revenue Refunding and Improvement Bonds, Via Christi Health System Inc., Series 2009A-III:

           
  1,000     

5.000%, 11/15/14 (ETM)

        No Opt. Call         N/R (4)         1,038,220   
  1,000     

5.000%, 11/15/16 (ETM)

          No Opt. Call         N/R (4)         1,126,630   
  5,600     

Total Kansas

                            5,978,241   
 

Kentucky – 1.0%

           
  2,500     

Kentucky Economic Development Finance Authority, Hospital Revenue Bonds, Baptist Healthcare System Obligated Group, Series 2009A, 5.000%, 8/15/17

        No Opt. Call         A+         2,837,050   
  2,070     

Kentucky Public Transportation Infrastructure Authority, First Tier Toll Revenue Bonds, Downtown Crossing Project, Series 2013A, 5.000%, 7/01/17

        No Opt. Call         Baa3         2,312,956   
  1,100     

Louisville/Jefferson County Metro Government, Kentucky, Revenue Bonds, Catholic Health Initiatives, Series 2012A, 5.000%, 12/01/18

        No Opt. Call         A+         1,284,118   

 

Nuveen Investments     11   


Nuveen Short Term Municipal Bond Fund (continued)

Portfolio of Investments January 31, 2014 (Unaudited)

 

Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

Kentucky (continued)

           
$ 500     

Russell, Kentucky, Revenue Bonds, Bon Secours Health System, Series 2013, 4.000%, 11/01/15

          No Opt. Call         A–       $ 524,100   
  6,170     

Total Kentucky

                            6,958,224   
 

Louisiana – 1.5%

           
 

Calcasieu Parish Public Trust Authority, Louisiana, Student Lease Revenue Bonds, McNeese State University Student Housing-Cowboy Facilities, Inc. Project, Refunding Series 2011:

           
  305     

2.000%, 5/01/14 – AGM Insured

        No Opt. Call         A2         306,403   
  315     

3.000%, 5/01/15 – AGM Insured

        No Opt. Call         A2         325,234   
  315     

3.000%, 5/01/16 – AGM Insured

        No Opt. Call         A2         331,591   
 

Evangeline Parish Road & Drainage Sales Tax District 1, Louisiana, Sales and Use Tax Revenue Bonds, Series 2013:

           
  250     

3.000%, 12/01/16 – AGM Insured

        No Opt. Call         AA–         264,578   
  500     

3.000%, 12/01/17 – AGM Insured

        No Opt. Call         AA–         532,380   
  300     

Louisiana Citizens Property Insurance Corporation, Assessment Revenue Bonds, Refunding Series 2012, 2.000%, 6/01/14

        No Opt. Call         A–         301,488   
 

Louisiana Citizens Property Insurance Corporation, Assessment Revenue Bonds, Series 2006B:

           
  1,280     

5.000%, 6/01/15 – AMBAC Insured

        No Opt. Call         A–         1,350,733   
  1,690     

5.000%, 6/01/16 – AMBAC Insured

        No Opt. Call         A–         1,845,903   
  1,250     

Louisiana Local Government Environmental Facilities and Community Development Authority, Revenue Bonds, Southeastern Louisiana University Student Housing/University Facilities Project, Series 2013, 4.000%, 8/01/17

        No Opt. Call         A3         1,373,363   
 

Louisiana Local Government Environmental Facilities and Community Development Authority, Revenue Refunding Bonds, Parking Facilities Corporation – Phase I Project, Series 2012:

           
  500     

3.000%, 10/01/14 – AGM Insured

        No Opt. Call         AA–         508,205   
  1,000     

3.000%, 10/01/16 – AGM Insured

        No Opt. Call         AA–         1,045,070   
  1,110     

Louisiana Public Facilities Authority, Revenue Bonds, Loyola University Project, Refunding Series 2011, 5.000%, 10/01/17

        No Opt. Call         A         1,268,131   
  1,350     

New Orleans, Louisiana, General Obligation Refunding Bonds, Series 2012, 4.000%, 12/01/15

          No Opt. Call         A3         1,428,152   
  10,165     

Total Louisiana

                            10,881,231   
 

Maine – 0.1%

           
 

Portland, Maine, General Airport Revenue Bonds, Refunding Series 2013:

           
  175     

3.000%, 7/01/16

        No Opt. Call         BBB+         183,701   
  350     

3.000%, 7/01/17

          No Opt. Call         BBB+         370,605   
  525     

Total Maine

                            554,306   
 

Maryland – 0.2%

           
 

Maryland Economic Development Corporation, Student Housing Revenue Bonds, Salisbury University Project, Refunding Series 2013:

           
  100     

3.000%, 6/01/14

        No Opt. Call         Baa3         100,274   
  280     

3.000%, 6/01/16

        No Opt. Call         Baa3         282,453   
  405     

Maryland Economic Development Corporation, Student Housing Revenue Bonds, Salisbury University Project, Series 2012, 3.000%, 6/01/15

        No Opt. Call         Baa3         409,014   

 

 

  12       Nuveen Investments


Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

Maryland (continued)

           
 

Maryland Health and Higher Educational Facilities Authority, Revenue Bonds, Frederick Memorial Hospital Issue, Series 2012A:

           
$ 150     

3.000%, 7/01/14

        No Opt. Call         Baa1       $ 151,622   
  220     

3.000%, 7/01/15

          No Opt. Call         Baa1         226,677   
  1,155     

Total Maryland

                            1,170,040   
 

Massachusetts – 1.0%

           
  300     

Massachusetts Development Finance Agency, Revenue Bonds, Massachusetts College of Pharmacy and Allied Health Sciences, Series 2013F, 3.000%, 7/01/15

        No Opt. Call         A         311,073   
  1,225     

Massachusetts Development Finance Agency, Revenue Bonds, Partners HealthCare System, Series 2011K-4, 5.000%, 7/01/35 (Mandatory put 1/14/16)

        No Opt. Call         AA         1,331,183   
  525     

Massachusetts Development Finance Agency, Senior Living Facility Revenue Bonds, The Groves in Lincoln Issue, Series 2009B-2, 6.250%, 6/01/14 (6), (7)

        No Opt. Call         N/R         21,414   
  1,670     

Massachusetts Educational Financing Authority, Student Loan Revenue Bonds, Issue I Series 2010B, 4.500%, 1/01/16 (Alternative Minimum Tax)

        No Opt. Call         AA         1,754,686   
  2,500     

Massachusetts Housing Finance Agency, Construction Loan Notes, Series 2012F, 0.650%, 12/01/14

        No Opt. Call         Aa3         2,501,900   
  1,000     

Massachusetts Water Pollution Abatement Trust, Pooled Loan Program Bonds, Series 2005-11, 5.250%, 8/01/18

          No Opt. Call         AAA         1,188,160   
  7,220     

Total Massachusetts

                            7,108,416   
 

Michigan – 2.7%

           
 

Bridgeport Spaulding Community School District, Saginaw County, Michigan, General Obligation Bonds, Refunding Series 2011:

           
  675     

2.500%, 5/01/14 – AGM Insured

        No Opt. Call         Aa2         678,476   
  1,250     

3.000%, 5/01/15 – AGM Insured

        No Opt. Call         Aa2         1,287,113   
 

Brighton Area School District, Livingston County, Michigan, General Obligation Bonds, School Building & Site Series 2013II:

           
  250     

2.000%, 5/01/17

        No Opt. Call         Aa2         259,893   
  750     

5.000%, 5/01/18

        No Opt. Call         Aa2         872,205   
  500     

Caledonia Community Schools, Kent, Allegan and Barry Counties, Michigan, General Obligation Bonds, Series 2013, 3.000%, 5/01/14

        No Opt. Call         AA–         503,515   
  800     

Dearborn School District, Wayne County, Michigan, General Obligation Bonds, Series 2007, 4.000%, 5/01/14

        No Opt. Call         Aa2         807,624   
 

Detroit-Wayne County Stadium Authority, Michigan, Wayne County Limited Tax General Obligation Bonds, Building Authority Stadium Refunding Series 2012:

           
  500     

5.000%, 10/01/14

        No Opt. Call         BBB–         511,755   
  475     

5.000%, 10/01/15

        No Opt. Call         BBB–         500,156   
  800     

Grand Blanc Community Schools, Genesee County, Michigan, General Obligation Bonds, Refunding Series 2013, 4.000%, 5/01/17

        No Opt. Call         AA–         883,736   
  430     

Kalamazoo Hospital Finance Authority, Michigan, Hospital Revenue Bonds, Bronson Healthcare Group, Series 2011A, 4.000%, 5/15/15

        No Opt. Call         A2         444,702   
  500     

Lake Superior State University Board of Trustees, Michigan, General Revenue Refunding Bonds, Series 2012, 2.000%, 11/15/14 – AGM Insured

        No Opt. Call         AA–         505,380   
  1,000     

Livonia Public Schools, Wayne County, Michigan, General Obligation Bonds, Refunding Series 2014, 4.000%, 5/01/17 (WI/DD, Settling 2/13/14) – BAM Insured

        No Opt. Call         AA         1,089,930   

 

Nuveen Investments     13   


Nuveen Short Term Municipal Bond Fund (continued)

Portfolio of Investments January 31, 2014 (Unaudited)

 

Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

Michigan (continued)

           
$ 525     

Livonia Public Schools, Wayne County, Michigan, General Obligation Bonds, School Building & Site Series 2013I, 3.000%, 5/01/16 – AGM Insured

        No Opt. Call         AA–       $ 550,562   
 

Michigan Finance Authority, Revenue Bonds, Detroit City School District, Series 2012:

           
  250     

5.000%, 6/01/14

        No Opt. Call         A+         253,350   
  550     

4.000%, 6/01/14

        No Opt. Call         A+         555,544   
  2,060     

Michigan Hospital Finance Authority, Revenue Bonds, Ascension Health Group, Series 2010B, 5.000%, 11/15/16

        No Opt. Call         AA+         2,300,711   
  1,000     

Michigan State Hospital Finance Authority, Revenue Bonds, Trinity Health Care Group, Series 2008A-1, 6.000%, 12/01/17

        No Opt. Call         Aa2         1,185,820   
  475     

Northwest Michigan Community Schools, Jackson & Ingham Counties, Michigan, General Obligation Bonds, School Building & Site Series 2013, 2.000%, 5/01/14

        No Opt. Call         AA–         477,152   
  700     

Romeo Community School District, Macomb and Oakland Counties, Michigan, General Obligation Bonds, School Building & Site Series 2013, 1.000%, 5/01/14

        No Opt. Call         Aa2         701,043   
  200     

Saginaw Valley State University, Michigan, General Revenue Bonds, Refunding Series 2013A, 5.000%, 7/01/17

        No Opt. Call         A1         226,696   
  1,350     

Warren Consolidated Schools, Macomb and Oakland Counties, Michigan, General Obligation Bonds, Refunding Series 2013, 4.000%, 5/01/16

        No Opt. Call         AA–         1,456,164   
  1,225     

Wayne County Airport Authority, Michigan, Revenue Bonds, Detroit Metropolitan Airport, Refunding Series 2010A, 5.000%, 12/01/16 (Alternative Minimum Tax)

        No Opt. Call         A         1,349,877   
  400     

Western Michigan University, General Revenue and Refunding Bonds, Series 2013, 5.000%, 11/15/17

        No Opt. Call         A1         455,852   
  500     

Western Michigan University, General Revenue Refunding Bonds, Series 2008, 3.625%, 11/15/14 – AGM Insured

        No Opt. Call         AA–         512,855   
  1,120     

Williamston Community Schools School District, Ingham County, Michigan, General Obligation Bonds, Refunding Series 2011, 3.000%, 5/01/14

          No Opt. Call         AA–         1,127,157   
  18,285     

Total Michigan

                            19,497,268   
        

Minnesota – 5.3%

           
  2,805     

Bemidji Independent School District 31, Beltrami County, Minnesota, General Obligation Bonds, Refunding Series 2013A, 5.000%, 4/01/17

        No Opt. Call         AA+         3,192,988   
  500     

Central Minnesota Municipal Power Agency, Revenue Bonds, Brookings – Southeast Twin Cities Transmission Project, Series 2012, 5.000%, 1/01/18

        No Opt. Call         A–         567,970   
  585     

Deephaven, Minnesota, Charter School Lease Revenue Bonds, Eagle Ridge Academy Project, Series 2013A, 1.900%, 7/01/15

        No Opt. Call         BBB–         585,240   
  2,155     

Farmington Independent School District 192, Dakota County, Minnesota, General Obligation Bonds, School Building Refunding Series 2012B, 3.000%, 2/01/14

        No Opt. Call         Aa2         2,155,000   
  1,360     

Independent School District 194, Lakeville, Dakota County, Minnesota, General Obligation Bonds, School Building Refunding Series 2012C, 3.000%, 2/01/14

        No Opt. Call         Aa2         1,360,000   
  2,985     

Minneapolis Special School District 1, Minnesota, Certificates of Participation, Refunding Series 2013D, 5.000%, 2/01/18

        No Opt. Call         AA+         3,450,899   
  1,365     

Minneapolis, Minnesota, Multifamily Housing Revenue Bonds, Greenway Heights Family Housing Project, Series 2014B, 3.000%, 7/15/15

        No Opt. Call         N/R         1,365,505   
  2,500     

Minneapolis, Minnesota, Revenue Bonds, National Marrow Donor Program Project, Series 2010, 5.000%, 8/01/17

        No Opt. Call         BBB         2,731,900   

 

  14       Nuveen Investments


Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
        

Minnesota (continued)

           
 

Minneapolis, Minnesota, Revenue Bonds, Walker Minneapolis Campus Project, Refunding Series 2012:

           
$ 400     

2.250%, 11/15/14

        No Opt. Call         N/R       $ 399,032   
  705     

2.600%, 11/15/15

        No Opt. Call         N/R         702,173   
  2,500     

Minneapolis-St. Paul Metropolitan Airports Commission, Minnesota, Airport Revenue Bonds, Refunding Senior Lien Series 2009B, 5.000%, 1/01/15 (Alternative Minimum Tax)

        No Opt. Call         AA–         2,608,075   
  1,335     

Minnesota Agricultural and Economic Development Board, Health Care Facilities Revenue Bonds, Essentia Health Obligated Group, Series 2008C-1, 5.000%, 2/15/15 – AGC Insured

        No Opt. Call         AA–         1,394,167   
  500     

Minnesota Higher Education Facilities Authority, Revenue Bonds, Augsburg College, Refunding Series 2010-7-G, 3.000%, 10/01/14

        No Opt. Call         Baa3         505,785   
 

Minnesota Higher Education Facilities Authority, Revenue Bonds, Bethel University, Refunding Series 2007-6-R:

           
  910     

5.500%, 5/01/16

        No Opt. Call         N/R         954,444   
  1,065     

5.500%, 5/01/17

        No Opt. Call         N/R         1,133,277   
 

Minnesota Higher Education Facilities Authority, Revenue Bonds, College of St. Scholastica, Inc., Series 2012-7R:

           
  200     

3.000%, 12/01/14

        No Opt. Call         Baa2         203,172   
  210     

3.000%, 12/01/15

        No Opt. Call         Baa2         216,399   
 

Minnesota Higher Education Facilities Authority, Revenue Bonds, Saint Catherine University, Series 2012-7Q:

           
  500     

3.000%, 10/01/14

        No Opt. Call         Baa1         507,430   
  450     

4.000%, 10/01/15

        No Opt. Call         Baa1         472,788   
  650     

4.000%, 10/01/16

        No Opt. Call         Baa1         698,945   
  1,015     

Minnesota Higher Education Facilities Authority, Revenue Bonds, University of Saint Thomas, Series 2009-7A, 4.000%, 10/01/17

        No Opt. Call         A2         1,125,107   
  1,000     

Minnesota Higher Education Facilities Authority, Revenue Bonds, University of St. Thomas, Series 2006-6I, 5.000%, 4/01/16

        No Opt. Call         A2         1,094,790   
 

Ramsey, Anoka County, Minnesota, Lease Revenue Bonds, PACT Charter School Project, Refunding Series 2013A:

           
  135     

2.250%, 12/01/15

        No Opt. Call         BBB–         135,192   
  320     

2.500%, 12/01/16

        No Opt. Call         BBB–         320,704   
  220     

3.000%, 12/01/17

        No Opt. Call         BBB–         221,210   
  2,210     

Robbinsdale Independent School District 281, Hennepin County, Minnesota, General Obligation Bonds, School Building Refunding Series 2012B, 2.000%, 2/01/14

        No Opt. Call         AA+         2,210,000   
  1,000     

Saint Cloud, Minnesota, Health Care Revenue Bonds, CentraCare Health System Project, Series 2010A, 5.000%, 5/01/15

        No Opt. Call         A1         1,057,340   
  360     

Saint Paul Housing and Redevelopment Authority, Minnesota, Upper Landing Project Tax Increment Revenue Refunding Bonds, Series 2012, 5.000%, 3/01/14

        No Opt. Call         N/R         360,612   
 

Sauk Rapids, Minnesota, Health Care and Housing Facilities Revenue Bonds, Good Shepherd Lutheran Home, Refunding Series 2013:

           
  235     

4.000%, 1/01/15

        No Opt. Call         N/R         236,732   
  300     

4.000%, 1/01/16

        No Opt. Call         N/R         303,168   
  545     

Shakopee Independent School District 720, Scott County, Minnesota, Certificates of Participation, Series 2013B, 2.000%, 2/01/17

        No Opt. Call         Aa3         561,061   
  1,280     

Shakopee Independent School District 720, Scott County, Minnesota, General Obligation Bonds, Series 2013A, 3.000%, 2/01/17

        No Opt. Call         Aa2         1,371,776   

 

Nuveen Investments     15   


Nuveen Short Term Municipal Bond Fund (continued)

Portfolio of Investments January 31, 2014 (Unaudited)

 

Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
        

Minnesota (continued)

           
$ 880     

St. Paul Housing and Redevelopment Authority, Minnesota, Performing Arts Facility Revenue Bonds, Ordway Center for the Performing Arts, Series 2012, 1.450%, 7/01/14

        No Opt. Call         N/R       $ 880,466   
  850     

Wayzata, Minnesota, Senior Housing Entrance Deposit Revenue Bonds, Folkestone Senior Living Community, Series 2012B, 4.875%, 5/01/19

        5/14 at 100.00         N/R         854,174   
  2,000     

West Saint Paul-Mendota Heights-Eagan Independent School District 197, Dakota County, Minnesota, General Obligation Bonds, Series 2004B, 5.000%, 2/01/22

          2/14 at 100.00         N/R         2,008,100   
  36,030     

Total Minnesota

                            37,945,621   
 

Mississippi – 0.5%

           
  125     

D’Iberville, Mississippi, Tax Increment Limited Obligation Refunding Bonds, Gulf Coast Promenade Project, Series 2013, 2.000%, 4/01/14

        No Opt. Call         BBB+         125,274   
  3,235     

Mississippi Development Bank, Special Obligation Bonds, Jackson County Limited Tax Note, Series 2009B-1, 4.000%, 7/01/15 – AGC Insured

          No Opt. Call         AA–         3,393,903   
  3,360     

Total Mississippi

                            3,519,177   
 

Missouri – 5.2%

           
 

Bi-State Development Agency of the Missouri-Illinois Metropolitan District, Mass Transit Sales Tax Appropriation Bonds, Refunding Combined Lien Series 2013A:

           
  535     

4.000%, 10/01/16

        No Opt. Call         AA+         584,161   
  1,400     

5.000%, 10/01/18

        No Opt. Call         AA+         1,635,830   
 

Boone County, Missouri, Hospital Revenue Bonds, Boone Hospital Center, Refunding Series 2012:

           
  250     

3.000%, 8/01/14

        No Opt. Call         A         253,028   
  1,000     

3.000%, 8/01/15

        No Opt. Call         A         1,030,350   
  1,000     

4.000%, 8/01/17

        No Opt. Call         A         1,087,780   
  1,000     

Cape Girardeau County Industrial Development Authority, Missouri, Health Facilities Revenue Bonds, Saint Francis Medical Center, Series 2013A, 4.000%, 6/01/17

        No Opt. Call         AA–         1,100,520   
  360     

Joplin Industrial Development Authority, Missouri, Health Facilities Revenue Bonds, Freeman Health System, Series 2011, 2.750%, 2/15/14

        No Opt. Call         BBB+         360,162   
  265     

Joplin Industrial Development Authority, Missouri, Revenue Bonds, Christian Homes Inc., Series 2007F, 5.500%, 5/15/17

        No Opt. Call         BBB–         277,744   
  1,250     

Kansas City, Missouri, Airport Revenue Bonds, General Improvement Refunding Series 2013A, 5.000%, 9/01/17

        No Opt. Call         A+         1,421,338   
  2,020     

Missouri Development Finance Board, Independence, Infrastructure Facilities Revenue Bonds, Water System Improvement Projects, Series 2009E, 4.000%, 11/01/16 (Pre-refunded 11/01/14)

        11/14 at 100.00         A– (4)         2,077,408   
  3,000     

Missouri Environmental Improvement and Energy Resources Authority, Revenue Bonds, Kansas City Power & Light Company Project, Series 1992, 1.250%, 7/01/17

        No Opt. Call         A2         3,019,320   
 

Missouri Health and Educational Facilities Authority, Educational Facilities Revenue Bonds, Saint Louis College of Pharmacy, Series 2013:

           
  360     

3.000%, 5/01/16

        No Opt. Call         BBB+         376,016   
  400     

5.000%, 5/01/17

        No Opt. Call         BBB+         445,392   
 

Missouri Health and Educational Facilities Authority, Educational Facilities Revenue Bonds, Southwest Baptist University Project, Series 2012:

           
  470     

3.000%, 10/01/14

        No Opt. Call         BBB–         475,988   
  480     

3.000%, 10/01/15

        No Opt. Call         BBB–         493,123   
  495     

3.000%, 10/01/16

        No Opt. Call         BBB–         510,781   

 

  16       Nuveen Investments


Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

Missouri (continued)

           
$ 1,245     

Missouri Health and Educational Facilities Authority, Health Facilities Revenue Bonds, Freeman Health System, Series 2012, 5.000%, 2/15/15

        No Opt. Call         BBB+       $ 1,299,581   
 

Missouri Health and Educational Facilities Authority, Revenue Bonds, Lake Regional Health System, Series 2012, Reg S:

           
  675     

3.000%, 2/15/14

        No Opt. Call         BBB+         675,695   
  720     

5.000%, 2/15/16

        No Opt. Call         BBB+         778,514   
  1,435     

Missouri Health and Educational Facilities Authority, Revenue Bonds, Webster University, Series 2011, 4.000%, 4/01/17

        No Opt. Call         A2         1,579,246   
  595     

Missouri Joint Municipal Electric Utility Commission, Plum Point Project, Revenue Bonds, Series 2006, 5.000%, 1/01/16 – NPFG Insured

        No Opt. Call         A         634,835   
  175     

Northeast Public Sewer District, Jefferson County, Missouri, Sewerage System Revenue Bonds, Refunding Series 2014, 4.000%, 1/01/15

        No Opt. Call         A+         180,717   
  300     

Northwest Missouri State University, Housing System Revenue Bonds, Refunding Series 2012, 0.700%, 6/01/14

        No Opt. Call         A3         300,405   
  2,200     

Park Hill School District, Platte County, Missouri, General Obligation Bonds, Refunding Series 2013, 2.000%, 3/01/14

        No Opt. Call         AA+         2,203,498   
  2,435     

Saint Louis, Missouri, Airport Revenue Bonds, Lambert-St. Louis International Airport, Refunding Series 2011B, 5.000%, 7/01/14

        No Opt. Call         A–         2,482,775   
 

Saint Louis, Missouri, Airport Revenue Bonds, Lambert-St. Louis International Airport, Refunding Series 2013:

           
  500     

4.000%, 7/01/15

        No Opt. Call         A–         523,980   
  890     

5.000%, 7/01/16

        No Opt. Call         A–         980,522   
  3,030     

Sikeston, Missouri, Electric System Revenue Refunding Bonds, Series 1996, 6.000%, 6/01/14 – NPFG Insured

        No Opt. Call         A         3,083,146   
  1,000     

Springfield School District R12, Greene County, Missouri, General Obligation Bonds, Series 2005, 5.000%, 3/01/14 – AGM Insured

        No Opt. Call         AA+         1,004,080   
  530     

St. Louis County Industrial Development Authority, Missouri, Revenue Bonds, Friendship Village of Sunset Hills, Series 2012, 5.000%, 9/01/17

        No Opt. Call         A–         587,611   
  1,500     

St. Louis County Industrial Development Authority, Missouri, Revenue Bonds, Friendship Village of Sunset Hills, Series 2013A, 2.850%, 9/01/18

        3/16 at 100.00         A–         1,504,080   
  680     

St. Louis, Missouri, Airport Revenue Bonds, Lambert-St. Louis International Airport, Series 2005, 5.500%, 7/01/18 – NPFG Insured

        No Opt. Call         A         800,115   
  240     

St. Louis, Missouri, Airport Revenue Bonds, Lambert-St. Louis International Airport, Series 2007A, 5.000%, 7/01/14 – AGM Insured

        No Opt. Call         AA–         244,750   
  950     

St. Louis, Missouri, Airport Revenue Bonds, Series 1970, 5.000%, 7/01/15

        No Opt. Call         A–         1,008,938   
  1,500     

State of Missouri, Certificates of Participation, Refunding, Series 2011A, 1.500%, 10/01/15

        No Opt. Call         AA+         1,527,000   
  520     

Truman State University, Missouri, Housing System Revenue Bonds, Refunding Series 2013, 3.000%, 6/01/16

          No Opt. Call         A1         547,815   
  35,405     

Total Missouri

                            37,096,244   
 

Montana – 0.3%

           
  1,740     

Montana Facilities Finance Authority, Revenue Bonds, Sisters of Charity of Leavenworth Health Services Corporation, Composite Deal Series 2010B, 5.000%, 1/01/19

          No Opt. Call         AA–         2,026,247   

 

Nuveen Investments     17   


Nuveen Short Term Municipal Bond Fund (continued)

Portfolio of Investments January 31, 2014 (Unaudited)

 

Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

Nebraska – 1.0%

           
$ 250     

Central Plains Energy Project, Nebraska, Gas Project 1 Revenue Bonds, Series 2007A, 5.250%, 12/01/21

        No Opt. Call         A       $ 283,398   
  940     

Lincoln County Hospital Authority 1, Nebraska, Hospital Revenue and Refunding Bonds, Great Plains Regional Medical Center Project, Series 2012, 4.000%, 11/01/15

        No Opt. Call         A–         995,592   
  1,125     

Nebraska Cooperative Republican Platte Enhancement, Middle Republican Natural Resources District, Platte River Flow Revenue, Series 2013, 2.000%, 12/15/16

        No Opt. Call         A+         1,161,664   
  2,000     

Nebraska Public Power District, General Revenue Bonds, Refunding Series 2012C, 5.000%, 1/01/16

        No Opt. Call         A1         2,177,300   
  1,000     

Nebraska State Colleges Facilities Corporation, Building Bonds, CSC Rangeland Center and WCS U.S. Conn Library Projects, Series 2014, 5.000%, 6/15/18

        No Opt. Call         AA+         1,164,500   
  1,125     

Washington County, Nebraska, Wastewater and Solid Waste Disposal Facilities Revenue Bonds, Cargill Inc. Project, Variable Rate Demand Series 2012, 1.375%, 9/01/30 (Mandatory put 9/01/15) (Alternative Minimum Tax)

          No Opt. Call         A         1,131,458   
  6,440     

Total Nebraska

                            6,913,912   
 

Nevada – 0.5%

           
  250     

Carson City, Nevada, Hospital Revenue Refunding Bonds, Carson-Tahoe Regional Healthcare Project, Series 2012, 3.000%, 9/01/14

        No Opt. Call         BBB+         253,113   
 

Las Vegas, Nevada, Special Improvement District 607 Providence, Local Improvement Refunding Bonds, Series 2013:

           
  495     

2.000%, 6/01/15

        No Opt. Call         N/R         489,144   
  335     

3.000%, 6/01/16

        No Opt. Call         N/R         332,682   
  1,500     

Nevada State, Unemployment Compensation Fund Special Revenue Bonds, Series 2013, 4.000%, 6/01/15

        No Opt. Call         AAA         1,575,855   
  1,150     

Reno, Nevada, General Obligation Bonds, Medium Tern Various Purpose Series 2013B, 4.000%, 6/01/16

          No Opt. Call         A1         1,229,914   
  3,730     

Total Nevada

                            3,880,708   
 

New Jersey – 3.4%

           
  1,215     

New Jersey Educational Facilities Authority, Revenue Bonds, New Jersey City University, Series 2010F, 2.000%, 7/01/14 – AGC Insured

        No Opt. Call         A2         1,224,441   
 

New Jersey Educational Facilities Authority, Revenue Bonds, Rider University, Series 2012A:

           
  1,000     

5.000%, 7/01/14

        No Opt. Call         BBB+         1,016,940   
  2,615     

4.000%, 7/01/15

        No Opt. Call         BBB+         2,716,959   
  3,450     

2.000%, 7/01/16

        No Opt. Call         BBB+         3,501,060   
  4,250     

New Jersey Health Care Facilities Financing Authority, Revenue Bonds, Saint Barnabas Health Care System, Refunding Series 2011A, 5.000%, 7/01/15

        No Opt. Call         BBB+         4,482,943   
  4,000     

New Jersey Higher Education Assistance Authority, Student Loan Revenue Bonds, Series 2011-1, 5.000%, 12/01/14 (Alternative Minimum Tax)

        No Opt. Call         Aa3         4,156,960   
  1,285     

New Jersey Higher Education Assistance Authority, Student Loan Revenue Bonds, Series 2012-1A, 4.000%, 12/01/14 (Alternative Minimum Tax)

        No Opt. Call         AA         1,321,481   
  3,100     

New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Series 2010D, 5.000%, 12/15/18

        No Opt. Call         A+         3,621,885   
  2,000     

Rutgers State University, New Jersey, Revenue Bonds, Refunding Series 2013L, 3.000%, 5/01/15

          No Opt. Call         AA–         2,068,220   
  22,915     

Total New Jersey

                            24,110,889   

 

  18       Nuveen Investments


Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

New Mexico – 0.6%

           
$ 2,050     

New Mexico Educational Assistance Foundation, Education Loan Bonds, Senior Lien Series 2009A, 3.900%, 9/01/14 (Alternative Minimum Tax)

        No Opt. Call         Aaa       $ 2,086,347   
 

Taos County, New Mexico, Gross Receipts Tax Revenue Bonds, County Education Improvement Series 2013:

           
  550     

2.000%, 4/01/14 – BAM Insured

        No Opt. Call         AA         551,188   
  750     

2.000%, 4/01/15 – BAM Insured

        No Opt. Call         AA         758,723   
  750     

3.000%, 4/01/16 – BAM Insured

          No Opt. Call         AA         779,025   
  4,100     

Total New Mexico

                            4,175,283   
 

New York – 9.5%

           
  1,500     

Albany County Airport Authority, New York, Airport Revenue Bonds, Refunding Series 2010A, 3.000%, 12/15/14 – AGM Insured

        No Opt. Call         AA–         1,532,715   
  390     

Buffalo and Erie County Industrial Land Development Corporation, New York, Revenue Bonds, Medaille College, Series 2012, 2.125%, 4/01/15

        No Opt. Call         BB+         390,000   
  380     

Build NYC Resource Corporation, New York, Revenue Bonds, Bronx Charter School for Excellence, Series 2013A, 3.000%, 4/01/18

        No Opt. Call         BBB–         378,127   
  2,500     

Chautauqua County Capital resource Corporation, New York, Revenue Refunding Bonds, Jamestown Center City Development Corporation Project, Guaranteed by the Gebbie foundation, Series 2013D, 1.350%, 11/01/31 (Mandatory put 11/01/17)

        No Opt. Call         AA–         2,511,950   
  1,300     

Dormitory Authority of the State of New York, Insured Revenue Bonds, Pace University, Series 2013A, 4.000%, 5/01/16

        No Opt. Call         BBB–         1,332,045   
  2,090     

Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, General Purpose Series 2012B, 5.000%, 3/15/18

        No Opt. Call         AAA         2,425,717   
  975     

Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2000A, 0.000%, 6/01/16 – AGM Insured

        No Opt. Call         AA–         954,886   
  150     

Long Island Power Authority, New York, Electric System Revenue Bonds, Refunding Series 2010A, 4.000%, 5/01/15 (ETM)

        No Opt. Call         A– (4)         157,013   
  1,620     

Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2013A, 2.000%, 11/15/14

        No Opt. Call         A         1,643,425   
  815     

Monroe County Industrial Development Corporation, New York, Revenue Bonds, St. John Fisher College, Series 2012A, 3.000%, 6/01/14

        No Opt. Call         Aa3         820,632   
  2,660     

Nassau Health Care Corporation, New York, Revenue Anticipation Notes, Series 2014, 2.250%, 1/15/15

        No Opt. Call         N/R         2,681,120   
  2,000     

New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Subordinate Fiscal 2014 Series B-1, 5.000%, 11/01/18 (WI/DD, Settling 2/04/14)

        No Opt. Call         AAA         2,355,360   
  1,035     

New York City, New York, General Obligation Bonds, Fiscal 2012 Series I, 5.000%, 8/01/14

        No Opt. Call         AA         1,060,295   
  8,000     

New York City, New York, General Obligation Bonds, Fiscal 2014 Series G, 5.000%, 8/01/17

        No Opt. Call         AA         9,133,520   
  2,000     

New York State Energy Research and Development Authority, Pollution Control Revenue Bonds, New York State Electric and Gas Corporation, Series 2011A, 2.125%, 3/15/15

        No Opt. Call         A3         2,026,140   
  2,500     

New York State Environmental Facilities Corporation, State Clean Water and Drinking Water Revolving Funds Revenue Bonds, New York City Municipal Water Finance Authority Projects, Second Resolution Series 2013A, 5.000%, 6/15/17

        No Opt. Call         AAA         2,862,725   
  900     

New York State Thruway Authority, General Revenue Bonds, Series 2012I, 4.000%, 1/01/15

        No Opt. Call         A         931,095   
  1,920     

New York State Thruway Authority, General Revenue Junior Indebtedness Obligations, Series 2013A, 5.000%, 5/01/19

        No Opt. Call         A–         2,235,014   

 

Nuveen Investments     19   


Nuveen Short Term Municipal Bond Fund (continued)

Portfolio of Investments January 31, 2014 (Unaudited)

 

Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

New York (continued)

           
$ 1,235     

New York State Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed and State Contingency Contract-Backed Bonds, Series 2013B, 5.000%, 6/01/19

        6/14 at 100.00         AA–       $ 1,254,303   
  8,000     

New York State Urban Development Corporation, State Personal Income Tax Revenue Bonds, General Purpose Group A Series 2013E, 2.000%, 3/15/15

        No Opt. Call         AAA         8,169,280   
  3,500     

Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Seventy Eighth Series 2013, 5.000%, 12/01/17 (Alternative Minimum Tax)

        No Opt. Call         AA–         4,020,835   
  7,050     

Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Seventy Second Series 2012, 5.000%, 10/01/15 (Alternative Minimum Tax)

        No Opt. Call         AA–         7,589,325   
  1,780     

Schenectady County Capital Resource Corporation, New York, FHA insured Mortgage Revenue Bonds, Ellis Hospital Project, Refunding Series 2012, 1.750%, 2/15/18 – AGM Insured

        No Opt. Call         AA+         1,787,067   
  1,450     

St. Lawrence County Industrial Development Agency Civic Development Corporation, New York, Revenue Bonds, Clarkson University Project, Series 2012B, 2.500%, 9/01/42 (Mandatory put 3/01/16)

        No Opt. Call         A3         1,481,378   
  2,500     

Triborough Bridge and Tunnel Authority, New York, General Purpose Revenue Bonds, Bond Anticipation Note Series 2014A, 5.000%, 5/15/15 (WI/DD, Settling 2/06/14)

        No Opt. Call         A+         2,654,075   
  450     

Westchester County Local Development Corporation, New York, Revenue Refunding Bonds, Kendal on Hudson Project, Series 2013, 2.000%, 1/01/16

        No Opt. Call         BBB         454,491   
  2,000     

Westchester County, New York, General Obligation Bonds, Series 2013B, 4.000%, 7/01/15

        No Opt. Call         AAA         2,109,360   
  1,500     

Yonkers, New York, General Obligation Bonds, Series 2011A, 5.000%, 10/01/14

        No Opt. Call         A+         1,543,170   
  1,250     

Yonkers, New York, General Obligation Refunding Bonds, Series 2012A, 4.000%, 7/01/15

          No Opt. Call         A+         1,304,875   
  63,450     

Total New York

                            67,799,938   
 

North Carolina – 0.2%

           
  625     

New Hanover County, North Carolina, Hospital Revenue Bonds, New Hanover Regional Medical Center, Refunding Series 2013, 4.000%, 10/01/15

        No Opt. Call         A+         662,006   
  985     

North Carolina Medical Care Commission, Health Care Facilities Revenue and Refunding Revenue Bonds, Columbus Regional Healthcare System, Series 2013A, 4.000%, 10/01/15

          No Opt. Call         BBB         1,023,543   
  1,610     

Total North Carolina

                            1,685,549   
 

North Dakota – 1.3%

           
  300     

Burleigh County, North Dakota, Health Care Revenue Bonds, Saint Alexius Medical Center Project, Refunding Series 2012A, 2.500%, 7/01/14

        No Opt. Call         BBB+         301,338   
  3,040     

Fargo, North Dakota, Health System Revenue Bonds, Sanford Health, Refunding Series 2011, 3.500%, 11/01/16

        No Opt. Call         A+         3,268,213   
 

Williston Parks and Recreation District, North Dakota, Sales Tax & Gross Revenue Bonds, Series 2012A:

           
  115     

1.150%, 3/01/14

        No Opt. Call         A         115,069   
  600     

2.000%, 3/01/15

        No Opt. Call         A         606,570   
  2,835     

Williston, North Dakota, Limited Obligation Bonds, Certificates of Indebtedness, Series 2013A, 2.500%, 11/01/15

        11/14 at 100.00         N/R         2,852,038   
 

Williston, North Dakota, Sales Tax Revenue Bonds, Series 2013A:

           
  1,000     

3.000%, 5/01/15 – AGM Insured

        No Opt. Call         AA–         1,024,650   
  1,000     

3.000%, 5/01/16 – AGM Insured

          No Opt. Call         AA–         1,046,630   
  8,890     

Total North Dakota

                            9,214,508   

 

  20       Nuveen Investments


Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

Ohio – 3.4%

           
$ 1,805     

Cincinnati, Ohio, General Obligation Bonds, Various Purpose Series 2011A, 5.000%, 12/01/16

        No Opt. Call         AA+       $ 2,032,484   
  785     

Cleveland State University, Ohio, General Receipts Bonds, Series 2007A, 5.750%, 6/01/14 – FGIC Insured

        No Opt. Call         A+         799,468   
  490     

Fairfield County, Ohio, Hospital Facilities Revenue Bonds, Fairfield Medical Center Project, Series 2013, 3.000%, 6/15/14

        No Opt. Call         Baa2         494,449   
 

Hamilton County, Ohio, Revenue Bonds, Children’s Hospital Medical Center, Series 2004J:

           
  1,835     

5.250%, 5/15/15 (Pre-refunded 5/15/14) – NPFG Insured

        5/14 at 100.00         A (4)         1,862,048   
  2,585     

5.250%, 5/15/17 (Pre-refunded 5/15/14) – NPFG Insured

        5/14 at 100.00         A (4)         2,623,103   
  2,720     

5.250%, 5/15/18 (Pre-refunded 5/15/14) – NPFG Insured

        5/14 at 100.00         A (4)         2,760,093   
  1,000     

Ohio Air Quality Development Authority, Ohio, Air Quality Revenue Refunding Bonds, Ohio Power Company Project, Series 2010A, 3.250%, 6/01/41 (Mandatory put 6/02/14)

        No Opt. Call         Baa1         1,007,080   
  7,005     

Ohio Air Quality Development Authority, Ohio, Pollution Control Revenue Refunding Bonds, FirstEnergy Generation Corp. Project, Series 2009D, 2.250%, 8/01/29 (Mandatory put 9/15/16)

        No Opt. Call         BBB–         7,019,430   
  320     

Ohio Higher Educational Facilities Commission, Revenue Bonds, University of Dayton, Refunding Series 2009, 5.000%, 12/01/16

        No Opt. Call         A         356,614   
  1,000     

Ohio State, Capital Facilities Lease-Appropriation Bonds, Administrative Building Fund Projects, Series 2013A, 5.000%, 10/01/17

        No Opt. Call         AA         1,151,240   
  1,715     

Ohio State, Capital Facilities Lease-Appropriation Bonds, Cultural & Sports Facilities Building Fund Projects, Series 2013B, 5.000%, 4/01/18

        No Opt. Call         AA         1,990,086   
  1,000     

Ohio State, Capital Facilities Lease-Appropriation Bonds, Parks & Recreation Improvement Fund Projects, Series 2013A, 3.000%, 8/01/17

        No Opt. Call         AA         1,075,950   
  465     

Ohio State, Hospital Revenue Bonds, University Hospitals Health System, Inc., Series 2013A, 4.000%, 1/15/16

        No Opt. Call         A         493,584   
  1,000     

Warren County, Ohio ,Healthcare Facilities Revenue Refunding Bonds, Otterbein Homes Obligated Group, Series 2013A, 3.000%, 7/01/15

          No Opt. Call         A         1,026,920   
  23,725     

Total Ohio

                            24,692,549   
 

Oklahoma – 0.7%

           
 

Cleveland County Educational Facilities Authority, Oklahoma, Educational Facilities Lease Revenue Bonds, Moore Public Schools Project, Series 2013:

           
  2,450     

5.000%, 6/01/15

        No Opt. Call         A         2,596,829   
  845     

5.000%, 6/01/16

        No Opt. Call         A         926,281   
  1,125     

Tulsa County Industrial Authority, Oklahoma, Educational Facilities Lease Revenue Bonds, Jenks Public Schools Project, Series 2009, 5.000%, 9/01/14

          No Opt. Call         AA–         1,155,803   
  4,420     

Total Oklahoma

                            4,678,913   
 

Oregon – 1.5%

           
 

Emerald Peoples Utility District, Oregon, Electric System Revenue Bonds, Refunding Series 2013:

           
  475     

3.000%, 11/01/15

        No Opt. Call         A1         494,964   
  1,000     

3.000%, 11/01/16

        No Opt. Call         A1         1,059,190   
  2,000     

Gilliam County, Oregon, Solid Waste Disposal Revenue Bonds, Waste Management Inc., Variable Rate Demand Obligations, Series 2000A, 0.850%, 8/01/25 (Mandatory put 5/01/14) (Alternative Minimum Tax)

        6/14 at 100.00         A–         1,999,180   

 

Nuveen Investments     21   


Nuveen Short Term Municipal Bond Fund (continued)

Portfolio of Investments January 31, 2014 (Unaudited)

 

Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

Oregon (continued)

           
$ 660     

Klamath Falls Intercommunity Hospital Authority, Oregon, Revenue Bonds, Sky Lakes Medical Center Project, Series 2012, 4.000%, 9/01/15

        No Opt. Call         BBB+       $ 690,235   
 

Local Oregon Capital Assets Program, Certificates of Participation, City of Cottage Grove, Oregon, Series 2013A:

           
  860     

3.000%, 9/15/14

        No Opt. Call         Baa2         871,103   
  880     

4.000%, 9/15/15

        No Opt. Call         Baa2         919,134   
  2,850     

Medford Hospital Facilities Authority, Oregon, Hospital Revenue Bonds, Asante Health System, Refunding Series 2010, 5.000%, 8/15/15 – AGM Insured

        No Opt. Call         AA–         3,038,754   
  360     

Multnomah County Hospital Facilities Authority, Oregon, Revenue Refunding Bond, Terwilliger Plaza, Inc., Series 2012, 2.000%, 12/01/14

        No Opt. Call         BBB         362,891   
  1,030     

Portland, Oregon, Sewer System Revenue Bonds, Refunding Series 2007A, 5.000%, 6/01/14 – NPFG Insured

          No Opt. Call         AA         1,046,799   
  10,115     

Total Oregon

                            10,482,250   
 

Pennsylvania – 5.4%

           
  1,240     

Allegheny County Airport Authority, Pennsylvania, Airport Revenue Bonds, Pittsburgh International Airport, Refunding Series 2010A, 5.000%, 1/01/16 – AGM Insured (Alternative Minimum Tax)

        No Opt. Call         AA–         1,343,193   
 

Economy Municipal Authority, Pennsylvania, Sewer Revenue Bonds, Refunding Series 2013:

           
  350     

3.000%, 12/15/17

        No Opt. Call         AA         373,853   
  300     

3.000%, 12/15/18

        No Opt. Call         AA         318,579   
 

Indiana County Hospital Authority, Pennsylvania, Hospital Revenue Bonds, Indiana Regional Medical Center, Series 2014A:

           
  125     

4.000%, 6/01/15

        No Opt. Call         Baa3         129,411   
  180     

4.000%, 6/01/16

        No Opt. Call         Baa3         189,344   
  185     

4.000%, 6/01/17

        No Opt. Call         Baa3         195,978   
  250     

4.000%, 6/01/18

        No Opt. Call         Baa3         264,145   
  655     

Lancaster County Hospital Authority, Pennsylvania, Health Center Revenue Bonds, Saint Anne’s Retirement Community, Inc., Series 2012, 3.000%, 4/01/14

        No Opt. Call         BB+         654,889   
 

Lancaster Industrial Development Authority, Pennsylvania, Revenue Bonds, Garden Spot Village Project, Series 2013:

           
  460     

3.000%, 5/01/14

        No Opt. Call         BBB         462,521   
  360     

3.000%, 5/01/15

        No Opt. Call         BBB         367,409   
  300     

5.000%, 5/01/16

        No Opt. Call         BBB         321,138   
  1,000     

5.000%, 5/01/18

        No Opt. Call         BBB         1,079,630   
  1,465     

Marion Center Area School District, Indiana County, Pennsylvania, General Obligation Bonds, Refunding Series 2013, 2.000%, 9/01/16

        No Opt. Call         A         1,517,930   
  2,340     

Penn Hills School District, Allegheny County, Pennsylvania, General Obligation Bonds, Series 2012A, 4.000%, 10/01/14

        No Opt. Call         A1         2,397,938   
  220     

Pennsylvania Economic Development Financing Authority, Solid Waste Disposal Revenue Bonds, Waste Management Inc., Project, Series 2009, 1.750%, 12/01/33 (Mandatory put 12/01/15)

        No Opt. Call         A–         222,226   
  3,000     

Pennsylvania Economic Development Financing Authority, Solid Waste Disposal Revenue Bonds, Waste Management Inc., Project, Series 2011, 2.625%, 7/01/41 (Mandatory put 7/01/14)

        No Opt. Call         A–         3,024,028   
  840     

Pennsylvania Higher Educational Facilities Authority, Revenue Bonds, AICUP Financing Program-Delaware Valley College of Science and Agriculture Project, Series 2012 LL1, 4.000%, 11/01/16

        No Opt. Call         Baa3         875,339   

 

  22       Nuveen Investments


Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

Pennsylvania (continued)

           
$ 2,965     

Pennsylvania Higher Educational Facilities Authority, Revenue Bonds, Association of Independent Colleges and Universities of Pennsylvania Financing Program-Messiah College Project, Series 2001-14, 0.600%, 11/01/31 (Mandatory put 11/01/14)

        11/14 at 100.00         A       $ 2,967,224   
 

Pennsylvania Higher Educational Facilities Authority, Revenue Bonds, Foundation for Student Housing at Indiana University, Project Series 2012A:

           
  100     

3.000%, 7/01/14

        No Opt. Call         BBB+         100,852   
  320     

3.000%, 7/01/15

        No Opt. Call         BBB+         327,859   
 

Pennsylvania Higher Educational Facilities Authority, Revenue Bonds, Widener University, Series 2013A:

           
  275     

4.000%, 7/15/15

        No Opt. Call         A–         287,667   
  825     

5.000%, 7/15/17

        No Opt. Call         A–         924,017   
 

Pennsylvania Higher Educational Facilities Authority, Revenue Refunding Bonds, Lock Haven University Foundation Student Housing Project, Series 2013A:

           
  610     

2.000%, 7/01/15

        No Opt. Call         BBB–         603,345   
  540     

3.000%, 7/01/16

        No Opt. Call         BBB–         539,752   
  640     

3.000%, 7/01/17

        No Opt. Call         BBB–         637,363   
  180     

Pennsylvania Higher Educational Facilities Authority, Revenue Refunding Bonds, Lock Haven University Foundation Student Housing Project, Series 2013A, 2.000%, 7/01/14

        No Opt. Call         BBB–         179,640   
  1,020     

Philadelphia Gas Works, Pennsylvania, Revenue Bonds, General Ordinance, Eighth Series 2009A, 5.000%, 8/01/16

        No Opt. Call         BBB+         1,113,055   
  1,000     

Philadelphia Redevelopment Authority, Pennsylvania, Revenue Bonds, Philadelphia Neighborhood Transformation Initiative, Series 2012, 5.000%, 4/15/14

        No Opt. Call         A+         1,009,400   
  5,000     

Philadelphia, Pennsylvania, General Obligation Bonds, Refunding Series 2011, 5.000%, 8/01/14

        No Opt. Call         A+         5,121,646   
  1,000     

Philadelphia, Pennsylvania, Water and Wastewater Revenue Refunding Bonds Series 2014A, 5.000%, 7/01/18

        No Opt. Call         A1         1,165,560   
  1,755     

Pittsburgh School District, Allegheny County, Pennsylvania, General Obligation Bonds, Series 2002, 5.375%, 9/01/14 – AGM Insured

        No Opt. Call         AA–         1,807,790   
  2,880     

Pittsburgh School District, Allegheny County, Pennsylvania, General Obligation Refunding Bonds, Series 2002A, 5.500%, 9/01/18 – AGM Insured

        No Opt. Call         AA–         3,407,213   
  1,000     

Pittsburgh Water and Sewer Authority, Pennsylvania, Water and Sewer System First Lien Revenue Refunding Bonds, Series 2013A, 4.000%, 9/01/16 – AGM Insured

        No Opt. Call         AA–         1,084,900   
  505     

Pittsburgh, Pennsylvania, General Obligation Bonds, Series 2012A, 3.000%, 9/01/14

        No Opt. Call         A+         513,024   
  540     

Scranton, Pennsylvania, Sewer Authority Revenue Bonds, Series 2011A, 3.500%, 12/01/14 – AGM Insured

        No Opt. Call         AA–         553,192   
 

Union County Hospital Authority, Pennsylvania, Hospital Revenue Bonds, Evangelical Community Hospital Project, Refunding and Improvement Series 2011:

           
  1,385     

4.000%, 8/01/15

        No Opt. Call         BBB+         1,425,387   
  1,440     

4.250%, 8/01/16

          No Opt. Call         BBB+         1,512,259   
  37,250     

Total Pennsylvania

                            39,018,696   
 

Puerto Rico – 0.1%

           
  500     

Puerto Rico Industrial, Tourist, Educational, Medical and Environmental Control Facilities Financing Authority, Higher Education Revenue Bonds, Inter-American University of Puerto Rico Project, Refunding Series 2012, 4.000%, 10/01/14

        No Opt. Call         A–         498,580   
  500     

Puerto Rico Municipal Finance Agency, Series 2005B, 5.000%, 7/01/14 – CIFG Insured

          No Opt. Call         AA–         501,725   
  1,000     

Total Puerto Rico

                            1,000,305   

 

Nuveen Investments     23   


Nuveen Short Term Municipal Bond Fund (continued)

Portfolio of Investments January 31, 2014 (Unaudited)

 

Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

Rhode Island – 0.6%

           
 

Rhode Island Health and Educational Building Corporation, Higher Education Facility Revenue Refunding Bonds, Board of Education General Revenue Bonds, Series 2013B:

           
$ 250     

3.000%, 9/15/16

        No Opt. Call         A1       $ 263,720   
  555     

3.000%, 9/15/17

        No Opt. Call         A1         590,526   
  270     

Rhode Island Health and Educational Building Corporation, Higher Education Facility Revenue Refunding Bonds, University of Rhode Island General Revenue Bonds, Series 2013A, 3.000%, 9/15/16

        No Opt. Call         Aa3         285,177   
  1,025     

Rhode Island Economic Development Corporation, Airport Revenue Bonds, Refunding Series 2013C, 4.000%, 7/01/15 (Alternative Minimum Tax)

        No Opt. Call         A3         1,070,295   
 

Rhode Island Health and Education Building Corporation, State Board of Education Auxiliary Enterprise Revenue Refunding Issue, Series 2013D:

           
  650     

5.000%, 9/15/16

        No Opt. Call         A2         719,472   
  1,020     

5.000%, 9/15/17

        No Opt. Call         A2         1,157,404   
  250     

Rhode Island Student Loan Authority, Student Loan Program Revenue Bonds, Senior Series 2013A, 4.000%, 12/01/15 (Alternative Minimum Tax)

          No Opt. Call         A+         261,898   
  4,020     

Total Rhode Island

                            4,348,492   
 

South Carolina – 0.6%

           
  500     

South Carolina JOBS Economic Development Authority, Hospital Revenue Bonds, Bon Secours Health System Obligated Group, Series 2012, 4.000%, 11/01/15

        No Opt. Call         A–         524,545   
  590     

South Carolina JOBS Economic Development Authority, Revenue Bonds, Waste Management of South Carolina, Inc. Project, Series 2008, 2.875%, 2/01/15

        No Opt. Call         A–         601,151   
  500     

South Carolina Jobs-Economic Development Authority, Hospital Revenue Bonds, Palmetto Health, Refunding & Improvement Series 2009, 5.000%, 8/01/15

        No Opt. Call         BBB+         526,955   
 

South Carolina Jobs-Economic Development Authority, Hospital Revenue Bonds, Palmetto Health, Refunding Series 2013A:

           
  1,500     

3.000%, 8/01/15

        No Opt. Call         BBB+         1,537,605   
  1,000     

5.000%, 8/01/16

          No Opt. Call         BBB+         1,083,080   
  4,090     

Total South Carolina

                            4,273,336   
 

South Dakota – 0.5%

           
  1,305     

South Dakota Health and Educational Facilities Authority, Revenue Bonds, Sanford Health, Series 2009, 4.500%, 11/01/15

        No Opt. Call         A+         1,389,969   
  730     

South Dakota Health and Educational Facilities Authority, Revenue Bonds, Westhills Village Retirement Community, Series 2012, 3.500%, 9/01/16

        No Opt. Call         A         766,208   
  1,700     

South Dakota Housing Development Authority, Multiple Purpose Revenue Bonds, Series 2013A, 1.600%, 5/01/18

          No Opt. Call         Aa3         1,703,893   
  3,735     

Total South Dakota

                            3,860,070   
 

Tennessee – 1.4%

           
  1,000     

Memphis-Shelby County Airport Authority, Tennessee, Airport Revenue Bonds, Series 2010B, 5.000%, 7/01/16 (Alternative Minimum Tax)

        No Opt. Call         A         1,092,370   
  1,290     

Memphis-Shelby County Sports Authority, Tennessee, Revenue Bonds, Memphis Arena, Refunding Series 2009B, 5.500%, 11/01/20

        11/19 at 100.00         AA–         1,517,130   
 

Metropolitan Government of Nashville-Davidson County Health and Educational Facilities Board, Tennessee, Revenue Bonds, Belmont University Project, Series 2012:

           
  1,000     

2.000%, 11/01/14

        No Opt. Call         BBB+         1,008,310   
  1,050     

2.000%, 11/01/15

        No Opt. Call         BBB+         1,065,309   
  1,000     

3.000%, 11/01/16

        No Opt. Call         BBB+         1,045,060   

 

  24       Nuveen Investments


Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

Tennessee (continued)

           
$ 500     

Metropolitan Government of Nashville-Davidson County, Tennessee, General Obligation Bonds, Refunding & Improvement Series 2010A, 4.000%, 7/01/15

        No Opt. Call         Aa1       $ 527,050   
  1,800     

Metropolitan Nashville Airport Authority, Tennessee, Airport Revenue Bonds, Refunding & Improvement Series 2010A, 5.000%, 7/01/16

        No Opt. Call         A         1,981,710   
  1,710     

Shelby County Health, Educational and Housing Facilities Board, Tennessee, Revenue Bonds, Methodist Healthcare, Series 2004, 5.000%, 9/01/17 – AGM Insured

          No Opt. Call         AA–         1,948,066   
  9,350     

Total Tennessee

                            10,185,005   
 

Texas – 3.7%

           
  1,000     

Brazosport Independent School District, Brazoria County, Texas, General Obligation Bonds, Series 2004, 5.000%, 2/15/20 (Pre-refunded 2/15/14)

        2/14 at 100.00         Aaa         1,001,910   
 

Corpus Christi Business and Job Development Corporation, Texas, Sales Tax Revenue Bonds, Arena Project, Refunding Series 2014:

           
  870     

4.000%, 9/01/17 (WI/DD, Settling 2/06/14)

        No Opt. Call         AA–         959,401   
  1,000     

4.000%, 9/01/18 (WI/DD, Settling 2/06/14)

        No Opt. Call         AA–         1,112,867   
  1,000     

Dallas-Fort Worth International Airport, Texas, Joint Revenue Bonds, Refunding Series 2009A, 5.000%, 11/01/21

        11/16 at 100.00         A+         1,092,097   
  3,000     

Dallas-Fort Worth International Airport, Texas, Joint Revenue Bonds, Refunding Series 2013E, 5.000%, 11/01/16 (Alternative Minimum Tax)

        No Opt. Call         A+         3,323,880   
  800     

Harris County Cultural Education Facilities Finance Corporation, Texas, Revenue Refunding Bonds, Young Men’s Christian Association of the Greater Houston Area, Series 2013A, 5.000%, 6/01/17

        No Opt. Call         Baa3         883,536   
  1,000     

Harrison County Health Facilities Development Corporation, Texas, Hospital Revenue Bonds, Good Shepherd Health System, Refunding Series 2010, 4.000%, 7/01/15

        No Opt. Call         BBB+         1,020,590   
  680     

Houston, Texas, First Lien Combined Utility System Revenue Bonds, Series 2009, 3.000%, 4/01/14

        No Opt. Call         A–         683,040   
  2,620     

Longview Independent School District, Gregg County, Texas, General Obligation Bonds, School Building Series 2008, 0.000%, 2/15/16

        No Opt. Call         AAA         2,594,534   
  1,000     

McCamey County Hospital District, Texas, General Obligation Bonds, Series 2013, 3.000%, 12/01/18

        No Opt. Call         Baa2         1,012,260   
  2,005     

Midtown Redevelopment Authority, Texas, Tax Increment Contract Revenue, Refunding Series 2011, 4.000%, 1/01/15

        No Opt. Call         A–         2,063,386   
  1,045     

Sam Rayburn Municipal Power Agency, Texas, Power Supply System Revenue Refunding Bonds, Series 2012, 5.000%, 10/01/14

        No Opt. Call         BBB+         1,075,566   
 

Tarrant County Cultural Education Facilities Finance Corporation, Texas, Hospital Revenue Bonds, Hendrick Medical Center, Series 2009A:

           
  1,425     

4.000%, 9/01/15 – AGC Insured

        No Opt. Call         AA–         1,496,464   
  1,260     

4.000%, 9/01/16 – AGC Insured

        No Opt. Call         AA–         1,356,088   
  1,405     

4.375%, 9/01/18 – AGC Insured

        No Opt. Call         AA–         1,572,729   
 

Tarrant County Cultural Education Facilities Finance Corporation, Texas, Hospital Revenue Bonds, Hendrick Medical Center, Series 2013:

           
  730     

3.000%, 9/01/15

        No Opt. Call         A2         754,470   
  490     

4.000%, 9/01/16

        No Opt. Call         A2         526,824   
  400     

Tarrant County Cultural Education Facilities Finance Corporation, Texas, Hospital Revenue Bonds, Scott & White Healthcare Project, Series 2013A, 5.000%, 8/15/15

        No Opt. Call         Aa3         426,492   
  3,000     

Texas Municipal Gas Acquisition and Supply Corporation III, Gas Supply Revenue Bonds, Series 2012, 5.000%, 12/15/16

          No Opt. Call         A3         3,299,940   
  24,730     

Total Texas

                            26,256,074   

 

Nuveen Investments     25   


Nuveen Short Term Municipal Bond Fund (continued)

Portfolio of Investments January 31, 2014 (Unaudited)

 

Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

Vermont – 0.1%

           
$ 770     

Vermont Housing Finance Agency, Multiple Purpose Bonds, Series 2012B, 1.900%, 11/01/16 (Alternative Minimum Tax)

          No Opt. Call         AA       $ 778,493   
 

Virgin Islands – 1.2%

           
  360     

Virgin Islands Public Finance Authority, Gross Receipts Taxes Loan Note, Series 2006, 5.000%, 10/01/15 – FGIC Insured

        No Opt. Call         A         380,930   
  6,985     

Virgin Islands Public Finance Authority, Gross Receipts Taxes Loan Note, Series 2012C, 3.000%, 10/01/17

        No Opt. Call         BBB+         7,255,669   
  1,035     

Virgin Islands Public Finance Authority, Matching Fund Loan Notes Revenue Bonds, Series 2009B, 5.000%, 10/01/19

          No Opt. Call         BBB         1,167,356   
  8,380     

Total Virgin Islands

                            8,803,955   
 

Virginia – 1.3%

           
  1,100     

Dulles Town Center Community Development Authority, Loudon County, Virginia Special Assessment Refunding Bonds, Dulles Town Center Project, Series 2012, 3.000%, 3/01/16

        No Opt. Call         N/R         1,086,148   
  1,000     

Fredericksburg Economic Development Authority, Virginia, Hospital Facilities Revenue Bonds, MediCorp Health System, Series 2007, 5.000%, 6/15/17

        No Opt. Call         Baa1         1,088,300   
  1,275     

Henrico County Economic Development Authority, Virginia, Revenue Bonds, Bon Secours Health System Obligated Group, Series 2013, 4.000%, 11/01/16

        No Opt. Call         A–         1,371,008   
  6,000     

Virginia Public Building Authority, Public Facilities Revenue Bonds, Series 2004A, 5.000%, 8/01/14

          2/14 at 100.00         AA+         6,024,660   
  9,375     

Total Virginia

                            9,570,116   
 

Washington – 0.9%

           
  400     

King and Pierce Counties School District 408 Auburn, Washington, General Obligation Bonds, Refunding Series 2013, 3.000%, 12/01/14

        No Opt. Call         Aa1         409,392   
  1,000     

Port of Seattle, Washington, Revenue Bonds, Refunding Inter-Lien Series 2010C, 5.000%, 2/01/16

        No Opt. Call         A+         1,088,730   
 

Skagit County Public Hospital District 1, Washington, Revenue Bonds, Skagit Regional Health, Improvement & Refunding Series 2013A:

           
  470     

4.000%, 12/01/16

        No Opt. Call         Baa2         501,203   
  1,425     

4.000%, 12/01/17

        No Opt. Call         Baa2         1,532,901   
  390     

5.000%, 12/01/18

        No Opt. Call         Baa2         432,857   
  205     

Washington Health Care Facilities Authority, Revenue Bonds, Kadlec Regional Medical Center, Series 2012, 4.000%, 12/01/16

        No Opt. Call         Baa3         218,374   
 

Washington Higher Education Facilities Authority Revenue Bonds, Whitworth University Project, Series 2012:

           
  150     

3.000%, 10/01/14

        No Opt. Call         Baa1         151,962   
  275     

4.000%, 10/01/16

        No Opt. Call         Baa1         293,271   
  1,150     

Washington State Health Care Facilities Authority, Revenue Bonds, Central Washington Health Services Association, Series 2009, 5.000%, 7/01/14

        No Opt. Call         Baa3         1,164,893   
  500     

Washington State Housing Finance Commission, Non-Profit Revenue Bonds, Emerald Heights Project, Refunding 2013, 3.000%, 7/01/15

          No Opt. Call         A–         511,890   
  5,965     

Total Washington

                            6,305,473   
 

West Virginia – 0.7%

           
  1,000     

Mason County, West Virginia, Pollution Control Revenue Bonds, Appalachian Power Company, Series 2003L, 2.000%, 10/01/22 (Mandatory put 10/01/14)

        No Opt. Call         Baa1         1,007,220   

 

  26       Nuveen Investments


Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

West Virginia (continued)

           
$ 3,750     

West Virginia Economic Development Authority, Solid Waste Disposal Facilities Revenue Bonds, Appalachian Power Company – Amos Project, Series 2011A, 2.250%, 1/01/41 (Mandatory put 9/01/16) (Alternative Minimum Tax)

          No Opt. Call         Baa1       $ 3,813,900   
  4,750     

Total West Virginia

                            4,821,120   
 

Wisconsin – 0.6%

           
  130     

Appleton, Wisconsin, Storm Water System Revenue Bonds, Series 2012, 2.000%, 4/01/14

        No Opt. Call         Aa2         130,348   
  1,000     

Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Aurora Health Care, Inc., Series 2010A, 5.000%, 4/15/16

        No Opt. Call         A         1,087,380   
 

Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Beaver Dam Community Hospitals Inc., Series 2013A:

           
  150     

2.000%, 8/15/14

        No Opt. Call         BBB–         150,617   
  1,000     

3.000%, 8/15/15

        No Opt. Call         BBB–         1,020,047   
  610     

Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Beloit Health System, Inc., Series 2010B, 5.000%, 4/01/17

        No Opt. Call         A–         669,811   
  290     

Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Ministry Health Care, Inc., Series 2010A, 5.000%, 8/15/15

        No Opt. Call         A+         307,832   
  385     

Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Three Pillars Senior Living Communities, Refunding Series 2013, 2.000%, 8/15/14

        No Opt. Call         A–         387,726   
  500     

Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Watertown Regional Medical Center, Inc., Series 2012, 2.000%, 9/01/16

          No Opt. Call         BBB+         510,480   
  4,065     

Total Wisconsin

                            4,264,241   
 

Wyoming – 0.2%

           
 

Natrona County, Wyoming, Hospital Revenue Bonds, Wyoming Medical Center Project, Series 2011:

           
  200     

4.000%, 9/15/14

        No Opt. Call         A3         203,440   
  530     

4.000%, 9/15/15

        No Opt. Call         A3         552,181   
  300     

4.000%, 9/15/16

          No Opt. Call         A3         318,480   
  1,030     

Total Wyoming

                            1,074,101   
$ 653,327     

Total Long-Term Investments (cost $680,013,026)

                            688,753,069   
Shares/
Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

SHORT-TERM INVESTMENTS – 6.0%

           
 

MONEY MARKET FUNDS – 2.0%

           
  14,223,765     

First American Tax Free Obligations Fund, Class Z, 0.000%, (8)

          N/A         N/A       $ 14,223,765   
 

MUNICIPAL BONDS – 3.7%

           
 

Arizona – 0.8%

           
$ 5,500     

Glendale Industrial Development Authority, Arizona, Senior Living Facility Revenue Bonds, Friendship Retirement Corporation, Senior Lien, Variable Rate Demand Obligations, Series 1997, 0.150%, 1/01/27 (9)

          2/14 at 100.00         A-1+         5,500,000   

 

Nuveen Investments     27   


Nuveen Short Term Municipal Bond Fund (continued)

Portfolio of Investments January 31, 2014 (Unaudited)

 

Shares/
Principal
Amount (000)
    Description (1)          Optional Call
Provisions (2)
     Ratings (3)      Value  
 

California – 1.1%

           
$ 2,000     

California Municipal Finance Authority, Solid Waste Revenue Bonds, Republic Services Inc., Variable Demand Obligation, Refunding Series 2010, 0.450%, 9/01/21 (Mandatory put 4/01/14) (9)

        No Opt. Call         A-2       $ 2,000,000   
  6,000     

California Pollution Control Financing Authority, Solid Waste Disposal Revenue Bonds, Republic Services Inc., Variable Rate Demand Obligations, Series 2010A, 0.700%, 8/01/23 (Alternative Minimum Tax) (9)

          No Opt. Call         A-2         6,000,000   
 

Total California

                            8,000,000   
 

Colorado – 0.3%

           
  1,900     

Colorado Educational and Cultural Facilities Authority, Revenue Bonds, Denver Seminary Project, Variable Rate Demand Obligations, Series 2004, 0.150%, 7/01/34 (9)

          2/14 at 100.00         A-1+         1,900,000   
 

Iowa – 0.2%

           
  1,250     

Iowa Higher Education Loan Authority, Private Education Working Capital Loan Program, University of Dubuque , Revenue Anticipation Notes, Variable Rate Demand Obligations, Series 2013A, 3.000%, 5/15/14 (9)

          No Opt. Call         SP-1         1,257,750   
 

New Jersey – 0.8%

           
  6,090     

New Jersey State, Special Obligation Tax and Revenue Anticipation Notes, Variable Rate Demand Obligations, Series 2013C, 2.000%, 6/26/14 (9)

          No Opt. Call         SP-1         6,131,717   
 

North Carolina – 0.5%

           
  4,000     

North Carolina Capital Facilities Financing Agency, Solid Waste Disposal Revenue Bonds, Republic Services Inc., Project, Variable Rate Demand Obligations, Series 2013, 0.700%, 6/01/38 (Alternative Minimum Tax) (9)

          3/14 at 100.00         A-2         4,000,000   
 

Texas – 0.3%

           
  2,000     

Mission Economic Development Corporation, Texas, Solid Waste Disposal Revenue Bonds, Allied Waste North America, Inc., Variable Rate Demand Obligations, Series 2008A, 0.450%, 1/01/20 (Mandatory put 4/01/14) (9)

          No Opt. Call         A-2         2,000,000   
$ 28,740     

Total Municipal Bonds

                            28,789,467   
 

Total Short-Term Investments (cost $43,010,622)

                            43,013,232   
 

Total Investments (cost $723,023,648) – 102.1%

                            731,766,301   
 

Other Assets Less Liabilities – (2.1)%

                            (14,711,741
 

Net Assets – 100%

                          $ 717,054,560   

Fair Value Measurements

Fair value is defined as the price that the Fund would receive upon selling an investment or transferring a liability in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment. A three-tier hierarchy is used to maximize the use of observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements for disclosure purposes. Observable inputs reflect the assumptions market participants would use in pricing the asset or liability. Observable inputs are based on market data obtained from sources independent of the reporting entity. Unobservable inputs reflect the reporting entity’s own assumptions about the assumptions market participants would use in pricing the asset or liability. Unobservable inputs are based on the best information available in the circumstances. The following is a summary of the three-tiered hierarchy of valuation input levels.

 

Level 1 –   Inputs are unadjusted and prices are determined using quoted prices in active markets for identical securities.
Level 2 –   Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.).
Level 3 –   Prices are determined using significant unobservable inputs (including management’s assumptions in determining the fair value of investments).

 

  28       Nuveen Investments


The inputs or methodologies used for valuing securities are not an indication of the risks associated with investing in those securities. The following is a summary of the Fund’s fair value measurements as of the end of the reporting period:

 

        Level 1        Level 2        Level 3        Total  
Long-Term Investments:                    

Municipal Bonds

     $         $ 688,731,655         $ 21,414         $ 688,753,069   
Short-Term Investments:                    

Money Market Funds

       14,223,765                               14,223,765   

Municipal Bonds

                 28,789,467                     28,789,467   
Total      $ 14,223,765         $ 717,521,122         $ 21,414         $ 731,766,301   

Income Tax Information

The following information is presented on an income tax basis. Differences between amounts for financial statement and federal income tax purposes are primarily due to timing differences in recognizing certain gains and losses on investment transactions. To the extent that differences arise that are permanent in nature, such amounts are reclassified within the capital accounts on the Statement of Assets and Liabilities presented in the annual report, based on their federal tax basis treatment; temporary differences do not require reclassification. Temporary and permanent differences do not impact the net asset value of the Fund.

As of January 31, 2014, the cost of investments was $723,023,648.

Gross unrealized appreciation and gross unrealized depreciation of investments as of January 31, 2014, were as follows:

 

Gross unrealized:           

Appreciation

     $ 10,216,934   

Depreciation

       (1,474,281
Net unrealized appreciation (depreciation) of investments      $ 8,742,653   

 

(1) All percentages shown in the Portfolio of Investments are based on net assets.

 

(2) Optional Call Provisions: Dates (month and year) and prices of the earliest optional call or redemption. There may be other call provisions at varying prices at later dates. Certain mortgage-backed securities may be subject to periodic principal paydowns.

 

(3) Ratings: Using the highest of Standard & Poor’s Group (“Standard & Poor’s”), Moody’s Investors Service, Inc. (“Moody’s”) or Fitch, Inc. (“Fitch”) rating. Ratings below BBB by Standard & Poor’s, Baa by Moody’s or BBB by Fitch are considered to be below investment grade. Holdings designated N/R are not rated by any of these national rating agencies.

 

(4) Backed by an escrow or trust containing sufficient U.S. Government or U.S. Government agency securities, which ensure the timely payment of principal and interest. Certain bonds backed by U.S. Government or agency securities are regarded as having an implied rating equal to the rating of such securities.

 

(5) During July 2010, the original issue for this security (1,000,000 par, 5.50% coupon and May, 15, 2015 maturity) was restructured into two new securities. The first security, which is 30% of the original issue, has 300,000 par, 0.0% coupon and May 15, 2050 maturity. The second security, which is the remaining 70% of the issue, has a 700,000 par, 5.1% coupon and May 15, 2014 maturity. During September 2011, the Adviser concluded this issue is not likely to meet its future interest payment obligations and has directed the Fund’s custodian to cease accruing additional income on the Fund’s records.

 

(6) At or subsequent to the end of the reporting period, this security is non-income producing. Non-income producing, in the case of a fixed-income security, generally denotes that the issuer has (1) defaulted on the payment of principal or interest, (2) is under the protection of the Federal Bankruptcy Court or (3) the Fund’s Adviser has concluded that the issue is not likely to meet its future interest payment obligations and has directed the Fund’s custodian to cease accruing additional income on the Fund’s records.

 

(7) Investment valued at fair value using methods determined in good faith by, or at the discretion of, the Board of Directors. For fair value measurement disclosure purposes, investment classified as Level 3.

 

(8) The rate shown is the annualized seven-day effective yield as of the end of the reporting period.

 

(9) Investment has a maturity of more than one year, but has variable rate and demand features which qualify it as a short-term investment. The rate disclosed is that in effect as of the end of the reporting period. This rate changes periodically based on market conditions or a specified market index.

 

N/A Not applicable.

 

WI/DD Investment, or a portion of investment purchased on a when-issued or delayed delivery basis.

 

(ETM) Escrowed to maturity.

 

Reg S Regulation S allows U.S. companies to sell securities to persons or entities located outside of the United States without registering those securities with the Securities and Exchange Commission. Specifically, Regulation S provides a safe harbor from the registration requirements of the Securities Act for the offers and sales of securities by both foreign and domestic issuers that are made outside the United States.

 

Nuveen Investments     29   


Item 2. Controls and Procedures.

 

  (a) The registrant’s principal executive and principal financial officers, or persons performing similar functions, have concluded that the registrant’s disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (the “1940 Act”) (17 CFR 270.30a-3(c))) are effective, as of a date within 90 days of the filing date of this report that includes the disclosure required by this paragraph, based on their evaluation of the controls and procedures required by Rule 30a-3(b) under the 1940 Act (17 CFR 270.30a-3(b)) and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934 (17 CFR 240.13a-15(b) or 240.15d-15(b)).

 

  (b) There were no changes in the registrant’s internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR 270.30a-3(d)) that occurred during the registrant’s last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrant’s internal control over financial reporting.

Item 3. Exhibits.

File as exhibits as part of this Form a separate certification for each principal executive officer and principal financial officer of the registrant as required by Rule 30a-2(a) under the 1940 Act (17 CFR 270.30a-2(a)), exactly as set forth below: See Ex-99. CERT attached hereto.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant) Nuveen Investment Funds, Inc.

 

 

 

By (Signature and Title)

   /s/ Kevin J. McCarthy
   Kevin J. McCarthy
   Vice President and Secretary

Date: April 17, 2014

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

 

By (Signature and Title)

   /s/ Gifford R. Zimmerman
   Gifford R. Zimmerman
  

Chief Administrative Officer

(principal executive officer)

Date: April 17, 2014

 

 

By (Signature and Title)

   /s/ Stephen D. Foy
   Stephen D. Foy
  

Vice President and Controller

(principal financial officer)

Date: April 17, 2014


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘N-Q/A’ Filing    Date    Other Filings
5/15/14
Filed on / Effective on:4/17/14
4/1/14N-Q
For Period End:1/31/14N-Q
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