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As Of Filer Filing For·On·As Docs:Size Issuer Agent 4/17/14 Nuveen Investment Funds Inc N-Q/A 1/31/14 2:1.1M RR Donnelley/FA → Nuveen Short Term Municipal Bond Fund ⇒ 4 Classes/Contracts |
Document/Exhibit Description Pages Size 1: N-Q/A Nuveen Investment Funds, Inc. HTML 820K 2: EX-99.CERT Certifications HTML 20K
Nuveen Investment Funds, Inc. |
Nuveen Investments, Inc.
333 West Wacker Drive
|
Securities and Exchange Commission
100 F Street, N.E.
Washington, D.C. 20549
RE: | Nuveen Investment Funds, Inc. |
Accession Number 0001193125-14-125766
Ladies and Gentlemen:
We are filing an amendment to Form Type N-Q originally filed 01-Apr-2014 14:51.
Explanation: We are correcting the filing to exclude the following two Series listed below, which were inadvertently included in this filing. These Series are included as part of Accession Number 0001193125-14-125762, filed 01-Apr-2014 14:50.
12. SERIES ID: S000014927
SERIES NAME: Nuveen International Select Fund
CLASSES (CONTRACTS):
1. CLASS (CONTRACT) ID: C000040497
CLASS (CONTRACT) NAME: Class A
TICKER SYMBOL: ISACX
2. CLASS (CONTRACT) ID: C000040499
CLASS (CONTRACT) NAME: Class C
TICKER SYMBOL: ICCSX
3. CLASS (CONTRACT) ID: C000040501
CLASS (CONTRACT) NAME: Class I
TICKER SYMBOL: ISYCX
13. | SERIES ID: S000027104 |
SERIES NAME: Nuveen Tactical Market Opportunities Fund
CLASSES (CONTRACTS):
1. CLASS (CONTRACT) ID: C000081650
CLASS (CONTRACT) NAME: Class I
TICKER SYMBOL: FGTYX
2. CLASS (CONTRACT) ID: C000100301
CLASS (CONTRACT) NAME: Class A
TICKER SYMBOL: NTMAX
3. CLASS (CONTRACT) ID: C000100302
CLASS (CONTRACT) NAME: Class C
TICKER SYMBOL: NTMCX
Sincerely,
Nuveen Investments, Inc.
/s/ Kimberly Vaughan
Assistant Vice President
312-917-8172
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-05309
Nuveen Investment Funds, Inc.
(Exact name of registrant as specified in charter)
Nuveen Investments
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip code)
Kevin J. McCarthy—Vice President and Secretary
333 West Wacker Drive, Chicago, Illinois 60606
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year end: April 30
Date of reporting period: January 31, 2014
Form N-Q is to be used by management investment companies, other than small business investment companies registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than 60 days after the close of the first and third fiscal quarters, pursuant to rule 30b1-5 under the Investment Company Act of 1940 (17 CFR 270.30b1-5). The Commission may use the information provided on Form N-Q in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-Q, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-Q unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Schedule of Investments.
Nuveen Short Term Municipal Bond Fund
Portfolio of Investments January 31, 2014 (Unaudited)
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
LONG-TERM INVESTMENTS – 96.1% |
||||||||||||||||||
MUNICIPAL BONDS – 96.1% |
||||||||||||||||||
National – 0.1% |
||||||||||||||||||
$ | 387 | BB&T Various States Municipal Trust Pool, Class B Certificates, Series 2011, 0.910%, 9/01/14 |
No Opt. Call | AA– | $ | 387,055 | ||||||||||||
Arizona – 5.2% |
||||||||||||||||||
Arizona Sports and Tourism Authority, Subordinate Tax Revenue Refunding Bonds, Professional Baseball Training Facilities Project, Series 2013: |
||||||||||||||||||
1,000 | 5.000%, 7/01/15 |
No Opt. Call | A3 | 1,057,940 | ||||||||||||||
1,000 | 5.000%, 7/01/16 |
No Opt. Call | A3 | 1,091,120 | ||||||||||||||
Avondale, Arizona, Pledged Revenue Bonds, Refunding Series 2013: |
||||||||||||||||||
1,045 | 2.000%, 7/01/14 |
No Opt. Call | AA | 1,052,242 | ||||||||||||||
1,175 | 2.000%, 7/01/15 |
No Opt. Call | AA | 1,199,934 | ||||||||||||||
1,545 | Glendale Industrial Development Authority, Arizona, Revenue Bonds, Midwestern University, Refunding Series 2010, 5.000%, 5/15/19 |
No Opt. Call | A+ | 1,741,184 | ||||||||||||||
Kyrene Elementary School District 28, Maricopa County, Arizona, School Improvement Bonds, Project 2010, Series 2013B: |
||||||||||||||||||
1,500 | 1.000%, 7/01/18 |
No Opt. Call | Aa1 | 1,527,240 | ||||||||||||||
1,775 | 1.000%, 7/01/19 |
No Opt. Call | Aa1 | 1,870,069 | ||||||||||||||
415 | Marana, Arizona, Pledged Excise Tax Revenue Bonds, Refunding Series 2013, 4.000%, 7/01/17 |
No Opt. Call | AA | 457,525 | ||||||||||||||
Maricopa County Industrial Development Authority, Arizona, Health Facility Revenue Bonds, Catholic Healthcare West, Series 2007A: |
||||||||||||||||||
1,000 | 5.000%, 7/01/16 |
No Opt. Call | A | 1,102,100 | ||||||||||||||
1,785 | 5.000%, 7/01/17 |
No Opt. Call | A | 2,023,583 | ||||||||||||||
1,045 | Maricopa County School District 31 Balsz, Arizona, General Obligation Bonds, School Improvement Project 2011 Series 2012, 2.000%, 7/01/14 – AGM Insured |
No Opt. Call | AA– | 1,051,887 | ||||||||||||||
5,000 | Navajo County Pollution Control Corporation, Arizona, Pollution Control Revenue Refunding Bonds, Arizona Public Service Company, Cholla Project, Series 2009A, 1.250%, 6/01/34 (Mandatory put 5/29/14) |
No Opt. Call | A3 | 5,011,400 | ||||||||||||||
6,055 | Phoenix Civic Improvement Corporation, Arizona, Junior Lien Airport Revenue Bonds, Series 2010A, 5.000%, 7/01/17 |
No Opt. Call | A+ | 6,896,100 | ||||||||||||||
1,040 | Phoenix Civic Improvement Corporation, Arizona, Transit Excise Tax Revenue Refunding Bonds, Light Rail Project, Series 2013, 5.000%, 7/01/16 |
No Opt. Call | AA | 1,155,076 | ||||||||||||||
1,370 | Phoenix Industrial Development Authority, Arizona, Single Family Mortgage Revenue Bonds, Series 1983, 0.000%, 12/01/14 (ETM) |
No Opt. Call | Aaa | 1,367,507 | ||||||||||||||
Phoenix Mesa Gateway Airport Authority, Arizona, Special Facility Revenue Bonds, Mesa Project, Series 2012: |
||||||||||||||||||
200 | 3.000%, 7/01/14 (Alternative Minimum Tax) |
No Opt. Call | AA+ | 201,880 | ||||||||||||||
130 | 3.000%, 7/01/15 (Alternative Minimum Tax) |
No Opt. Call | AA+ | 133,101 | ||||||||||||||
300 | 3.000%, 7/01/16 (Alternative Minimum Tax) |
No Opt. Call | AA+ | 310,893 | ||||||||||||||
790 | Pinal County Electrical District 3, Arizona, Electric System Revenue Bonds, Refunding Series 2011, 2.500%, 7/01/15 |
No Opt. Call | A | 809,837 |
Nuveen Investments | 1 |
Nuveen Short Term Municipal Bond Fund (continued)
Portfolio of Investments January 31, 2014 (Unaudited)
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
Arizona (continued) |
||||||||||||||||||
$ | 750 | Regional Public Transportation Authority, Arizona, Transportation Excise Tax Revenue Bonds, Maricopa County Public Transportation Fund Series 2014, 5.250%, 7/01/18 |
No Opt. Call | AA+ | $ | 887,550 | ||||||||||||
2,250 | Scottsdale Industrial Development Authority, Arizona, Hospital Revenue Bonds, Scottsdale Healthcare, Series 2008A, 5.000%, 9/01/14 |
No Opt. Call | A2 | 2,309,376 | ||||||||||||||
820 | Sun Devil Energy LLC, Arizona, Revenue Refunding Bonds, Arizona State University Project, Series 2008, 5.000%, 7/01/18 |
No Opt. Call | AA– | 950,003 | ||||||||||||||
2,000 | Yavapai County Industrial Development Authority, Arizona, Solid Waste Disposal Revenue Bonds, Waste Management Inc., Series 2003A-2, 0.650%, 3/01/28 (Mandatory put 3/02/15) (Alternative Minimum Tax) |
No Opt. Call | A– | 1,999,720 | ||||||||||||||
750 | Yuma Industrial Development Authority, Arizona, Hospital Revenue Bonds, Yuma Regional Medical Center, Series 2014A, 5.000%, 8/01/19 (WI/DD, Settling 2/05/14) |
No Opt. Call | A– | 853,290 | ||||||||||||||
34,740 | Total Arizona |
37,060,557 | ||||||||||||||||
Arkansas – 0.5% |
||||||||||||||||||
2,910 | North Little Rock Health Facilities Board, Arkansas, Healthcare Revenue Bonds, Baptist Health, Series 1996B, 5.375%, 12/01/19 |
12/18 at 100.00 | A+ | 3,321,067 | ||||||||||||||
California – 8.8% |
||||||||||||||||||
Beaumont Financing Authority, California, Local Agency Revenue Bonds, Improvement Area 19C, Series 2013A: |
||||||||||||||||||
475 | 2.000%, 9/01/14 |
No Opt. Call | N/R | 477,632 | ||||||||||||||
495 | 2.250%, 9/01/15 |
No Opt. Call | N/R | 501,564 | ||||||||||||||
480 | 3.000%, 9/01/16 |
No Opt. Call | N/R | 495,173 | ||||||||||||||
1,125 | Brea Redevelopment Agency Successor Agency, California, Tax Allocation Bonds, Redevelopment Project Area AB, Refunding Series 2013, 5.000%, 8/01/17 |
No Opt. Call | AA– | 1,285,223 | ||||||||||||||
1,000 | Burbank-Glendale-Pasadena Airport Authority, California, Airport Revenue Bonds, Series 2005B, 5.250%, 7/01/16 – AMBAC Insured (Alternative Minimum Tax) |
No Opt. Call | A+ | 1,063,510 | ||||||||||||||
800 | California Health Facilities Financing Authority, Cal-Mortgage Insured Revenue Bonds, Northern California Retired Officers Community Corporation – Paradise Valley Estates, Refunding Series 2013, 3.000%, 1/01/17 |
No Opt. Call | A | 841,616 | ||||||||||||||
495 | California Health Facilities Financing Authority, Insured Refunding Revenue Bonds, Marshall Medical Center, Series 2012A, 4.000%, 11/01/14 |
No Opt. Call | A | 508,325 | ||||||||||||||
1,745 | California Health Facilities Financing Authority, Revenue Bonds, Saint Joseph Health System, Series 2013B, 5.000%, 7/01/43 (Mandatory put 10/17/17) |
No Opt. Call | AA– | 2,010,236 | ||||||||||||||
275 | California Municipal Finance Authority, Revenue Bonds, Centro De Salud De La Communidad De Ysidero, Inc., Series 2013, 3.000%, 3/01/16 |
No Opt. Call | A | 287,183 | ||||||||||||||
895 | California Municipal Finance Authority, Revenue Bonds, Northbay Healthcare Group, Refunding Series 2013B, 5.000%, 11/01/14 |
No Opt. Call | BBB– | 919,792 | ||||||||||||||
1,000 | California Pollution Control Financing Authority, Solid Waste Disposal Revenue Bonds, USA Waste Services Inc., Refunding Series 1998A, 2.625%, 6/01/18 (Mandatory put 6/02/14) (Alternative Minimum Tax) |
No Opt. Call | A– | 1,005,630 | ||||||||||||||
2,330 | California State Public Works Board, Lease Revenue Bonds, Department of Corrections & Rehabilitation, Series 2011C, 4.000%, 10/01/15 |
No Opt. Call | A2 | 2,475,835 | ||||||||||||||
3,000 | California State Public Works Board, Lease Revenue Bonds, Various Capital Projects, Series 2011A, 4.000%, 10/01/15 |
No Opt. Call | A2 | 3,187,770 | ||||||||||||||
2,500 | California Statewide Communities Development Authority, Revenue Bonds, Adventist Health System West, Series 2005A, 5.000%, 3/01/16 |
3/15 at 100.00 | A | 2,617,200 |
2 | Nuveen Investments |
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
California (continued) |
||||||||||||||||||
Carlsbad, California, Limited Obligation Refunding Bonds, Reassessment District 12-1, Series 2013: |
||||||||||||||||||
$ | 400 | 2.000%, 9/01/14 |
No Opt. Call | N/R | $ | 403,640 | ||||||||||||
250 | 2.000%, 9/01/15 |
No Opt. Call | N/R | 254,703 | ||||||||||||||
1,000 | Chula Vista Municipal Finance Authority, California, Special Tax Revenue Bonds, Refunding Series 2013, 5.000%, 9/01/15 |
No Opt. Call | BBB+ | 1,062,470 | ||||||||||||||
Clovis, California, Water Revenue Bonds, Refunding Series 2013: |
||||||||||||||||||
225 | 4.000%, 3/01/16 – BAM Insured |
No Opt. Call | AA | 239,918 | ||||||||||||||
250 | 4.000%, 3/01/17 – BAM Insured |
No Opt. Call | AA | 273,453 | ||||||||||||||
1,000 | Colton Joint Unified School District, San Bernardino County, California, General Obligation Bonds, Refunding Series 2013, 4.000%, 8/01/17 – AGM Insured |
No Opt. Call | AA– | 1,109,970 | ||||||||||||||
Corona-Norco Unified School District Public Financing Authority, Riverside County, California, Special Tax Revenue Refunding Bonds, Senior Lien Series 2013A: |
||||||||||||||||||
550 | 2.000%, 9/01/15 |
No Opt. Call | BBB+ | 557,557 | ||||||||||||||
500 | 4.000%, 9/01/17 |
No Opt. Call | BBB+ | 539,825 | ||||||||||||||
Fresno, California, Airport Revenue Bonds, Refunding Series 2013B: |
||||||||||||||||||
1,275 | 4.000%, 7/01/15 (Alternative Minimum Tax) |
No Opt. Call | Baa1 | 1,326,918 | ||||||||||||||
875 | 4.000%, 7/01/16 (Alternative Minimum Tax) |
No Opt. Call | Baa1 | 927,036 | ||||||||||||||
905 | 4.000%, 7/01/17 (Alternative Minimum Tax) |
No Opt. Call | Baa1 | 968,033 | ||||||||||||||
2,340 | Golden State Tobacco Securitization Corporation, California, Enhanced Tobacco Settlement Asset-Backed Bonds, Series 2013A, 5.000%, 6/01/17 |
No Opt. Call | A2 | 2,625,150 | ||||||||||||||
2,500 | Inland Valley Development Agency, California, Tax Allocation Bonds, Series 2011B, 4.250%, 3/01/41 (Mandatory put 3/01/15) |
No Opt. Call | A | 2,572,075 | ||||||||||||||
685 | Irvine, California, Limited Obligation Improvement Bonds, Reassessment District 12-1, Series 2012, 3.000%, 9/02/15 |
No Opt. Call | BBB+ | 708,126 | ||||||||||||||
Irvine, California, Limited Obligation Improvement Bonds, Reassessment District 13-1, Series 2013: |
||||||||||||||||||
700 | 2.000%, 9/02/14 |
No Opt. Call | BBB– | 706,370 | ||||||||||||||
780 | 2.000%, 9/02/15 |
No Opt. Call | BBB– | 794,672 | ||||||||||||||
Lake Elsinore Public Financing Authority, California, Local Agency Revenue Bonds, Community Facilities District 88-3, Series 2013B: |
||||||||||||||||||
705 | 2.000%, 9/01/14 |
No Opt. Call | N/R | 710,139 | ||||||||||||||
685 | 2.000%, 9/01/15 |
No Opt. Call | N/R | 694,604 | ||||||||||||||
1,440 | Lee Lake Public Financing Authority, California, Senior Lien Revenue Bonds, Refunding Series 2013A, 4.000%, 9/01/15 |
No Opt. Call | BBB | 1,507,406 | ||||||||||||||
3,425 | Los Angeles County Redevelopment Authority, California, Various Redevelopment Project Areas Tax Allocation Revenue Refunding Bonds, Series 2013D, 5.000%, 9/01/16 |
No Opt. Call | A– | 3,764,075 | ||||||||||||||
1,100 | Modesto High School District, Stanislaus County, California, General Obligation Bonds, Series 2002A, 0.000%, 8/01/14 – FGIC Insured |
No Opt. Call | Aa2 | 1,097,668 | ||||||||||||||
500 | Northern California Power Agency, Hydroelectric Project Number One Revenue Bonds, Refunding Series 2010A, 5.000%, 7/01/16 |
No Opt. Call | A+ | 556,220 | ||||||||||||||
2,500 | Oakland Redevelopment Successor Agency, California, Tax Allocation Bonds, Central District Redevelopment Project, Subordinate Refunding Series 2013, 5.000%, 9/01/15 |
No Opt. Call | A– | 2,669,825 | ||||||||||||||
Orange City, California, Special Tax Bonds, Community Facilities District 91-2, Serrano Heights Public Improvements, Refunding Series 2013: |
||||||||||||||||||
450 | 3.000%, 10/01/15 |
No Opt. Call | A | 467,190 | ||||||||||||||
320 | 3.000%, 10/01/16 |
No Opt. Call | A | 338,010 |
Nuveen Investments | 3 |
Nuveen Short Term Municipal Bond Fund (continued)
Portfolio of Investments January 31, 2014 (Unaudited)
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
California (continued) |
||||||||||||||||||
$ | 360 | 3.000%, 10/01/17 |
No Opt. Call | A | $ | 382,835 | ||||||||||||
300 | 4.000%, 10/01/18 |
No Opt. Call | A | 329,757 | ||||||||||||||
2,950 | Patterson Public Finance Authority, California, Revenue Bonds, Community Facilities District 2001-1, Senior Series 2013A , 3.000%, 9/01/16 |
No Opt. Call | N/R | 3,008,705 | ||||||||||||||
675 | Pioneers Memorial Healthcare District, California, General Obligation Bonds, Refunding Series 2012, 3.000%, 10/01/14 |
No Opt. Call | BBB | 684,504 | ||||||||||||||
400 | Pittsburg Infrastructure Financing Authority, California, Reassessment Revenue Refunding Bonds, Series 2011A, 3.000%, 9/02/14 – AGM Insured |
No Opt. Call | AA– | 405,552 | ||||||||||||||
500 | Riverside County Transportation Commission, California, Sales Tax Revenue Bonds, Limited Tax Series 2013A, 5.000%, 6/01/18 |
No Opt. Call | AA+ | 586,960 | ||||||||||||||
Sacramento City Financing Authority, California, Special Tax Revenue Bonds, Westlake and Regency Park, Refunding Series 2013A: |
||||||||||||||||||
1,005 | 3.000%, 9/01/15 |
No Opt. Call | BBB+ | 1,036,296 | ||||||||||||||
550 | 3.000%, 9/01/16 |
No Opt. Call | BBB+ | 575,746 | ||||||||||||||
420 | Salinas Valley Solid Waste Authority, California, Revenue Bonds, Refunding Series 2014A, 5.000%, 8/01/18 – AGM Insured (Alternative Minimum Tax) |
No Opt. Call | AA– | 481,396 | ||||||||||||||
San Benito Health Care District, San Benito County, California, Revenue Bonds, Refunding Series 2013: |
||||||||||||||||||
300 | 3.000%, 3/01/16 |
No Opt. Call | A | 313,674 | ||||||||||||||
350 | 4.000%, 3/01/18 |
No Opt. Call | A | 384,248 | ||||||||||||||
600 | San Bernardino City Unified School District, San Bernardino County, California, General Obligation Bonds, Refunding Series 2013A, 5.000%, 8/01/17 |
No Opt. Call | A | 683,670 | ||||||||||||||
1,000 | San Francisco Redevelopment Agency, California, Special Tax Bonds, Community Facilities District 6, Mission Bay South, Series 2002, 3.000%, 8/01/15 |
No Opt. Call | N/R | 1,029,880 | ||||||||||||||
Santa Cruz County Redevelopment Successor Agency, California, Tax Allocation Bonds, Refunding Series 2014: |
||||||||||||||||||
1,000 | 5.000%, 9/01/17 – BAM Insured |
No Opt. Call | AA | 1,137,570 | ||||||||||||||
600 | 5.000%, 9/01/18 – BAM Insured |
No Opt. Call | AA | 694,044 | ||||||||||||||
South Orange County Public Financing Authority, California, Special Tax Revenue Bonds, Ladera Ranch, Refunding Series 2014A: |
||||||||||||||||||
280 | 2.000%, 8/15/14 |
No Opt. Call | BBB+ | 282,618 | ||||||||||||||
715 | 4.000%, 8/15/17 |
No Opt. Call | BBB+ | 789,146 | ||||||||||||||
250 | Twin Rivers Unified School District, County of Sacramento and County of Placer, California, General Obligation Refunding Bonds, Series 2014A, 4.000%, 8/01/18 – BAM Insured |
No Opt. Call | AA | 279,873 | ||||||||||||||
985 | Union City Community Redevelopment Agency, California, Tax Allocation Revenue Bonds, Redevelopment Project, Subordinate Lien Series 2011, 5.000%, 12/01/18 |
No Opt. Call | A | 1,087,824 | ||||||||||||||
West Kern Water District, California, Certificates of Participation, Series 2011: |
||||||||||||||||||
630 | 3.000%, 6/01/14 |
No Opt. Call | AA– | 634,864 | ||||||||||||||
860 | 3.000%, 6/01/15 |
No Opt. Call | AA– | 884,802 | ||||||||||||||
600 | 3.000%, 6/01/16 |
No Opt. Call | AA– | 625,974 | ||||||||||||||
West Sacramento Financing Authority, California, Special Tax Revenue Bonds, Series 2014: |
||||||||||||||||||
1,580 | 3.000%, 9/01/15 (WI/DD, Settling 2/20/14) |
No Opt. Call | N/R | 1,604,285 | ||||||||||||||
1,000 | 1.000%, 9/01/14 (WI/DD, Settling 2/20/14) |
No Opt. Call | N/R | 1,000,230 | ||||||||||||||
59,885 | Total California |
63,476,195 |
4 | Nuveen Investments |
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
Colorado – 3.2% |
||||||||||||||||||
Colorado Educational and Cultural Facilities Authority, Charter School Refunding Revenue Bonds, Pinnacle Charter School, Inc. K-8 Facility Project, Series 2013: |
||||||||||||||||||
$ | 175 | 3.000%, 6/01/15 |
No Opt. Call | A | $ | 179,365 | ||||||||||||
250 | 3.000%, 6/01/16 |
No Opt. Call | A | 259,713 | ||||||||||||||
Colorado Educational and Cultural Facilities Authority, Charter School Revenue Bonds, Douglas County School District RE-1 – DCS Montessori School, Refunding & Improvement Series 2012: |
||||||||||||||||||
210 | 2.000%, 7/15/14 |
No Opt. Call | A | 211,100 | ||||||||||||||
175 | 2.250%, 7/15/17 |
No Opt. Call | A | 177,928 | ||||||||||||||
460 | Colorado Health Facilities Authority, Colorado, Hospital Revenue Bonds, Boulder Community Hospital Project, Refunding Series 2010A, 4.000%, 10/01/18 |
No Opt. Call | A | 496,197 | ||||||||||||||
3,405 | Colorado Health Facilities Authority, Colorado, Revenue Bonds, Catholic Health Initiatives, Series 2009A, 5.000%, 7/01/15 |
No Opt. Call | A+ | 3,627,551 | ||||||||||||||
500 | Colorado Health Facilities Authority, Colorado, Revenue Bonds, Christian Living Communities Project, Series 2012, 4.000%, 1/01/15 |
No Opt. Call | N/R | 497,520 | ||||||||||||||
3,950 | Colorado Health Facilities Authority, Colorado, Revenue Bonds, Evangelical Lutheran Good Samaritan, Series 2009B, 5.000%, 6/01/39 (Mandatory put 12/01/14) |
No Opt. Call | A– | 4,071,581 | ||||||||||||||
505 | Colorado Health Facilities Authority, Colorado, Revenue Bonds, National Jewish Medical and Research Center, Series 2012, 4.000%, 1/01/15 |
No Opt. Call | BBB– | 515,282 | ||||||||||||||
840 | Colorado Health Facilities Authority, Colorado, Revenue Bonds, Parkview Medical Center, Series 2012, 3.000%, 9/01/15 |
No Opt. Call | A3 | 868,963 | ||||||||||||||
360 | Colorado Water Resources and Power Development Authority, Water Resources Revenue Bonds, Parker Water and Sanitation District, Series 2004D, 4.000%, 9/01/14 – NPFG Insured |
No Opt. Call | A | 366,664 | ||||||||||||||
Commerce City Northern Infrastructure General Improvement District, Colorado, General Obligation Bonds, Series 2013: |
||||||||||||||||||
390 | 3.000%, 12/01/15 – AGM Insured |
No Opt. Call | AA– | 407,441 | ||||||||||||||
600 | 4.000%, 12/01/16 – AGM Insured |
No Opt. Call | AA– | 653,466 | ||||||||||||||
585 | Denver City & County Housing Authority, Colorado, Capital Fund Program Revenue Bonds, Three Tower Rehabilitation, Series 2007, 4.550%, 11/01/17 – AGM Insured (Alternative Minimum Tax) (ETM) |
No Opt. Call | Aaa | 626,377 | ||||||||||||||
Denver City and County, Colorado, Airport System Revenue Bonds, Subordinate Lien Series 2013A: |
||||||||||||||||||
250 | 4.000%, 11/15/15 (Alternative Minimum Tax) |
No Opt. Call | A | 264,880 | ||||||||||||||
250 | 5.000%, 11/15/16 (Alternative Minimum Tax) |
No Opt. Call | A | 279,120 | ||||||||||||||
Denver City and County, Colorado, Airport System Revenue Bonds, Subordinate Lien Series 2013B: |
||||||||||||||||||
100 | 3.000%, 11/15/15 |
No Opt. Call | A | 104,506 | ||||||||||||||
475 | 4.000%, 11/15/16 |
No Opt. Call | A | 518,249 | ||||||||||||||
300 | 5.000%, 11/15/17 |
No Opt. Call | A | 343,449 | ||||||||||||||
1,920 | Denver Urban Renewal Authority, Colorado, Tax Increment Revenue Bonds, Stapleton Senior Refunding Series 2013A-1, 5.000%, 12/01/16 |
No Opt. Call | A– | 2,144,275 | ||||||||||||||
315 | E-470 Public Highway Authority, Colorado, Senior Revenue Bonds, Series 1997B, 0.000%, 9/01/17 – NPFG Insured |
No Opt. Call | A | 288,742 | ||||||||||||||
Eagle County Air Terminal Corporation, Colorado, Airport Terminal Project Revenue Bonds, Refunding Series 2011A: |
||||||||||||||||||
235 | 3.000%, 5/01/14 (Alternative Minimum Tax) |
No Opt. Call | Baa2 | 236,114 | ||||||||||||||
345 | 3.500%, 5/01/15 (Alternative Minimum Tax) |
No Opt. Call | Baa2 | 354,474 |
Nuveen Investments | 5 |
Nuveen Short Term Municipal Bond Fund (continued)
Portfolio of Investments January 31, 2014 (Unaudited)
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
Colorado (continued) |
||||||||||||||||||
$ | 1,240 | Meridian Metropolitan District, Douglas County, Colorado, General Obligation Refunding Bonds, Series 2011A, 3.000%, 12/01/15 |
No Opt. Call | A | $ | 1,287,194 | ||||||||||||
Plaza Metropolitan District 1, Lakewood, Colorado, Tax Increment Revenue Bonds, Refunding Series 2013: |
||||||||||||||||||
730 | 4.000%, 12/01/15 |
No Opt. Call | N/R | 746,841 | ||||||||||||||
1,015 | 4.000%, 12/01/16 |
No Opt. Call | N/R | 1,053,306 | ||||||||||||||
Sand Creek Metropolitan District, Colorado, General Obligation Bonds, Refunding Series 2013B: |
||||||||||||||||||
480 | 3.000%, 12/01/15 |
No Opt. Call | A | 500,160 | ||||||||||||||
490 | 3.000%, 12/01/16 |
No Opt. Call | A | 517,234 | ||||||||||||||
510 | 3.000%, 12/01/17 |
No Opt. Call | A | 541,452 | ||||||||||||||
235 | Tallyn’s Reach Metropolitan District 3, Aurora, Colorado, General Obligation Bonds, Refunding Series 2012, 3.000%, 12/01/15 |
No Opt. Call | BBB | 242,464 | ||||||||||||||
450 | Westminster Economic Development Authority, Colorado, Tax Increment Revenue Bonds, Mandalay Gardens Urban Renewal Project, Series 2012, 3.000%, 12/01/14 |
No Opt. Call | A | 458,244 | ||||||||||||||
21,745 | Total Colorado |
22,839,852 | ||||||||||||||||
Connecticut – 1.3% |
||||||||||||||||||
1,490 | Connecticut Development Authority, Pollution Control Revenue Bonds, Connecticut Light and Power Company, Series 1996A, 1.550%, 5/01/31 (Mandatory put 4/01/15) (Alternative Minimum Tax) |
No Opt. Call | A | 1,507,210 | ||||||||||||||
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Sacred Heart University, Series 2011G: |
||||||||||||||||||
505 | 2.250%, 7/01/14 |
No Opt. Call | Baa1 | 506,889 | ||||||||||||||
765 | 4.000%, 7/01/15 |
No Opt. Call | Baa1 | 791,102 | ||||||||||||||
1,150 | Connecticut Health and Educational Facilities Authority, Revenue Bonds, Sacred Heart University, Series 2012H, 4.000%, 7/01/14 – AGM Insured |
No Opt. Call | AA– | 1,167,975 | ||||||||||||||
5,480 | Connecticut Health and Educational Facilities Authority, Revenue Bonds, Yale University, Series 2013A, 1.350%, 7/01/42 (Mandatory put 7/21/16) |
No Opt. Call | AAA | 5,603,464 | ||||||||||||||
9,390 | Total Connecticut |
9,576,640 | ||||||||||||||||
Delaware – 0.1% |
||||||||||||||||||
Delaware Health Facilities Authority, Revenue Bonds, Nanticoke Memorial Hospital, Series 2013: |
||||||||||||||||||
475 | 4.000%, 7/01/14 |
No Opt. Call | BBB– | 477,831 | ||||||||||||||
225 | 4.000%, 7/01/15 |
No Opt. Call | BBB– | 228,704 | ||||||||||||||
700 | Total Delaware |
706,535 | ||||||||||||||||
District of Columbia – 0.7% |
||||||||||||||||||
325 | District of Columbia, Revenue Bonds, Association of American Medical Colleges, Series 2011A, 3.000%, 10/01/16 |
No Opt. Call | A+ | 343,824 | ||||||||||||||
250 | District of Columbia, Revenue Bonds, Gallaudet University, Series 2011, 3.000%, 4/01/14 |
No Opt. Call | A+ | 251,190 | ||||||||||||||
1,840 | District of Columbia, Revenue Bonds, Georgetown University, Refunding Series 2009A, 5.000%, 4/01/14 |
No Opt. Call | A– | 1,854,702 | ||||||||||||||
1,600 | District of Columbia, Revenue Bonds, Medlantic/Helix Issue, Series 1998B, 5.000%, 8/15/17 – AGM Insured |
No Opt. Call | AA– | 1,815,712 | ||||||||||||||
760 | Washington Convention Center Authority, District of Columbia, Dedicated Tax Revenue Bonds, Senior Lien Refunding Series 2007A, 5.000%, 10/01/15 – AMBAC Insured |
No Opt. Call | A1 | 816,886 | ||||||||||||||
4,775 | Total District of Columbia |
5,082,314 |
6 | Nuveen Investments |
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
Florida – 6.0% |
||||||||||||||||||
Atlantic Beach, Florida, Healthcare Facilities Revenue Refunding Bonds, Fleet Landing Project, Series 2013A: |
||||||||||||||||||
$ | 300 | 3.000%, 11/15/16 |
No Opt. Call | BBB | $ | 310,284 | ||||||||||||
600 | 4.000%, 11/15/17 |
No Opt. Call | BBB | 641,640 | ||||||||||||||
1,045 | Broward County, Florida, Airport System Revenue Bonds, Series 2004L, 5.000%, 10/01/16 (Pre-refunded 10/01/14) – AMBAC Insured |
10/14 at 100.00 | A1 (4) | 1,078,471 | ||||||||||||||
1,400 | Broward County, Florida, Port Facilities Revenue Bonds, Refunding Series 2011B, 5.000%, 9/01/15 (Alternative Minimum Tax) |
No Opt. Call | A2 | 1,494,036 | ||||||||||||||
Citizens Property Insurance Corporation, Florida, High Risk Assessment Revenue, Senior Secured Bonds, Series 2009A-1: |
||||||||||||||||||
1,670 | 6.000%, 6/01/16 |
No Opt. Call | A+ | 1,876,546 | ||||||||||||||
1,085 | 5.000%, 6/01/16 – AGC Insured |
No Opt. Call | AA– | 1,195,486 | ||||||||||||||
5,495 | Citizens Property Insurance Corporation, Florida, High-Risk Account Revenue Bonds, Coastal Account Senior Secured Series 2011A-1, 5.000%, 6/01/15 |
No Opt. Call | A+ | 5,838,653 | ||||||||||||||
Citizens Property Insurance Corporation, Florida, High-Risk Account Senior Secured Bonds Series 2010A-1: |
||||||||||||||||||
300 | 5.000%, 6/01/14 |
No Opt. Call | A+ | 304,878 | ||||||||||||||
735 | 5.000%, 6/01/15 – AGM Insured |
No Opt. Call | AA– | 780,967 | ||||||||||||||
650 | Cityplace Community Development District, Florida, Special Assessment and Revenue Bonds, Refunding Series 2012, 5.000%, 5/01/14 |
No Opt. Call | A | 656,825 | ||||||||||||||
770 | Davie, Florida, Educational Facilities Revenue Bonds, Nova Southeastern University Project, Refunding Series 2014B, 4.000%, 4/01/17 |
No Opt. Call | Baa1 | 828,813 | ||||||||||||||
4,100 | Florida Citizens Property Insurance Corporation, Personal and Commercial Lines Account Bonds, Senior Secured Series 2012A-1, 5.000%, 6/01/16 |
No Opt. Call | A+ | 4,513,319 | ||||||||||||||
Florida Higher Educational Facilities Financing Authority, Revenue and Revenue Refunding Bonds, University of Tampa Project, Series 2012A: |
||||||||||||||||||
300 | 4.000%, 4/01/14 |
No Opt. Call | BBB+ | 301,566 | ||||||||||||||
850 | 4.000%, 4/01/15 |
No Opt. Call | BBB+ | 877,379 | ||||||||||||||
Florida Higher Educational Facilities Financing Authority, Revenue Bonds, Nova Southeastern University Project, Refunding Series 2012A: |
||||||||||||||||||
220 | 4.000%, 4/01/15 |
No Opt. Call | Baa1 | 227,086 | ||||||||||||||
435 | 4.000%, 4/01/16 |
No Opt. Call | Baa1 | 459,334 | ||||||||||||||
750 | Halifax Hospital Medical Center, Florida, Revenue Bonds, Series 2006, 5.250%, 6/01/16 |
No Opt. Call | A– | 815,858 | ||||||||||||||
Hernando County, Florida, Water and Sewer Revenue Bonds, Refunding Series 2013A: |
||||||||||||||||||
450 | 3.000%, 6/01/15 |
No Opt. Call | Aa3 | 465,183 | ||||||||||||||
350 | 4.000%, 6/01/17 |
No Opt. Call | Aa3 | 385,060 | ||||||||||||||
1,000 | Highlands County Health Facilities Authority, Florida, Hospital Revenue Bonds, Adventist Health System/Sunbelt Obligated Group, Refunding Series 2009E, 5.000%, 11/15/15 |
No Opt. Call | AA | 1,082,480 | ||||||||||||||
2,000 | Highlands County Health Facilities Authority, Florida, Hospital Revenue Bonds, Adventist Health System/Sunbelt Obligated Group, Variable Rate Demand Series 2005I, 5.000%, 11/15/16 |
No Opt. Call | AA | 2,240,780 | ||||||||||||||
2,000 | Lee County, Florida, Airport Revenue Bonds, Refunding Series 2010A, 5.000%, 10/01/14 – AGM Insured (Alternative Minimum Tax) |
No Opt. Call | AA– | 2,063,780 | ||||||||||||||
1,000 | Miami, Florida, Special Obligation Non-Ad Valorem Revenue Refunding Bonds, Series 2011A, 5.000%, 2/01/17 |
No Opt. Call | AA– | 1,090,880 |
Nuveen Investments | 7 |
Nuveen Short Term Municipal Bond Fund (continued)
Portfolio of Investments January 31, 2014 (Unaudited)
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
Florida (continued) |
||||||||||||||||||
$ | 2,260 | Miami-Dade County Expressway Authority, Florida, Toll System Revenue Bonds, Refunding Series 2013A, 5.000%, 7/01/17 |
No Opt. Call | A– | $ | 2,575,564 | ||||||||||||
500 | Miami-Dade County Industrial Development Authority, Florida, Solid Waste Revenue Bonds, Waste Management Inc. of Florida Project, Series 2008, 2.625%, 8/01/23 (Mandatory put 8/01/14) (Alternative Minimum Tax) |
No Opt. Call | A– | 504,025 | ||||||||||||||
730 | Palm Beach County Health Facilities Authority, Florida, Revenue Bonds, Jupiter Medical Center, Series 2013A, 4.000%, 11/01/15 |
No Opt. Call | BBB+ | 764,281 | ||||||||||||||
Pinellas County Educational Facilities Authority, Florida, General Revenue Bonds, Barry University, Refunding Series 2011: |
||||||||||||||||||
1,175 | 5.000%, 10/01/15 |
No Opt. Call | BBB | 1,254,195 | ||||||||||||||
1,060 | 4.000%, 10/01/16 |
No Opt. Call | BBB | 1,136,055 | ||||||||||||||
305 | Pinellas County Educational Facilities Authority, Florida, General Revenue Bonds, Barry University, Refunding Series 2012, 4.000%, 10/01/15 |
No Opt. Call | BBB | 318,219 | ||||||||||||||
Saint Lucie County, Florida, Sales Tax Revenue Bonds, Refunding Series 2013A: |
||||||||||||||||||
1,815 | 3.000%, 10/01/14 – AGM Insured |
No Opt. Call | AA– | 1,849,013 | ||||||||||||||
370 | 4.000%, 10/01/15 – AGM Insured |
No Opt. Call | AA– | 391,146 | ||||||||||||||
565 | 4.000%, 10/01/16 – AGM Insured |
No Opt. Call | AA– | 612,991 | ||||||||||||||
305 | Tampa, Florida, Cigarette Tax Allocation Bonds, H. Lee Moffitt Cancer Center Project, Refunding & Capital Improvement Series 2012A, 3.000%, 9/01/14 |
No Opt. Call | A+ | 309,660 | ||||||||||||||
Volusia County Educational Facilities Authority, Florida, Revenue Bonds, Embry-Riddle Aeronautical University, Inc. Project, Refunding Series 2011: |
||||||||||||||||||
2,380 | 2.000%, 10/15/14 – AGM Insured |
No Opt. Call | AA– | 2,408,013 | ||||||||||||||
1,275 | 4.000%, 10/15/15 – AGM Insured |
No Opt. Call | AA– | 1,350,531 | ||||||||||||||
40,245 | Total Florida |
43,002,997 | ||||||||||||||||
Georgia – 1.9% |
||||||||||||||||||
2,450 | Bartow County Development Authority, Georgia, Pollution Control Revenue Bonds, Georgia Power Company Plant Bowen Project, Series 1997, 2.375%, 9/01/29 (Mandatory put 8/10/17) |
No Opt. Call | A | 2,522,568 | ||||||||||||||
1,300 | Burke County Development Authority, Georgia, Pollution Control Revenue Bonds, Georgia Power Company, Ninth Series 1994, 1.200%, 10/01/32 (Mandatory put 4/01/14) |
No Opt. Call | A+ | 1,301,313 | ||||||||||||||
1,500 | Carroll County School District, Georgia, General Obligation Bonds, Series 2011, 4.000%, 4/01/14 |
No Opt. Call | AA+ | 1,509,615 | ||||||||||||||
3,200 | DeKalb County Hospital Authority, Georgia, Anticipation Certificates Revenue Bonds, DeKalb Medical Center, Inc. Project, Series 2010, 4.000%, 9/01/15 |
No Opt. Call | BBB | 3,284,576 | ||||||||||||||
1,000 | Fulton County Development Authority, Georgia, General Revenue Bonds, Spelman College, Refunding Series 2012, 3.000%, 6/01/14 |
No Opt. Call | A1 | 1,009,080 | ||||||||||||||
2,700 | Liberty County Industrial Authority, Georgia, Revenue Bonds, Series 2012B, 3.000%, 7/01/18 |
7/14 at 100.00 | N/R | 2,384,151 | ||||||||||||||
1,000 | Monroe County Development Authority, Georgia, Pollution Control Revenue Bonds, Gulf Power Company – Scherer Project, First Series 2010, 1.700%, 6/01/49 (Mandatory put 6/21/17) |
No Opt. Call | A | 1,008,250 | ||||||||||||||
330 | Private Colleges and Universities Authority, Georgia, Revenue Bonds, Mercer University Project, Refunding Series 2012C, 4.000%, 10/01/14 |
No Opt. Call | Baa2 | 335,990 | ||||||||||||||
585 | Private Colleges and Universities Authority, Georgia, Revenue Bonds, Mercer University, Series 2012A, 4.000%, 10/01/14 |
No Opt. Call | Baa2 | 595,618 | ||||||||||||||
14,065 | Total Georgia |
13,951,161 |
8 | Nuveen Investments |
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
Guam – 0.1% |
||||||||||||||||||
$ | 1,000 | Guam International Airport Authority, Revenue Bonds, Series 2013B, 4.000%, 10/01/15 (Alternative Minimum Tax) |
No Opt. Call | BBB | $ | 1,028,860 | ||||||||||||
Hawaii – 0.2% |
||||||||||||||||||
300 | Hawaii Department of Budget and Finance, Special Purpose Senior Living Revenue Bonds, 15 Craigside Project, Series 2009C-1, 7.500%, 11/15/15 |
No Opt. Call | N/R | 300846 | ||||||||||||||
1,195 | Hawaii State, General Obligation Bonds, Series 2009D-Q, 4.000%, 6/01/14 |
No Opt. Call | AA | 1,210,511 | ||||||||||||||
1,495 | Total Hawaii |
1,511,357 | ||||||||||||||||
Illinois – 6.8% |
||||||||||||||||||
680 | Board of Trustees of Southern Illinois University, Housing and Auxiliary Facilities System Revenue Bonds, Series 2006A, 5.000%, 4/01/15 – NPFG Insured |
No Opt. Call | A | 714,687 | ||||||||||||||
2,000 | Chicago, Illinois, General Airport Revenue Bonds, O’Hare International Airport, Senior Lien Refunding Series 2012A, 5.000%, 1/01/15 (Alternative Minimum Tax) |
No Opt. Call | A2 | 2,085,500 | ||||||||||||||
1,120 | Chicago, Illinois, General Airport Revenue Bonds, O’Hare International Airport, Senior Lien Refunding Series 2012B, 4.000%, 1/01/15 (Alternative Minimum Tax) |
No Opt. Call | A2 | 1,157,643 | ||||||||||||||
685 | Chicago, Illinois, Second Lien Wastewater Transmission Revenue Bonds, Series 2004B, 5.250%, 1/01/16 – NPFG Insured |
No Opt. Call | AA | 739,238 | ||||||||||||||
1,290 | Community Unit School District 226, Ogle County, Illinois, General Obligations Bonds, Series 2006, 5.250%, 1/01/15 – AMBAC Insured |
No Opt. Call | Aa3 | 1,345,664 | ||||||||||||||
1,070 | Decatur, Illinois, General Obligation Bonds, Refunding Series 2013, 3.000%, 3/01/16 |
No Opt. Call | Aa2 | 1,117,669 | ||||||||||||||
4,755 | Illinois Finance Authority, Revenue Bonds, Art Institute of Chicago, Refunding Series 2010A, 5.000%, 3/01/15 |
No Opt. Call | AA– | 4,987,044 | ||||||||||||||
Illinois Finance Authority, Revenue Bonds, Benedictine University Project, Series 2013A: |
||||||||||||||||||
765 | 3.000%, 10/01/14 |
No Opt. Call | BBB | 776,261 | ||||||||||||||
1,000 | 4.000%, 10/01/17 |
No Opt. Call | BBB | 1,075,110 | ||||||||||||||
500 | 5.000%, 10/01/19 |
No Opt. Call | BBB | 554,340 | ||||||||||||||
225 | Illinois Finance Authority, Revenue Bonds, DePaul University, Refunding Series 2013, 5.000%, 10/01/17 |
No Opt. Call | A | 256,880 | ||||||||||||||
500 | Illinois Finance Authority, Revenue Bonds, Illinois Institute of Technology, Series 2009, 6.250%, 2/01/19 |
No Opt. Call | Baa3 | 529,730 | ||||||||||||||
1,195 | Illinois Finance Authority, Revenue Bonds, Rehabilitation Institute of Chicago, Series 2013A, 5.000%, 7/01/18 |
No Opt. Call | A– | 1,320,224 | ||||||||||||||
1,125 | Illinois Finance Authority, Revenue Bonds, Rush University Medical Center Obligated Group, Series 2009A, 5.000%, 11/01/14 |
No Opt. Call | A+ | 1,158,536 | ||||||||||||||
360 | Illinois Finance Authority, Revenue Bonds, Silver Cross Hospital and Medical Centers, Series 2005, 5.000%, 8/15/15 |
No Opt. Call | AA– | 380,146 | ||||||||||||||
300 | Illinois Finance Authority, Revenue Bonds, The Clare at Water Tower Project, Capitol Appreciation Series 2010B, 0.000%, 5/15/50 (5) |
7/14 at 17.074 | N/R | 3 | ||||||||||||||
700 | Illinois Finance Authority, Revenue Bonds, The Clare at Water Tower Project, Refunding Series 2010A, 5.100%, 5/15/14 (5) |
2/14 at 100.00 | N/R | 7 | ||||||||||||||
1,295 | Illinois State, General Obligation Bonds, Refunding Series 2006, 5.000%, 1/01/15 |
No Opt. Call | A– | 1,347,551 | ||||||||||||||
1,265 | Illinois State, General Obligation Bonds, Refunding Series 2010, 5.000%, 1/01/15 – AGM Insured |
No Opt. Call | AA– | 1,317,055 | ||||||||||||||
Illinois State, General Obligation Bonds, Refunding Series 2012: |
||||||||||||||||||
3,175 | 4.000%, 8/01/14 |
No Opt. Call | A– | 3,232,214 | ||||||||||||||
1,405 | 5.000%, 8/01/17 |
No Opt. Call | A– | 1,576,649 |
Nuveen Investments | 9 |
Nuveen Short Term Municipal Bond Fund (continued)
Portfolio of Investments January 31, 2014 (Unaudited)
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
Illinois (continued) |
||||||||||||||||||
$ | 665 | Illinois State, General Obligation Bonds, Series 2006A, 5.000%, 6/01/15 |
No Opt. Call | A– | $ | 702,752 | ||||||||||||
940 | Illinois State, General Obligation Bonds, Series 2006, 5.000%, 1/01/15 |
No Opt. Call | A– | 978,145 | ||||||||||||||
5,905 | Illinois State, General Obligation Bonds, Series 2013, 4.000%, 7/01/16 |
No Opt. Call | A– | 6,335,002 | ||||||||||||||
3,000 | Illinois State, Sales Tax Revenue Bonds, Build Illinois, Junior Lien Series 2013, 4.000%, 6/15/15 |
No Opt. Call | AAA | 3,153,570 | ||||||||||||||
2,235 | Illinois Toll Highway Authority, Toll Highway Revenue Bonds, Senior Lien Series 2013B, 5.000%, 12/01/17 |
No Opt. Call | AA– | 2,578,229 | ||||||||||||||
1,560 | Illinois, General Obligation Bonds, Illinois FIRST Program, Series 2002, 5.500%, 8/01/15 – SYNCORA GTY Insured |
No Opt. Call | A | 1,670,074 | ||||||||||||||
520 | Macon County School District 61 Decatur, Illinois, General Obligation Bonds, Series 2011A, 2.000%, 1/01/15 – AGM Insured |
No Opt. Call | A2 | 526,718 | ||||||||||||||
200 | Quad Cities Regional Economic Development Authority, Illinois, Revenue Bonds, Augustana College, Series 2012, 3.000%, 10/01/16 |
No Opt. Call | Baa1 | 206,640 | ||||||||||||||
1,705 | Regional Transportation Authority, Cook, DuPage, Kane, Lake, McHenry and Will Counties, Illinois, General Obligation Bonds, Series 2014A, 4.000%, 6/01/18 (WI/DD, Settling 2/13/14) |
No Opt. Call | AA | 1,912,499 | ||||||||||||||
St. Clair County, Illinois, Highway Revenue Bonds, Series 2013A: |
||||||||||||||||||
350 | 5.000%, 1/01/16 |
No Opt. Call | AA– | 376,614 | ||||||||||||||
360 | 5.000%, 1/01/17 |
No Opt. Call | AA– | 398,380 | ||||||||||||||
690 | University of Illinois, Auxiliary Facilities System Revenue Bonds, Series 2001A, 5.500%, 4/01/14 – AMBAC Insured |
No Opt. Call | AA– | 696,113 | ||||||||||||||
Waukegan, Illinois, General Obligation Bonds, Refunding Series 2012A: |
||||||||||||||||||
1,120 | 4.000%, 12/30/14 – AGM Insured |
No Opt. Call | A2 | 1,154,709 | ||||||||||||||
885 | 4.000%, 12/30/15 – AGM Insured |
No Opt. Call | A2 | 935,728 | ||||||||||||||
790 | Western Illinois University, Auxiliary Facilities Revenue Bonds, Series 2012, 3.000%, 4/01/14 |
No Opt. Call | A– | 793,286 | ||||||||||||||
Williamson & Johnson Counties Community Unit School District 2, Marion, Illinois, General Obligation Bonds, Series 2011: |
||||||||||||||||||
395 | 5.750%, 12/01/14 – AGM Insured |
No Opt. Call | AA– | 409,923 | ||||||||||||||
450 | 5.750%, 12/01/15 – AGM Insured |
No Opt. Call | AA– | 485,298 | ||||||||||||||
47,180 | Total Illinois |
48,985,831 | ||||||||||||||||
Indiana – 1.7% |
||||||||||||||||||
2,000 | Indiana Finance Authority, Economic Development Revenue Bonds, Republic Service, Inc. Project, Refunding Series 2010A, 0.470%, 5/01/34 (Mandatory put 6/03/14) (Alternative Minimum Tax) |
No Opt. Call | BBB+ | 2,000,000 | ||||||||||||||
1,605 | Indiana Finance Authority, Private Activity Bonds, Ohio River Bridges East End Crossing Project, Series 2013B, 5.000%, 1/01/19 (Alternative Minimum Tax) |
1/17 at 100.00 | BBB | 1,727,012 | ||||||||||||||
1,090 | Indiana Health and Educational Facility Financing Authority, Educational Facilities Revenue Bonds, University of Indianapolis, Refunding Series 2007, 5.000%, 10/01/15 |
No Opt. Call | A– | 1,172,251 | ||||||||||||||
1,000 | Indiana Health Facility Financing Authority, Revenue Bonds, Ascension Health, Series 2005A-5, 2.000%, 11/01/27 (Mandatory put 8/01/17) |
No Opt. Call | AA | 1,035,090 | ||||||||||||||
1,360 | Indianapolis Local Public Improvement Bond Bank, Indiana, Waterworks Project, Series 2007L, 5.000%, 7/01/17 – NPFG Insured |
No Opt. Call | A+ | 1,537,616 | ||||||||||||||
3,140 | Indianapolis, Indiana, Gas Utility System Revenue Bonds, Refunding 2nd Lien Series 2008C, 5.000%, 6/01/17 |
No Opt. Call | AA– | 3,540,224 |
10 | Nuveen Investments |
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
Indiana (continued) |
||||||||||||||||||
$ | 625 | Jasper Hospital Authority, Indiana, Revenue and Refunding Bonds, Memorial Hospital and Health Care Center Project, Series 2013, 3.000%, 11/01/15 |
No Opt. Call | A– | $ | 648,431 | ||||||||||||
610 | Knox County, Indiana, Economic Development Revenue and Refunding Bonds, Good Samaritan Hospital Project, Series 2012A, 3.000%, 4/01/15 |
No Opt. Call | A3 | 625,403 | ||||||||||||||
11,430 | Total Indiana |
12,286,027 | ||||||||||||||||
Iowa – 1.5% |
||||||||||||||||||
Ames, Iowa, Hospital Revenue Bonds, Mary Greeley Medical Center, Series 2011: |
||||||||||||||||||
230 | 4.000%, 6/15/14 |
No Opt. Call | A2 | 233,169 | ||||||||||||||
500 | 4.000%, 6/15/15 |
No Opt. Call | A2 | 522,010 | ||||||||||||||
Iowa Finance Authority, Healthcare Revenue Bonds, Genesis Health System, Refunding Series 2010: |
||||||||||||||||||
1,150 | 5.000%, 7/01/16 |
No Opt. Call | A1 | 1,263,034 | ||||||||||||||
2,450 | 5.000%, 7/01/20 |
No Opt. Call | A1 | 2,806,328 | ||||||||||||||
1,315 | Iowa Higher Education Loan Authority, Private College Facility Revenue Bonds, Central College, Refunding Series 2012A, 3.000%, 10/01/14 |
No Opt. Call | Ba2 | 1,309,727 | ||||||||||||||
220 | Iowa Higher Education Loan Authority, Private College Facility Revenue Bonds, University of Dubuque Project, Refunding Series 2011, 4.000%, 10/01/14 |
No Opt. Call | BBB– | 221,943 | ||||||||||||||
1,655 | Iowa Student Loan Liquidity Corporation Student Loan Revenue Bonds, Senior Lien Series 2011A-1, 3.100%, 12/01/14 (Alternative Minimum Tax) |
No Opt. Call | A | 1,672,742 | ||||||||||||||
Johnston Community School District, Iowa, School Infrastructure Sales, Services and Use Tax Revenue Bonds, Series 2014: |
||||||||||||||||||
1,170 | 4.000%, 7/01/17 – AGC Insured |
No Opt. Call | AA– | 1,278,307 | ||||||||||||||
1,130 | 5.000%, 7/01/19 – AGM Insured |
No Opt. Call | AA– | 1,300,370 | ||||||||||||||
9,820 | Total Iowa |
10,607,630 | ||||||||||||||||
Kansas – 0.8% |
||||||||||||||||||
1,100 | Kansas Development Finance Authority, Health Facilities Revenue Bonds, Stormont-Vail Health Care Inc., Series 2008F, 5.000%, 11/15/15 |
No Opt. Call | A2 | 1,179,541 | ||||||||||||||
1,000 | Kansas State Power Pool, Electric Utility Revenue Bonds, Dogwood Energy Facility, Series 2012A, 3.000%, 12/01/14 |
No Opt. Call | Baa1 | 1,017,020 | ||||||||||||||
500 | Manhattan, Kansas, Hospital Revenue Bonds, Mercy Regional Health Center, Inc., Refunding Series 2013, 4.000%, 11/15/15 |
No Opt. Call | A | 531,960 | ||||||||||||||
1,000 | Wichita, Kansas, Hospital Facilities Revenue Bonds, Via Christi Health System, Inc., Refunding Series 2009X, 5.000%, 11/15/15 (ETM) |
No Opt. Call | N/R (4) | 1,084,870 | ||||||||||||||
Wichita, Kansas, Hospital Facilities Revenue Refunding and Improvement Bonds, Via Christi Health System Inc., Series 2009A-III: |
||||||||||||||||||
1,000 | 5.000%, 11/15/14 (ETM) |
No Opt. Call | N/R (4) | 1,038,220 | ||||||||||||||
1,000 | 5.000%, 11/15/16 (ETM) |
No Opt. Call | N/R (4) | 1,126,630 | ||||||||||||||
5,600 | Total Kansas |
5,978,241 | ||||||||||||||||
Kentucky – 1.0% |
||||||||||||||||||
2,500 | Kentucky Economic Development Finance Authority, Hospital Revenue Bonds, Baptist Healthcare System Obligated Group, Series 2009A, 5.000%, 8/15/17 |
No Opt. Call | A+ | 2,837,050 | ||||||||||||||
2,070 | Kentucky Public Transportation Infrastructure Authority, First Tier Toll Revenue Bonds, Downtown Crossing Project, Series 2013A, 5.000%, 7/01/17 |
No Opt. Call | Baa3 | 2,312,956 | ||||||||||||||
1,100 | Louisville/Jefferson County Metro Government, Kentucky, Revenue Bonds, Catholic Health Initiatives, Series 2012A, 5.000%, 12/01/18 |
No Opt. Call | A+ | 1,284,118 |
Nuveen Investments | 11 |
Nuveen Short Term Municipal Bond Fund (continued)
Portfolio of Investments January 31, 2014 (Unaudited)
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
Kentucky (continued) |
||||||||||||||||||
$ | 500 | Russell, Kentucky, Revenue Bonds, Bon Secours Health System, Series 2013, 4.000%, 11/01/15 |
No Opt. Call | A– | $ | 524,100 | ||||||||||||
6,170 | Total Kentucky |
6,958,224 | ||||||||||||||||
Louisiana – 1.5% |
||||||||||||||||||
Calcasieu Parish Public Trust Authority, Louisiana, Student Lease Revenue Bonds, McNeese State University Student Housing-Cowboy Facilities, Inc. Project, Refunding Series 2011: |
||||||||||||||||||
305 | 2.000%, 5/01/14 – AGM Insured |
No Opt. Call | A2 | 306,403 | ||||||||||||||
315 | 3.000%, 5/01/15 – AGM Insured |
No Opt. Call | A2 | 325,234 | ||||||||||||||
315 | 3.000%, 5/01/16 – AGM Insured |
No Opt. Call | A2 | 331,591 | ||||||||||||||
Evangeline Parish Road & Drainage Sales Tax District 1, Louisiana, Sales and Use Tax Revenue Bonds, Series 2013: |
||||||||||||||||||
250 | 3.000%, 12/01/16 – AGM Insured |
No Opt. Call | AA– | 264,578 | ||||||||||||||
500 | 3.000%, 12/01/17 – AGM Insured |
No Opt. Call | AA– | 532,380 | ||||||||||||||
300 | Louisiana Citizens Property Insurance Corporation, Assessment Revenue Bonds, Refunding Series 2012, 2.000%, 6/01/14 |
No Opt. Call | A– | 301,488 | ||||||||||||||
Louisiana Citizens Property Insurance Corporation, Assessment Revenue Bonds, Series 2006B: |
||||||||||||||||||
1,280 | 5.000%, 6/01/15 – AMBAC Insured |
No Opt. Call | A– | 1,350,733 | ||||||||||||||
1,690 | 5.000%, 6/01/16 – AMBAC Insured |
No Opt. Call | A– | 1,845,903 | ||||||||||||||
1,250 | Louisiana Local Government Environmental Facilities and Community Development Authority, Revenue Bonds, Southeastern Louisiana University Student Housing/University Facilities Project, Series 2013, 4.000%, 8/01/17 |
No Opt. Call | A3 | 1,373,363 | ||||||||||||||
Louisiana Local Government Environmental Facilities and Community Development Authority, Revenue Refunding Bonds, Parking Facilities Corporation – Phase I Project, Series 2012: |
||||||||||||||||||
500 | 3.000%, 10/01/14 – AGM Insured |
No Opt. Call | AA– | 508,205 | ||||||||||||||
1,000 | 3.000%, 10/01/16 – AGM Insured |
No Opt. Call | AA– | 1,045,070 | ||||||||||||||
1,110 | Louisiana Public Facilities Authority, Revenue Bonds, Loyola University Project, Refunding Series 2011, 5.000%, 10/01/17 |
No Opt. Call | A | 1,268,131 | ||||||||||||||
1,350 | New Orleans, Louisiana, General Obligation Refunding Bonds, Series 2012, 4.000%, 12/01/15 |
No Opt. Call | A3 | 1,428,152 | ||||||||||||||
10,165 | Total Louisiana |
10,881,231 | ||||||||||||||||
Maine – 0.1% |
||||||||||||||||||
Portland, Maine, General Airport Revenue Bonds, Refunding Series 2013: |
||||||||||||||||||
175 | 3.000%, 7/01/16 |
No Opt. Call | BBB+ | 183,701 | ||||||||||||||
350 | 3.000%, 7/01/17 |
No Opt. Call | BBB+ | 370,605 | ||||||||||||||
525 | Total Maine |
554,306 | ||||||||||||||||
Maryland – 0.2% |
||||||||||||||||||
Maryland Economic Development Corporation, Student Housing Revenue Bonds, Salisbury University Project, Refunding Series 2013: |
||||||||||||||||||
100 | 3.000%, 6/01/14 |
No Opt. Call | Baa3 | 100,274 | ||||||||||||||
280 | 3.000%, 6/01/16 |
No Opt. Call | Baa3 | 282,453 | ||||||||||||||
405 | Maryland Economic Development Corporation, Student Housing Revenue Bonds, Salisbury University Project, Series 2012, 3.000%, 6/01/15 |
No Opt. Call | Baa3 | 409,014 |
12 | Nuveen Investments |
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
Maryland (continued) |
||||||||||||||||||
Maryland Health and Higher Educational Facilities Authority, Revenue Bonds, Frederick Memorial Hospital Issue, Series 2012A: |
||||||||||||||||||
$ | 150 | 3.000%, 7/01/14 |
No Opt. Call | Baa1 | $ | 151,622 | ||||||||||||
220 | 3.000%, 7/01/15 |
No Opt. Call | Baa1 | 226,677 | ||||||||||||||
1,155 | Total Maryland |
1,170,040 | ||||||||||||||||
Massachusetts – 1.0% |
||||||||||||||||||
300 | Massachusetts Development Finance Agency, Revenue Bonds, Massachusetts College of Pharmacy and Allied Health Sciences, Series 2013F, 3.000%, 7/01/15 |
No Opt. Call | A | 311,073 | ||||||||||||||
1,225 | Massachusetts Development Finance Agency, Revenue Bonds, Partners HealthCare System, Series 2011K-4, 5.000%, 7/01/35 (Mandatory put 1/14/16) |
No Opt. Call | AA | 1,331,183 | ||||||||||||||
525 | Massachusetts Development Finance Agency, Senior Living Facility Revenue Bonds, The Groves in Lincoln Issue, Series 2009B-2, 6.250%, 6/01/14 (6), (7) |
No Opt. Call | N/R | 21,414 | ||||||||||||||
1,670 | Massachusetts Educational Financing Authority, Student Loan Revenue Bonds, Issue I Series 2010B, 4.500%, 1/01/16 (Alternative Minimum Tax) |
No Opt. Call | AA | 1,754,686 | ||||||||||||||
2,500 | Massachusetts Housing Finance Agency, Construction Loan Notes, Series 2012F, 0.650%, 12/01/14 |
No Opt. Call | Aa3 | 2,501,900 | ||||||||||||||
1,000 | Massachusetts Water Pollution Abatement Trust, Pooled Loan Program Bonds, Series 2005-11, 5.250%, 8/01/18 |
No Opt. Call | AAA | 1,188,160 | ||||||||||||||
7,220 | Total Massachusetts |
7,108,416 | ||||||||||||||||
Michigan – 2.7% |
||||||||||||||||||
Bridgeport Spaulding Community School District, Saginaw County, Michigan, General Obligation Bonds, Refunding Series 2011: |
||||||||||||||||||
675 | 2.500%, 5/01/14 – AGM Insured |
No Opt. Call | Aa2 | 678,476 | ||||||||||||||
1,250 | 3.000%, 5/01/15 – AGM Insured |
No Opt. Call | Aa2 | 1,287,113 | ||||||||||||||
Brighton Area School District, Livingston County, Michigan, General Obligation Bonds, School Building & Site Series 2013II: |
||||||||||||||||||
250 | 2.000%, 5/01/17 |
No Opt. Call | Aa2 | 259,893 | ||||||||||||||
750 | 5.000%, 5/01/18 |
No Opt. Call | Aa2 | 872,205 | ||||||||||||||
500 | Caledonia Community Schools, Kent, Allegan and Barry Counties, Michigan, General Obligation Bonds, Series 2013, 3.000%, 5/01/14 |
No Opt. Call | AA– | 503,515 | ||||||||||||||
800 | Dearborn School District, Wayne County, Michigan, General Obligation Bonds, Series 2007, 4.000%, 5/01/14 |
No Opt. Call | Aa2 | 807,624 | ||||||||||||||
Detroit-Wayne County Stadium Authority, Michigan, Wayne County Limited Tax General Obligation Bonds, Building Authority Stadium Refunding Series 2012: |
||||||||||||||||||
500 | 5.000%, 10/01/14 |
No Opt. Call | BBB– | 511,755 | ||||||||||||||
475 | 5.000%, 10/01/15 |
No Opt. Call | BBB– | 500,156 | ||||||||||||||
800 | Grand Blanc Community Schools, Genesee County, Michigan, General Obligation Bonds, Refunding Series 2013, 4.000%, 5/01/17 |
No Opt. Call | AA– | 883,736 | ||||||||||||||
430 | Kalamazoo Hospital Finance Authority, Michigan, Hospital Revenue Bonds, Bronson Healthcare Group, Series 2011A, 4.000%, 5/15/15 |
No Opt. Call | A2 | 444,702 | ||||||||||||||
500 | Lake Superior State University Board of Trustees, Michigan, General Revenue Refunding Bonds, Series 2012, 2.000%, 11/15/14 – AGM Insured |
No Opt. Call | AA– | 505,380 | ||||||||||||||
1,000 | Livonia Public Schools, Wayne County, Michigan, General Obligation Bonds, Refunding Series 2014, 4.000%, 5/01/17 (WI/DD, Settling 2/13/14) – BAM Insured |
No Opt. Call | AA | 1,089,930 |
Nuveen Investments | 13 |
Nuveen Short Term Municipal Bond Fund (continued)
Portfolio of Investments January 31, 2014 (Unaudited)
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
Michigan (continued) |
||||||||||||||||||
$ | 525 | Livonia Public Schools, Wayne County, Michigan, General Obligation Bonds, School Building & Site Series 2013I, 3.000%, 5/01/16 – AGM Insured |
No Opt. Call | AA– | $ | 550,562 | ||||||||||||
Michigan Finance Authority, Revenue Bonds, Detroit City School District, Series 2012: |
||||||||||||||||||
250 | 5.000%, 6/01/14 |
No Opt. Call | A+ | 253,350 | ||||||||||||||
550 | 4.000%, 6/01/14 |
No Opt. Call | A+ | 555,544 | ||||||||||||||
2,060 | Michigan Hospital Finance Authority, Revenue Bonds, Ascension Health Group, Series 2010B, 5.000%, 11/15/16 |
No Opt. Call | AA+ | 2,300,711 | ||||||||||||||
1,000 | Michigan State Hospital Finance Authority, Revenue Bonds, Trinity Health Care Group, Series 2008A-1, 6.000%, 12/01/17 |
No Opt. Call | Aa2 | 1,185,820 | ||||||||||||||
475 | Northwest Michigan Community Schools, Jackson & Ingham Counties, Michigan, General Obligation Bonds, School Building & Site Series 2013, 2.000%, 5/01/14 |
No Opt. Call | AA– | 477,152 | ||||||||||||||
700 | Romeo Community School District, Macomb and Oakland Counties, Michigan, General Obligation Bonds, School Building & Site Series 2013, 1.000%, 5/01/14 |
No Opt. Call | Aa2 | 701,043 | ||||||||||||||
200 | Saginaw Valley State University, Michigan, General Revenue Bonds, Refunding Series 2013A, 5.000%, 7/01/17 |
No Opt. Call | A1 | 226,696 | ||||||||||||||
1,350 | Warren Consolidated Schools, Macomb and Oakland Counties, Michigan, General Obligation Bonds, Refunding Series 2013, 4.000%, 5/01/16 |
No Opt. Call | AA– | 1,456,164 | ||||||||||||||
1,225 | Wayne County Airport Authority, Michigan, Revenue Bonds, Detroit Metropolitan Airport, Refunding Series 2010A, 5.000%, 12/01/16 (Alternative Minimum Tax) |
No Opt. Call | A | 1,349,877 | ||||||||||||||
400 | Western Michigan University, General Revenue and Refunding Bonds, Series 2013, 5.000%, 11/15/17 |
No Opt. Call | A1 | 455,852 | ||||||||||||||
500 | Western Michigan University, General Revenue Refunding Bonds, Series 2008, 3.625%, 11/15/14 – AGM Insured |
No Opt. Call | AA– | 512,855 | ||||||||||||||
1,120 | Williamston Community Schools School District, Ingham County, Michigan, General Obligation Bonds, Refunding Series 2011, 3.000%, 5/01/14 |
No Opt. Call | AA– | 1,127,157 | ||||||||||||||
18,285 | Total Michigan |
19,497,268 | ||||||||||||||||
Minnesota – 5.3% |
||||||||||||||||||
2,805 | Bemidji Independent School District 31, Beltrami County, Minnesota, General Obligation Bonds, Refunding Series 2013A, 5.000%, 4/01/17 |
No Opt. Call | AA+ | 3,192,988 | ||||||||||||||
500 | Central Minnesota Municipal Power Agency, Revenue Bonds, Brookings – Southeast Twin Cities Transmission Project, Series 2012, 5.000%, 1/01/18 |
No Opt. Call | A– | 567,970 | ||||||||||||||
585 | Deephaven, Minnesota, Charter School Lease Revenue Bonds, Eagle Ridge Academy Project, Series 2013A, 1.900%, 7/01/15 |
No Opt. Call | BBB– | 585,240 | ||||||||||||||
2,155 | Farmington Independent School District 192, Dakota County, Minnesota, General Obligation Bonds, School Building Refunding Series 2012B, 3.000%, 2/01/14 |
No Opt. Call | Aa2 | 2,155,000 | ||||||||||||||
1,360 | Independent School District 194, Lakeville, Dakota County, Minnesota, General Obligation Bonds, School Building Refunding Series 2012C, 3.000%, 2/01/14 |
No Opt. Call | Aa2 | 1,360,000 | ||||||||||||||
2,985 | Minneapolis Special School District 1, Minnesota, Certificates of Participation, Refunding Series 2013D, 5.000%, 2/01/18 |
No Opt. Call | AA+ | 3,450,899 | ||||||||||||||
1,365 | Minneapolis, Minnesota, Multifamily Housing Revenue Bonds, Greenway Heights Family Housing Project, Series 2014B, 3.000%, 7/15/15 |
No Opt. Call | N/R | 1,365,505 | ||||||||||||||
2,500 | Minneapolis, Minnesota, Revenue Bonds, National Marrow Donor Program Project, Series 2010, 5.000%, 8/01/17 |
No Opt. Call | BBB | 2,731,900 |
14 | Nuveen Investments |
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
Minnesota (continued) |
||||||||||||||||||
Minneapolis, Minnesota, Revenue Bonds, Walker Minneapolis Campus Project, Refunding Series 2012: |
||||||||||||||||||
$ | 400 | 2.250%, 11/15/14 |
No Opt. Call | N/R | $ | 399,032 | ||||||||||||
705 | 2.600%, 11/15/15 |
No Opt. Call | N/R | 702,173 | ||||||||||||||
2,500 | Minneapolis-St. Paul Metropolitan Airports Commission, Minnesota, Airport Revenue Bonds, Refunding Senior Lien Series 2009B, 5.000%, 1/01/15 (Alternative Minimum Tax) |
No Opt. Call | AA– | 2,608,075 | ||||||||||||||
1,335 | Minnesota Agricultural and Economic Development Board, Health Care Facilities Revenue Bonds, Essentia Health Obligated Group, Series 2008C-1, 5.000%, 2/15/15 – AGC Insured |
No Opt. Call | AA– | 1,394,167 | ||||||||||||||
500 | Minnesota Higher Education Facilities Authority, Revenue Bonds, Augsburg College, Refunding Series 2010-7-G, 3.000%, 10/01/14 |
No Opt. Call | Baa3 | 505,785 | ||||||||||||||
Minnesota Higher Education Facilities Authority, Revenue Bonds, Bethel University, Refunding Series 2007-6-R: |
||||||||||||||||||
910 | 5.500%, 5/01/16 |
No Opt. Call | N/R | 954,444 | ||||||||||||||
1,065 | 5.500%, 5/01/17 |
No Opt. Call | N/R | 1,133,277 | ||||||||||||||
Minnesota Higher Education Facilities Authority, Revenue Bonds, College of St. Scholastica, Inc., Series 2012-7R: |
||||||||||||||||||
200 | 3.000%, 12/01/14 |
No Opt. Call | Baa2 | 203,172 | ||||||||||||||
210 | 3.000%, 12/01/15 |
No Opt. Call | Baa2 | 216,399 | ||||||||||||||
Minnesota Higher Education Facilities Authority, Revenue Bonds, Saint Catherine University, Series 2012-7Q: |
||||||||||||||||||
500 | 3.000%, 10/01/14 |
No Opt. Call | Baa1 | 507,430 | ||||||||||||||
450 | 4.000%, 10/01/15 |
No Opt. Call | Baa1 | 472,788 | ||||||||||||||
650 | 4.000%, 10/01/16 |
No Opt. Call | Baa1 | 698,945 | ||||||||||||||
1,015 | Minnesota Higher Education Facilities Authority, Revenue Bonds, University of Saint Thomas, Series 2009-7A, 4.000%, 10/01/17 |
No Opt. Call | A2 | 1,125,107 | ||||||||||||||
1,000 | Minnesota Higher Education Facilities Authority, Revenue Bonds, University of St. Thomas, Series 2006-6I, 5.000%, 4/01/16 |
No Opt. Call | A2 | 1,094,790 | ||||||||||||||
Ramsey, Anoka County, Minnesota, Lease Revenue Bonds, PACT Charter School Project, Refunding Series 2013A: |
||||||||||||||||||
135 | 2.250%, 12/01/15 |
No Opt. Call | BBB– | 135,192 | ||||||||||||||
320 | 2.500%, 12/01/16 |
No Opt. Call | BBB– | 320,704 | ||||||||||||||
220 | 3.000%, 12/01/17 |
No Opt. Call | BBB– | 221,210 | ||||||||||||||
2,210 | Robbinsdale Independent School District 281, Hennepin County, Minnesota, General Obligation Bonds, School Building Refunding Series 2012B, 2.000%, 2/01/14 |
No Opt. Call | AA+ | 2,210,000 | ||||||||||||||
1,000 | Saint Cloud, Minnesota, Health Care Revenue Bonds, CentraCare Health System Project, Series 2010A, 5.000%, 5/01/15 |
No Opt. Call | A1 | 1,057,340 | ||||||||||||||
360 | Saint Paul Housing and Redevelopment Authority, Minnesota, Upper Landing Project Tax Increment Revenue Refunding Bonds, Series 2012, 5.000%, 3/01/14 |
No Opt. Call | N/R | 360,612 | ||||||||||||||
Sauk Rapids, Minnesota, Health Care and Housing Facilities Revenue Bonds, Good Shepherd Lutheran Home, Refunding Series 2013: |
||||||||||||||||||
235 | 4.000%, 1/01/15 |
No Opt. Call | N/R | 236,732 | ||||||||||||||
300 | 4.000%, 1/01/16 |
No Opt. Call | N/R | 303,168 | ||||||||||||||
545 | Shakopee Independent School District 720, Scott County, Minnesota, Certificates of Participation, Series 2013B, 2.000%, 2/01/17 |
No Opt. Call | Aa3 | 561,061 | ||||||||||||||
1,280 | Shakopee Independent School District 720, Scott County, Minnesota, General Obligation Bonds, Series 2013A, 3.000%, 2/01/17 |
No Opt. Call | Aa2 | 1,371,776 |
Nuveen Investments | 15 |
Nuveen Short Term Municipal Bond Fund (continued)
Portfolio of Investments January 31, 2014 (Unaudited)
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
Minnesota (continued) |
||||||||||||||||||
$ | 880 | St. Paul Housing and Redevelopment Authority, Minnesota, Performing Arts Facility Revenue Bonds, Ordway Center for the Performing Arts, Series 2012, 1.450%, 7/01/14 |
No Opt. Call | N/R | $ | 880,466 | ||||||||||||
850 | Wayzata, Minnesota, Senior Housing Entrance Deposit Revenue Bonds, Folkestone Senior Living Community, Series 2012B, 4.875%, 5/01/19 |
5/14 at 100.00 | N/R | 854,174 | ||||||||||||||
2,000 | West Saint Paul-Mendota Heights-Eagan Independent School District 197, Dakota County, Minnesota, General Obligation Bonds, Series 2004B, 5.000%, 2/01/22 |
2/14 at 100.00 | N/R | 2,008,100 | ||||||||||||||
36,030 | Total Minnesota |
37,945,621 | ||||||||||||||||
Mississippi – 0.5% |
||||||||||||||||||
125 | D’Iberville, Mississippi, Tax Increment Limited Obligation Refunding Bonds, Gulf Coast Promenade Project, Series 2013, 2.000%, 4/01/14 |
No Opt. Call | BBB+ | 125,274 | ||||||||||||||
3,235 | Mississippi Development Bank, Special Obligation Bonds, Jackson County Limited Tax Note, Series 2009B-1, 4.000%, 7/01/15 – AGC Insured |
No Opt. Call | AA– | 3,393,903 | ||||||||||||||
3,360 | Total Mississippi |
3,519,177 | ||||||||||||||||
Missouri – 5.2% |
||||||||||||||||||
Bi-State Development Agency of the Missouri-Illinois Metropolitan District, Mass Transit Sales Tax Appropriation Bonds, Refunding Combined Lien Series 2013A: |
||||||||||||||||||
535 | 4.000%, 10/01/16 |
No Opt. Call | AA+ | 584,161 | ||||||||||||||
1,400 | 5.000%, 10/01/18 |
No Opt. Call | AA+ | 1,635,830 | ||||||||||||||
Boone County, Missouri, Hospital Revenue Bonds, Boone Hospital Center, Refunding Series 2012: |
||||||||||||||||||
250 | 3.000%, 8/01/14 |
No Opt. Call | A | 253,028 | ||||||||||||||
1,000 | 3.000%, 8/01/15 |
No Opt. Call | A | 1,030,350 | ||||||||||||||
1,000 | 4.000%, 8/01/17 |
No Opt. Call | A | 1,087,780 | ||||||||||||||
1,000 | Cape Girardeau County Industrial Development Authority, Missouri, Health Facilities Revenue Bonds, Saint Francis Medical Center, Series 2013A, 4.000%, 6/01/17 |
No Opt. Call | AA– | 1,100,520 | ||||||||||||||
360 | Joplin Industrial Development Authority, Missouri, Health Facilities Revenue Bonds, Freeman Health System, Series 2011, 2.750%, 2/15/14 |
No Opt. Call | BBB+ | 360,162 | ||||||||||||||
265 | Joplin Industrial Development Authority, Missouri, Revenue Bonds, Christian Homes Inc., Series 2007F, 5.500%, 5/15/17 |
No Opt. Call | BBB– | 277,744 | ||||||||||||||
1,250 | Kansas City, Missouri, Airport Revenue Bonds, General Improvement Refunding Series 2013A, 5.000%, 9/01/17 |
No Opt. Call | A+ | 1,421,338 | ||||||||||||||
2,020 | Missouri Development Finance Board, Independence, Infrastructure Facilities Revenue Bonds, Water System Improvement Projects, Series 2009E, 4.000%, 11/01/16 (Pre-refunded 11/01/14) |
11/14 at 100.00 | A– (4) | 2,077,408 | ||||||||||||||
3,000 | Missouri Environmental Improvement and Energy Resources Authority, Revenue Bonds, Kansas City Power & Light Company Project, Series 1992, 1.250%, 7/01/17 |
No Opt. Call | A2 | 3,019,320 | ||||||||||||||
Missouri Health and Educational Facilities Authority, Educational Facilities Revenue Bonds, Saint Louis College of Pharmacy, Series 2013: |
||||||||||||||||||
360 | 3.000%, 5/01/16 |
No Opt. Call | BBB+ | 376,016 | ||||||||||||||
400 | 5.000%, 5/01/17 |
No Opt. Call | BBB+ | 445,392 | ||||||||||||||
Missouri Health and Educational Facilities Authority, Educational Facilities Revenue Bonds, Southwest Baptist University Project, Series 2012: |
||||||||||||||||||
470 | 3.000%, 10/01/14 |
No Opt. Call | BBB– | 475,988 | ||||||||||||||
480 | 3.000%, 10/01/15 |
No Opt. Call | BBB– | 493,123 | ||||||||||||||
495 | 3.000%, 10/01/16 |
No Opt. Call | BBB– | 510,781 |
16 | Nuveen Investments |
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
Missouri (continued) |
||||||||||||||||||
$ | 1,245 | Missouri Health and Educational Facilities Authority, Health Facilities Revenue Bonds, Freeman Health System, Series 2012, 5.000%, 2/15/15 |
No Opt. Call | BBB+ | $ | 1,299,581 | ||||||||||||
Missouri Health and Educational Facilities Authority, Revenue Bonds, Lake Regional Health System, Series 2012, Reg S: |
||||||||||||||||||
675 | 3.000%, 2/15/14 |
No Opt. Call | BBB+ | 675,695 | ||||||||||||||
720 | 5.000%, 2/15/16 |
No Opt. Call | BBB+ | 778,514 | ||||||||||||||
1,435 | Missouri Health and Educational Facilities Authority, Revenue Bonds, Webster University, Series 2011, 4.000%, 4/01/17 |
No Opt. Call | A2 | 1,579,246 | ||||||||||||||
595 | Missouri Joint Municipal Electric Utility Commission, Plum Point Project, Revenue Bonds, Series 2006, 5.000%, 1/01/16 – NPFG Insured |
No Opt. Call | A | 634,835 | ||||||||||||||
175 | Northeast Public Sewer District, Jefferson County, Missouri, Sewerage System Revenue Bonds, Refunding Series 2014, 4.000%, 1/01/15 |
No Opt. Call | A+ | 180,717 | ||||||||||||||
300 | Northwest Missouri State University, Housing System Revenue Bonds, Refunding Series 2012, 0.700%, 6/01/14 |
No Opt. Call | A3 | 300,405 | ||||||||||||||
2,200 | Park Hill School District, Platte County, Missouri, General Obligation Bonds, Refunding Series 2013, 2.000%, 3/01/14 |
No Opt. Call | AA+ | 2,203,498 | ||||||||||||||
2,435 | Saint Louis, Missouri, Airport Revenue Bonds, Lambert-St. Louis International Airport, Refunding Series 2011B, 5.000%, 7/01/14 |
No Opt. Call | A– | 2,482,775 | ||||||||||||||
Saint Louis, Missouri, Airport Revenue Bonds, Lambert-St. Louis International Airport, Refunding Series 2013: |
||||||||||||||||||
500 | 4.000%, 7/01/15 |
No Opt. Call | A– | 523,980 | ||||||||||||||
890 | 5.000%, 7/01/16 |
No Opt. Call | A– | 980,522 | ||||||||||||||
3,030 | Sikeston, Missouri, Electric System Revenue Refunding Bonds, Series 1996, 6.000%, 6/01/14 – NPFG Insured |
No Opt. Call | A | 3,083,146 | ||||||||||||||
1,000 | Springfield School District R12, Greene County, Missouri, General Obligation Bonds, Series 2005, 5.000%, 3/01/14 – AGM Insured |
No Opt. Call | AA+ | 1,004,080 | ||||||||||||||
530 | St. Louis County Industrial Development Authority, Missouri, Revenue Bonds, Friendship Village of Sunset Hills, Series 2012, 5.000%, 9/01/17 |
No Opt. Call | A– | 587,611 | ||||||||||||||
1,500 | St. Louis County Industrial Development Authority, Missouri, Revenue Bonds, Friendship Village of Sunset Hills, Series 2013A, 2.850%, 9/01/18 |
3/16 at 100.00 | A– | 1,504,080 | ||||||||||||||
680 | St. Louis, Missouri, Airport Revenue Bonds, Lambert-St. Louis International Airport, Series 2005, 5.500%, 7/01/18 – NPFG Insured |
No Opt. Call | A | 800,115 | ||||||||||||||
240 | St. Louis, Missouri, Airport Revenue Bonds, Lambert-St. Louis International Airport, Series 2007A, 5.000%, 7/01/14 – AGM Insured |
No Opt. Call | AA– | 244,750 | ||||||||||||||
950 | St. Louis, Missouri, Airport Revenue Bonds, Series 1970, 5.000%, 7/01/15 |
No Opt. Call | A– | 1,008,938 | ||||||||||||||
1,500 | State of Missouri, Certificates of Participation, Refunding, Series 2011A, 1.500%, 10/01/15 |
No Opt. Call | AA+ | 1,527,000 | ||||||||||||||
520 | Truman State University, Missouri, Housing System Revenue Bonds, Refunding Series 2013, 3.000%, 6/01/16 |
No Opt. Call | A1 | 547,815 | ||||||||||||||
35,405 | Total Missouri |
37,096,244 | ||||||||||||||||
Montana – 0.3% |
||||||||||||||||||
1,740 | Montana Facilities Finance Authority, Revenue Bonds, Sisters of Charity of Leavenworth Health Services Corporation, Composite Deal Series 2010B, 5.000%, 1/01/19 |
No Opt. Call | AA– | 2,026,247 |
Nuveen Investments | 17 |
Nuveen Short Term Municipal Bond Fund (continued)
Portfolio of Investments January 31, 2014 (Unaudited)
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
Nebraska – 1.0% |
||||||||||||||||||
$ | 250 | Central Plains Energy Project, Nebraska, Gas Project 1 Revenue Bonds, Series 2007A, 5.250%, 12/01/21 |
No Opt. Call | A | $ | 283,398 | ||||||||||||
940 | Lincoln County Hospital Authority 1, Nebraska, Hospital Revenue and Refunding Bonds, Great Plains Regional Medical Center Project, Series 2012, 4.000%, 11/01/15 |
No Opt. Call | A– | 995,592 | ||||||||||||||
1,125 | Nebraska Cooperative Republican Platte Enhancement, Middle Republican Natural Resources District, Platte River Flow Revenue, Series 2013, 2.000%, 12/15/16 |
No Opt. Call | A+ | 1,161,664 | ||||||||||||||
2,000 | Nebraska Public Power District, General Revenue Bonds, Refunding Series 2012C, 5.000%, 1/01/16 |
No Opt. Call | A1 | 2,177,300 | ||||||||||||||
1,000 | Nebraska State Colleges Facilities Corporation, Building Bonds, CSC Rangeland Center and WCS U.S. Conn Library Projects, Series 2014, 5.000%, 6/15/18 |
No Opt. Call | AA+ | 1,164,500 | ||||||||||||||
1,125 | Washington County, Nebraska, Wastewater and Solid Waste Disposal Facilities Revenue Bonds, Cargill Inc. Project, Variable Rate Demand Series 2012, 1.375%, 9/01/30 (Mandatory put 9/01/15) (Alternative Minimum Tax) |
No Opt. Call | A | 1,131,458 | ||||||||||||||
6,440 | Total Nebraska |
6,913,912 | ||||||||||||||||
Nevada – 0.5% |
||||||||||||||||||
250 | Carson City, Nevada, Hospital Revenue Refunding Bonds, Carson-Tahoe Regional Healthcare Project, Series 2012, 3.000%, 9/01/14 |
No Opt. Call | BBB+ | 253,113 | ||||||||||||||
Las Vegas, Nevada, Special Improvement District 607 Providence, Local Improvement Refunding Bonds, Series 2013: |
||||||||||||||||||
495 | 2.000%, 6/01/15 |
No Opt. Call | N/R | 489,144 | ||||||||||||||
335 | 3.000%, 6/01/16 |
No Opt. Call | N/R | 332,682 | ||||||||||||||
1,500 | Nevada State, Unemployment Compensation Fund Special Revenue Bonds, Series 2013, 4.000%, 6/01/15 |
No Opt. Call | AAA | 1,575,855 | ||||||||||||||
1,150 | Reno, Nevada, General Obligation Bonds, Medium Tern Various Purpose Series 2013B, 4.000%, 6/01/16 |
No Opt. Call | A1 | 1,229,914 | ||||||||||||||
3,730 | Total Nevada |
3,880,708 | ||||||||||||||||
New Jersey – 3.4% |
||||||||||||||||||
1,215 | New Jersey Educational Facilities Authority, Revenue Bonds, New Jersey City University, Series 2010F, 2.000%, 7/01/14 – AGC Insured |
No Opt. Call | A2 | 1,224,441 | ||||||||||||||
New Jersey Educational Facilities Authority, Revenue Bonds, Rider University, Series 2012A: |
||||||||||||||||||
1,000 | 5.000%, 7/01/14 |
No Opt. Call | BBB+ | 1,016,940 | ||||||||||||||
2,615 | 4.000%, 7/01/15 |
No Opt. Call | BBB+ | 2,716,959 | ||||||||||||||
3,450 | 2.000%, 7/01/16 |
No Opt. Call | BBB+ | 3,501,060 | ||||||||||||||
4,250 | New Jersey Health Care Facilities Financing Authority, Revenue Bonds, Saint Barnabas Health Care System, Refunding Series 2011A, 5.000%, 7/01/15 |
No Opt. Call | BBB+ | 4,482,943 | ||||||||||||||
4,000 | New Jersey Higher Education Assistance Authority, Student Loan Revenue Bonds, Series 2011-1, 5.000%, 12/01/14 (Alternative Minimum Tax) |
No Opt. Call | Aa3 | 4,156,960 | ||||||||||||||
1,285 | New Jersey Higher Education Assistance Authority, Student Loan Revenue Bonds, Series 2012-1A, 4.000%, 12/01/14 (Alternative Minimum Tax) |
No Opt. Call | AA | 1,321,481 | ||||||||||||||
3,100 | New Jersey Transportation Trust Fund Authority, Transportation System Bonds, Series 2010D, 5.000%, 12/15/18 |
No Opt. Call | A+ | 3,621,885 | ||||||||||||||
2,000 | Rutgers State University, New Jersey, Revenue Bonds, Refunding Series 2013L, 3.000%, 5/01/15 |
No Opt. Call | AA– | 2,068,220 | ||||||||||||||
22,915 | Total New Jersey |
24,110,889 |
18 | Nuveen Investments |
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
New Mexico – 0.6% |
||||||||||||||||||
$ | 2,050 | New Mexico Educational Assistance Foundation, Education Loan Bonds, Senior Lien Series 2009A, 3.900%, 9/01/14 (Alternative Minimum Tax) |
No Opt. Call | Aaa | $ | 2,086,347 | ||||||||||||
Taos County, New Mexico, Gross Receipts Tax Revenue Bonds, County Education Improvement Series 2013: |
||||||||||||||||||
550 | 2.000%, 4/01/14 – BAM Insured |
No Opt. Call | AA | 551,188 | ||||||||||||||
750 | 2.000%, 4/01/15 – BAM Insured |
No Opt. Call | AA | 758,723 | ||||||||||||||
750 | 3.000%, 4/01/16 – BAM Insured |
No Opt. Call | AA | 779,025 | ||||||||||||||
4,100 | Total New Mexico |
4,175,283 | ||||||||||||||||
New York – 9.5% |
||||||||||||||||||
1,500 | Albany County Airport Authority, New York, Airport Revenue Bonds, Refunding Series 2010A, 3.000%, 12/15/14 – AGM Insured |
No Opt. Call | AA– | 1,532,715 | ||||||||||||||
390 | Buffalo and Erie County Industrial Land Development Corporation, New York, Revenue Bonds, Medaille College, Series 2012, 2.125%, 4/01/15 |
No Opt. Call | BB+ | 390,000 | ||||||||||||||
380 | Build NYC Resource Corporation, New York, Revenue Bonds, Bronx Charter School for Excellence, Series 2013A, 3.000%, 4/01/18 |
No Opt. Call | BBB– | 378,127 | ||||||||||||||
2,500 | Chautauqua County Capital resource Corporation, New York, Revenue Refunding Bonds, Jamestown Center City Development Corporation Project, Guaranteed by the Gebbie foundation, Series 2013D, 1.350%, 11/01/31 (Mandatory put 11/01/17) |
No Opt. Call | AA– | 2,511,950 | ||||||||||||||
1,300 | Dormitory Authority of the State of New York, Insured Revenue Bonds, Pace University, Series 2013A, 4.000%, 5/01/16 |
No Opt. Call | BBB– | 1,332,045 | ||||||||||||||
2,090 | Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, General Purpose Series 2012B, 5.000%, 3/15/18 |
No Opt. Call | AAA | 2,425,717 | ||||||||||||||
975 | Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2000A, 0.000%, 6/01/16 – AGM Insured |
No Opt. Call | AA– | 954,886 | ||||||||||||||
150 | Long Island Power Authority, New York, Electric System Revenue Bonds, Refunding Series 2010A, 4.000%, 5/01/15 (ETM) |
No Opt. Call | A– (4) | 157,013 | ||||||||||||||
1,620 | Metropolitan Transportation Authority, New York, Transportation Revenue Bonds, Series 2013A, 2.000%, 11/15/14 |
No Opt. Call | A | 1,643,425 | ||||||||||||||
815 | Monroe County Industrial Development Corporation, New York, Revenue Bonds, St. John Fisher College, Series 2012A, 3.000%, 6/01/14 |
No Opt. Call | Aa3 | 820,632 | ||||||||||||||
2,660 | Nassau Health Care Corporation, New York, Revenue Anticipation Notes, Series 2014, 2.250%, 1/15/15 |
No Opt. Call | N/R | 2,681,120 | ||||||||||||||
2,000 | New York City Transitional Finance Authority, New York, Future Tax Secured Bonds, Subordinate Fiscal 2014 Series B-1, 5.000%, 11/01/18 (WI/DD, Settling 2/04/14) |
No Opt. Call | AAA | 2,355,360 | ||||||||||||||
1,035 | New York City, New York, General Obligation Bonds, Fiscal 2012 Series I, 5.000%, 8/01/14 |
No Opt. Call | AA | 1,060,295 | ||||||||||||||
8,000 | New York City, New York, General Obligation Bonds, Fiscal 2014 Series G, 5.000%, 8/01/17 |
No Opt. Call | AA | 9,133,520 | ||||||||||||||
2,000 | New York State Energy Research and Development Authority, Pollution Control Revenue Bonds, New York State Electric and Gas Corporation, Series 2011A, 2.125%, 3/15/15 |
No Opt. Call | A3 | 2,026,140 | ||||||||||||||
2,500 | New York State Environmental Facilities Corporation, State Clean Water and Drinking Water Revolving Funds Revenue Bonds, New York City Municipal Water Finance Authority Projects, Second Resolution Series 2013A, 5.000%, 6/15/17 |
No Opt. Call | AAA | 2,862,725 | ||||||||||||||
900 | New York State Thruway Authority, General Revenue Bonds, Series 2012I, 4.000%, 1/01/15 |
No Opt. Call | A | 931,095 | ||||||||||||||
1,920 | New York State Thruway Authority, General Revenue Junior Indebtedness Obligations, Series 2013A, 5.000%, 5/01/19 |
No Opt. Call | A– | 2,235,014 |
Nuveen Investments | 19 |
Nuveen Short Term Municipal Bond Fund (continued)
Portfolio of Investments January 31, 2014 (Unaudited)
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
New York (continued) |
||||||||||||||||||
$ | 1,235 | New York State Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed and State Contingency Contract-Backed Bonds, Series 2013B, 5.000%, 6/01/19 |
6/14 at 100.00 | AA– | $ | 1,254,303 | ||||||||||||
8,000 | New York State Urban Development Corporation, State Personal Income Tax Revenue Bonds, General Purpose Group A Series 2013E, 2.000%, 3/15/15 |
No Opt. Call | AAA | 8,169,280 | ||||||||||||||
3,500 | Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Seventy Eighth Series 2013, 5.000%, 12/01/17 (Alternative Minimum Tax) |
No Opt. Call | AA– | 4,020,835 | ||||||||||||||
7,050 | Port Authority of New York and New Jersey, Consolidated Revenue Bonds, One Hundred Seventy Second Series 2012, 5.000%, 10/01/15 (Alternative Minimum Tax) |
No Opt. Call | AA– | 7,589,325 | ||||||||||||||
1,780 | Schenectady County Capital Resource Corporation, New York, FHA insured Mortgage Revenue Bonds, Ellis Hospital Project, Refunding Series 2012, 1.750%, 2/15/18 – AGM Insured |
No Opt. Call | AA+ | 1,787,067 | ||||||||||||||
1,450 | St. Lawrence County Industrial Development Agency Civic Development Corporation, New York, Revenue Bonds, Clarkson University Project, Series 2012B, 2.500%, 9/01/42 (Mandatory put 3/01/16) |
No Opt. Call | A3 | 1,481,378 | ||||||||||||||
2,500 | Triborough Bridge and Tunnel Authority, New York, General Purpose Revenue Bonds, Bond Anticipation Note Series 2014A, 5.000%, 5/15/15 (WI/DD, Settling 2/06/14) |
No Opt. Call | A+ | 2,654,075 | ||||||||||||||
450 | Westchester County Local Development Corporation, New York, Revenue Refunding Bonds, Kendal on Hudson Project, Series 2013, 2.000%, 1/01/16 |
No Opt. Call | BBB | 454,491 | ||||||||||||||
2,000 | Westchester County, New York, General Obligation Bonds, Series 2013B, 4.000%, 7/01/15 |
No Opt. Call | AAA | 2,109,360 | ||||||||||||||
1,500 | Yonkers, New York, General Obligation Bonds, Series 2011A, 5.000%, 10/01/14 |
No Opt. Call | A+ | 1,543,170 | ||||||||||||||
1,250 | Yonkers, New York, General Obligation Refunding Bonds, Series 2012A, 4.000%, 7/01/15 |
No Opt. Call | A+ | 1,304,875 | ||||||||||||||
63,450 | Total New York |
67,799,938 | ||||||||||||||||
North Carolina – 0.2% |
||||||||||||||||||
625 | New Hanover County, North Carolina, Hospital Revenue Bonds, New Hanover Regional Medical Center, Refunding Series 2013, 4.000%, 10/01/15 |
No Opt. Call | A+ | 662,006 | ||||||||||||||
985 | North Carolina Medical Care Commission, Health Care Facilities Revenue and Refunding Revenue Bonds, Columbus Regional Healthcare System, Series 2013A, 4.000%, 10/01/15 |
No Opt. Call | BBB | 1,023,543 | ||||||||||||||
1,610 | Total North Carolina |
1,685,549 | ||||||||||||||||
North Dakota – 1.3% |
||||||||||||||||||
300 | Burleigh County, North Dakota, Health Care Revenue Bonds, Saint Alexius Medical Center Project, Refunding Series 2012A, 2.500%, 7/01/14 |
No Opt. Call | BBB+ | 301,338 | ||||||||||||||
3,040 | Fargo, North Dakota, Health System Revenue Bonds, Sanford Health, Refunding Series 2011, 3.500%, 11/01/16 |
No Opt. Call | A+ | 3,268,213 | ||||||||||||||
Williston Parks and Recreation District, North Dakota, Sales Tax & Gross Revenue Bonds, Series 2012A: |
||||||||||||||||||
115 | 1.150%, 3/01/14 |
No Opt. Call | A | 115,069 | ||||||||||||||
600 | 2.000%, 3/01/15 |
No Opt. Call | A | 606,570 | ||||||||||||||
2,835 | Williston, North Dakota, Limited Obligation Bonds, Certificates of Indebtedness, Series 2013A, 2.500%, 11/01/15 |
11/14 at 100.00 | N/R | 2,852,038 | ||||||||||||||
Williston, North Dakota, Sales Tax Revenue Bonds, Series 2013A: |
||||||||||||||||||
1,000 | 3.000%, 5/01/15 – AGM Insured |
No Opt. Call | AA– | 1,024,650 | ||||||||||||||
1,000 | 3.000%, 5/01/16 – AGM Insured |
No Opt. Call | AA– | 1,046,630 | ||||||||||||||
8,890 | Total North Dakota |
9,214,508 |
20 | Nuveen Investments |
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
Ohio – 3.4% |
||||||||||||||||||
$ | 1,805 | Cincinnati, Ohio, General Obligation Bonds, Various Purpose Series 2011A, 5.000%, 12/01/16 |
No Opt. Call | AA+ | $ | 2,032,484 | ||||||||||||
785 | Cleveland State University, Ohio, General Receipts Bonds, Series 2007A, 5.750%, 6/01/14 – FGIC Insured |
No Opt. Call | A+ | 799,468 | ||||||||||||||
490 | Fairfield County, Ohio, Hospital Facilities Revenue Bonds, Fairfield Medical Center Project, Series 2013, 3.000%, 6/15/14 |
No Opt. Call | Baa2 | 494,449 | ||||||||||||||
Hamilton County, Ohio, Revenue Bonds, Children’s Hospital Medical Center, Series 2004J: |
||||||||||||||||||
1,835 | 5.250%, 5/15/15 (Pre-refunded 5/15/14) – NPFG Insured |
5/14 at 100.00 | A (4) | 1,862,048 | ||||||||||||||
2,585 | 5.250%, 5/15/17 (Pre-refunded 5/15/14) – NPFG Insured |
5/14 at 100.00 | A (4) | 2,623,103 | ||||||||||||||
2,720 | 5.250%, 5/15/18 (Pre-refunded 5/15/14) – NPFG Insured |
5/14 at 100.00 | A (4) | 2,760,093 | ||||||||||||||
1,000 | Ohio Air Quality Development Authority, Ohio, Air Quality Revenue Refunding Bonds, Ohio Power Company Project, Series 2010A, 3.250%, 6/01/41 (Mandatory put 6/02/14) |
No Opt. Call | Baa1 | 1,007,080 | ||||||||||||||
7,005 | Ohio Air Quality Development Authority, Ohio, Pollution Control Revenue Refunding Bonds, FirstEnergy Generation Corp. Project, Series 2009D, 2.250%, 8/01/29 (Mandatory put 9/15/16) |
No Opt. Call | BBB– | 7,019,430 | ||||||||||||||
320 | Ohio Higher Educational Facilities Commission, Revenue Bonds, University of Dayton, Refunding Series 2009, 5.000%, 12/01/16 |
No Opt. Call | A | 356,614 | ||||||||||||||
1,000 | Ohio State, Capital Facilities Lease-Appropriation Bonds, Administrative Building Fund Projects, Series 2013A, 5.000%, 10/01/17 |
No Opt. Call | AA | 1,151,240 | ||||||||||||||
1,715 | Ohio State, Capital Facilities Lease-Appropriation Bonds, Cultural & Sports Facilities Building Fund Projects, Series 2013B, 5.000%, 4/01/18 |
No Opt. Call | AA | 1,990,086 | ||||||||||||||
1,000 | Ohio State, Capital Facilities Lease-Appropriation Bonds, Parks & Recreation Improvement Fund Projects, Series 2013A, 3.000%, 8/01/17 |
No Opt. Call | AA | 1,075,950 | ||||||||||||||
465 | Ohio State, Hospital Revenue Bonds, University Hospitals Health System, Inc., Series 2013A, 4.000%, 1/15/16 |
No Opt. Call | A | 493,584 | ||||||||||||||
1,000 | Warren County, Ohio ,Healthcare Facilities Revenue Refunding Bonds, Otterbein Homes Obligated Group, Series 2013A, 3.000%, 7/01/15 |
No Opt. Call | A | 1,026,920 | ||||||||||||||
23,725 | Total Ohio |
24,692,549 | ||||||||||||||||
Oklahoma – 0.7% |
||||||||||||||||||
Cleveland County Educational Facilities Authority, Oklahoma, Educational Facilities Lease Revenue Bonds, Moore Public Schools Project, Series 2013: |
||||||||||||||||||
2,450 | 5.000%, 6/01/15 |
No Opt. Call | A | 2,596,829 | ||||||||||||||
845 | 5.000%, 6/01/16 |
No Opt. Call | A | 926,281 | ||||||||||||||
1,125 | Tulsa County Industrial Authority, Oklahoma, Educational Facilities Lease Revenue Bonds, Jenks Public Schools Project, Series 2009, 5.000%, 9/01/14 |
No Opt. Call | AA– | 1,155,803 | ||||||||||||||
4,420 | Total Oklahoma |
4,678,913 | ||||||||||||||||
Oregon – 1.5% |
||||||||||||||||||
Emerald Peoples Utility District, Oregon, Electric System Revenue Bonds, Refunding Series 2013: |
||||||||||||||||||
475 | 3.000%, 11/01/15 |
No Opt. Call | A1 | 494,964 | ||||||||||||||
1,000 | 3.000%, 11/01/16 |
No Opt. Call | A1 | 1,059,190 | ||||||||||||||
2,000 | Gilliam County, Oregon, Solid Waste Disposal Revenue Bonds, Waste Management Inc., Variable Rate Demand Obligations, Series 2000A, 0.850%, 8/01/25 (Mandatory put 5/01/14) (Alternative Minimum Tax) |
6/14 at 100.00 | A– | 1,999,180 |
Nuveen Investments | 21 |
Nuveen Short Term Municipal Bond Fund (continued)
Portfolio of Investments January 31, 2014 (Unaudited)
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
Oregon (continued) |
||||||||||||||||||
$ | 660 | Klamath Falls Intercommunity Hospital Authority, Oregon, Revenue Bonds, Sky Lakes Medical Center Project, Series 2012, 4.000%, 9/01/15 |
No Opt. Call | BBB+ | $ | 690,235 | ||||||||||||
Local Oregon Capital Assets Program, Certificates of Participation, City of Cottage Grove, Oregon, Series 2013A: |
||||||||||||||||||
860 | 3.000%, 9/15/14 |
No Opt. Call | Baa2 | 871,103 | ||||||||||||||
880 | 4.000%, 9/15/15 |
No Opt. Call | Baa2 | 919,134 | ||||||||||||||
2,850 | Medford Hospital Facilities Authority, Oregon, Hospital Revenue Bonds, Asante Health System, Refunding Series 2010, 5.000%, 8/15/15 – AGM Insured |
No Opt. Call | AA– | 3,038,754 | ||||||||||||||
360 | Multnomah County Hospital Facilities Authority, Oregon, Revenue Refunding Bond, Terwilliger Plaza, Inc., Series 2012, 2.000%, 12/01/14 |
No Opt. Call | BBB | 362,891 | ||||||||||||||
1,030 | Portland, Oregon, Sewer System Revenue Bonds, Refunding Series 2007A, 5.000%, 6/01/14 – NPFG Insured |
No Opt. Call | AA | 1,046,799 | ||||||||||||||
10,115 | Total Oregon |
10,482,250 | ||||||||||||||||
Pennsylvania – 5.4% |
||||||||||||||||||
1,240 | Allegheny County Airport Authority, Pennsylvania, Airport Revenue Bonds, Pittsburgh International Airport, Refunding Series 2010A, 5.000%, 1/01/16 – AGM Insured (Alternative Minimum Tax) |
No Opt. Call | AA– | 1,343,193 | ||||||||||||||
Economy Municipal Authority, Pennsylvania, Sewer Revenue Bonds, Refunding Series 2013: |
||||||||||||||||||
350 | 3.000%, 12/15/17 |
No Opt. Call | AA | 373,853 | ||||||||||||||
300 | 3.000%, 12/15/18 |
No Opt. Call | AA | 318,579 | ||||||||||||||
Indiana County Hospital Authority, Pennsylvania, Hospital Revenue Bonds, Indiana Regional Medical Center, Series 2014A: |
||||||||||||||||||
125 | 4.000%, 6/01/15 |
No Opt. Call | Baa3 | 129,411 | ||||||||||||||
180 | 4.000%, 6/01/16 |
No Opt. Call | Baa3 | 189,344 | ||||||||||||||
185 | 4.000%, 6/01/17 |
No Opt. Call | Baa3 | 195,978 | ||||||||||||||
250 | 4.000%, 6/01/18 |
No Opt. Call | Baa3 | 264,145 | ||||||||||||||
655 | Lancaster County Hospital Authority, Pennsylvania, Health Center Revenue Bonds, Saint Anne’s Retirement Community, Inc., Series 2012, 3.000%, 4/01/14 |
No Opt. Call | BB+ | 654,889 | ||||||||||||||
Lancaster Industrial Development Authority, Pennsylvania, Revenue Bonds, Garden Spot Village Project, Series 2013: |
||||||||||||||||||
460 | 3.000%, 5/01/14 |
No Opt. Call | BBB | 462,521 | ||||||||||||||
360 | 3.000%, 5/01/15 |
No Opt. Call | BBB | 367,409 | ||||||||||||||
300 | 5.000%, 5/01/16 |
No Opt. Call | BBB | 321,138 | ||||||||||||||
1,000 | 5.000%, 5/01/18 |
No Opt. Call | BBB | 1,079,630 | ||||||||||||||
1,465 | Marion Center Area School District, Indiana County, Pennsylvania, General Obligation Bonds, Refunding Series 2013, 2.000%, 9/01/16 |
No Opt. Call | A | 1,517,930 | ||||||||||||||
2,340 | Penn Hills School District, Allegheny County, Pennsylvania, General Obligation Bonds, Series 2012A, 4.000%, 10/01/14 |
No Opt. Call | A1 | 2,397,938 | ||||||||||||||
220 | Pennsylvania Economic Development Financing Authority, Solid Waste Disposal Revenue Bonds, Waste Management Inc., Project, Series 2009, 1.750%, 12/01/33 (Mandatory put 12/01/15) |
No Opt. Call | A– | 222,226 | ||||||||||||||
3,000 | Pennsylvania Economic Development Financing Authority, Solid Waste Disposal Revenue Bonds, Waste Management Inc., Project, Series 2011, 2.625%, 7/01/41 (Mandatory put 7/01/14) |
No Opt. Call | A– | 3,024,028 | ||||||||||||||
840 | Pennsylvania Higher Educational Facilities Authority, Revenue Bonds, AICUP Financing Program-Delaware Valley College of Science and Agriculture Project, Series 2012 LL1, 4.000%, 11/01/16 |
No Opt. Call | Baa3 | 875,339 |
22 | Nuveen Investments |
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
Pennsylvania (continued) |
||||||||||||||||||
$ | 2,965 | Pennsylvania Higher Educational Facilities Authority, Revenue Bonds, Association of Independent Colleges and Universities of Pennsylvania Financing Program-Messiah College Project, Series 2001-14, 0.600%, 11/01/31 (Mandatory put 11/01/14) |
11/14 at 100.00 | A | $ | 2,967,224 | ||||||||||||
Pennsylvania Higher Educational Facilities Authority, Revenue Bonds, Foundation for Student Housing at Indiana University, Project Series 2012A: |
||||||||||||||||||
100 | 3.000%, 7/01/14 |
No Opt. Call | BBB+ | 100,852 | ||||||||||||||
320 | 3.000%, 7/01/15 |
No Opt. Call | BBB+ | 327,859 | ||||||||||||||
Pennsylvania Higher Educational Facilities Authority, Revenue Bonds, Widener University, Series 2013A: |
||||||||||||||||||
275 | 4.000%, 7/15/15 |
No Opt. Call | A– | 287,667 | ||||||||||||||
825 | 5.000%, 7/15/17 |
No Opt. Call | A– | 924,017 | ||||||||||||||
Pennsylvania Higher Educational Facilities Authority, Revenue Refunding Bonds, Lock Haven University Foundation Student Housing Project, Series 2013A: |
||||||||||||||||||
610 | 2.000%, 7/01/15 |
No Opt. Call | BBB– | 603,345 | ||||||||||||||
540 | 3.000%, 7/01/16 |
No Opt. Call | BBB– | 539,752 | ||||||||||||||
640 | 3.000%, 7/01/17 |
No Opt. Call | BBB– | 637,363 | ||||||||||||||
180 | Pennsylvania Higher Educational Facilities Authority, Revenue Refunding Bonds, Lock Haven University Foundation Student Housing Project, Series 2013A, 2.000%, 7/01/14 |
No Opt. Call | BBB– | 179,640 | ||||||||||||||
1,020 | Philadelphia Gas Works, Pennsylvania, Revenue Bonds, General Ordinance, Eighth Series 2009A, 5.000%, 8/01/16 |
No Opt. Call | BBB+ | 1,113,055 | ||||||||||||||
1,000 | Philadelphia Redevelopment Authority, Pennsylvania, Revenue Bonds, Philadelphia Neighborhood Transformation Initiative, Series 2012, 5.000%, 4/15/14 |
No Opt. Call | A+ | 1,009,400 | ||||||||||||||
5,000 | Philadelphia, Pennsylvania, General Obligation Bonds, Refunding Series 2011, 5.000%, 8/01/14 |
No Opt. Call | A+ | 5,121,646 | ||||||||||||||
1,000 | Philadelphia, Pennsylvania, Water and Wastewater Revenue Refunding Bonds Series 2014A, 5.000%, 7/01/18 |
No Opt. Call | A1 | 1,165,560 | ||||||||||||||
1,755 | Pittsburgh School District, Allegheny County, Pennsylvania, General Obligation Bonds, Series 2002, 5.375%, 9/01/14 – AGM Insured |
No Opt. Call | AA– | 1,807,790 | ||||||||||||||
2,880 | Pittsburgh School District, Allegheny County, Pennsylvania, General Obligation Refunding Bonds, Series 2002A, 5.500%, 9/01/18 – AGM Insured |
No Opt. Call | AA– | 3,407,213 | ||||||||||||||
1,000 | Pittsburgh Water and Sewer Authority, Pennsylvania, Water and Sewer System First Lien Revenue Refunding Bonds, Series 2013A, 4.000%, 9/01/16 – AGM Insured |
No Opt. Call | AA– | 1,084,900 | ||||||||||||||
505 | Pittsburgh, Pennsylvania, General Obligation Bonds, Series 2012A, 3.000%, 9/01/14 |
No Opt. Call | A+ | 513,024 | ||||||||||||||
540 | Scranton, Pennsylvania, Sewer Authority Revenue Bonds, Series 2011A, 3.500%, 12/01/14 – AGM Insured |
No Opt. Call | AA– | 553,192 | ||||||||||||||
Union County Hospital Authority, Pennsylvania, Hospital Revenue Bonds, Evangelical Community Hospital Project, Refunding and Improvement Series 2011: |
||||||||||||||||||
1,385 | 4.000%, 8/01/15 |
No Opt. Call | BBB+ | 1,425,387 | ||||||||||||||
1,440 | 4.250%, 8/01/16 |
No Opt. Call | BBB+ | 1,512,259 | ||||||||||||||
37,250 | Total Pennsylvania |
39,018,696 | ||||||||||||||||
Puerto Rico – 0.1% |
||||||||||||||||||
500 | Puerto Rico Industrial, Tourist, Educational, Medical and Environmental Control Facilities Financing Authority, Higher Education Revenue Bonds, Inter-American University of Puerto Rico Project, Refunding Series 2012, 4.000%, 10/01/14 |
No Opt. Call | A– | 498,580 | ||||||||||||||
500 | Puerto Rico Municipal Finance Agency, Series 2005B, 5.000%, 7/01/14 – CIFG Insured |
No Opt. Call | AA– | 501,725 | ||||||||||||||
1,000 | Total Puerto Rico |
1,000,305 |
Nuveen Investments | 23 |
Nuveen Short Term Municipal Bond Fund (continued)
Portfolio of Investments January 31, 2014 (Unaudited)
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
Rhode Island – 0.6% |
||||||||||||||||||
Rhode Island Health and Educational Building Corporation, Higher Education Facility Revenue Refunding Bonds, Board of Education General Revenue Bonds, Series 2013B: |
||||||||||||||||||
$ | 250 | 3.000%, 9/15/16 |
No Opt. Call | A1 | $ | 263,720 | ||||||||||||
555 | 3.000%, 9/15/17 |
No Opt. Call | A1 | 590,526 | ||||||||||||||
270 | Rhode Island Health and Educational Building Corporation, Higher Education Facility Revenue Refunding Bonds, University of Rhode Island General Revenue Bonds, Series 2013A, 3.000%, 9/15/16 |
No Opt. Call | Aa3 | 285,177 | ||||||||||||||
1,025 | Rhode Island Economic Development Corporation, Airport Revenue Bonds, Refunding Series 2013C, 4.000%, 7/01/15 (Alternative Minimum Tax) |
No Opt. Call | A3 | 1,070,295 | ||||||||||||||
Rhode Island Health and Education Building Corporation, State Board of Education Auxiliary Enterprise Revenue Refunding Issue, Series 2013D: |
||||||||||||||||||
650 | 5.000%, 9/15/16 |
No Opt. Call | A2 | 719,472 | ||||||||||||||
1,020 | 5.000%, 9/15/17 |
No Opt. Call | A2 | 1,157,404 | ||||||||||||||
250 | Rhode Island Student Loan Authority, Student Loan Program Revenue Bonds, Senior Series 2013A, 4.000%, 12/01/15 (Alternative Minimum Tax) |
No Opt. Call | A+ | 261,898 | ||||||||||||||
4,020 | Total Rhode Island |
4,348,492 | ||||||||||||||||
South Carolina – 0.6% |
||||||||||||||||||
500 | South Carolina JOBS Economic Development Authority, Hospital Revenue Bonds, Bon Secours Health System Obligated Group, Series 2012, 4.000%, 11/01/15 |
No Opt. Call | A– | 524,545 | ||||||||||||||
590 | South Carolina JOBS Economic Development Authority, Revenue Bonds, Waste Management of South Carolina, Inc. Project, Series 2008, 2.875%, 2/01/15 |
No Opt. Call | A– | 601,151 | ||||||||||||||
500 | South Carolina Jobs-Economic Development Authority, Hospital Revenue Bonds, Palmetto Health, Refunding & Improvement Series 2009, 5.000%, 8/01/15 |
No Opt. Call | BBB+ | 526,955 | ||||||||||||||
South Carolina Jobs-Economic Development Authority, Hospital Revenue Bonds, Palmetto Health, Refunding Series 2013A: |
||||||||||||||||||
1,500 | 3.000%, 8/01/15 |
No Opt. Call | BBB+ | 1,537,605 | ||||||||||||||
1,000 | 5.000%, 8/01/16 |
No Opt. Call | BBB+ | 1,083,080 | ||||||||||||||
4,090 | Total South Carolina |
4,273,336 | ||||||||||||||||
South Dakota – 0.5% |
||||||||||||||||||
1,305 | South Dakota Health and Educational Facilities Authority, Revenue Bonds, Sanford Health, Series 2009, 4.500%, 11/01/15 |
No Opt. Call | A+ | 1,389,969 | ||||||||||||||
730 | South Dakota Health and Educational Facilities Authority, Revenue Bonds, Westhills Village Retirement Community, Series 2012, 3.500%, 9/01/16 |
No Opt. Call | A | 766,208 | ||||||||||||||
1,700 | South Dakota Housing Development Authority, Multiple Purpose Revenue Bonds, Series 2013A, 1.600%, 5/01/18 |
No Opt. Call | Aa3 | 1,703,893 | ||||||||||||||
3,735 | Total South Dakota |
3,860,070 | ||||||||||||||||
Tennessee – 1.4% |
||||||||||||||||||
1,000 | Memphis-Shelby County Airport Authority, Tennessee, Airport Revenue Bonds, Series 2010B, 5.000%, 7/01/16 (Alternative Minimum Tax) |
No Opt. Call | A | 1,092,370 | ||||||||||||||
1,290 | Memphis-Shelby County Sports Authority, Tennessee, Revenue Bonds, Memphis Arena, Refunding Series 2009B, 5.500%, 11/01/20 |
11/19 at 100.00 | AA– | 1,517,130 | ||||||||||||||
Metropolitan Government of Nashville-Davidson County Health and Educational Facilities Board, Tennessee, Revenue Bonds, Belmont University Project, Series 2012: |
||||||||||||||||||
1,000 | 2.000%, 11/01/14 |
No Opt. Call | BBB+ | 1,008,310 | ||||||||||||||
1,050 | 2.000%, 11/01/15 |
No Opt. Call | BBB+ | 1,065,309 | ||||||||||||||
1,000 | 3.000%, 11/01/16 |
No Opt. Call | BBB+ | 1,045,060 |
24 | Nuveen Investments |
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
Tennessee (continued) |
||||||||||||||||||
$ | 500 | Metropolitan Government of Nashville-Davidson County, Tennessee, General Obligation Bonds, Refunding & Improvement Series 2010A, 4.000%, 7/01/15 |
No Opt. Call | Aa1 | $ | 527,050 | ||||||||||||
1,800 | Metropolitan Nashville Airport Authority, Tennessee, Airport Revenue Bonds, Refunding & Improvement Series 2010A, 5.000%, 7/01/16 |
No Opt. Call | A | 1,981,710 | ||||||||||||||
1,710 | Shelby County Health, Educational and Housing Facilities Board, Tennessee, Revenue Bonds, Methodist Healthcare, Series 2004, 5.000%, 9/01/17 – AGM Insured |
No Opt. Call | AA– | 1,948,066 | ||||||||||||||
9,350 | Total Tennessee |
10,185,005 | ||||||||||||||||
Texas – 3.7% |
||||||||||||||||||
1,000 | Brazosport Independent School District, Brazoria County, Texas, General Obligation Bonds, Series 2004, 5.000%, 2/15/20 (Pre-refunded 2/15/14) |
2/14 at 100.00 | Aaa | 1,001,910 | ||||||||||||||
Corpus Christi Business and Job Development Corporation, Texas, Sales Tax Revenue Bonds, Arena Project, Refunding Series 2014: |
||||||||||||||||||
870 | 4.000%, 9/01/17 (WI/DD, Settling 2/06/14) |
No Opt. Call | AA– | 959,401 | ||||||||||||||
1,000 | 4.000%, 9/01/18 (WI/DD, Settling 2/06/14) |
No Opt. Call | AA– | 1,112,867 | ||||||||||||||
1,000 | Dallas-Fort Worth International Airport, Texas, Joint Revenue Bonds, Refunding Series 2009A, 5.000%, 11/01/21 |
11/16 at 100.00 | A+ | 1,092,097 | ||||||||||||||
3,000 | Dallas-Fort Worth International Airport, Texas, Joint Revenue Bonds, Refunding Series 2013E, 5.000%, 11/01/16 (Alternative Minimum Tax) |
No Opt. Call | A+ | 3,323,880 | ||||||||||||||
800 | Harris County Cultural Education Facilities Finance Corporation, Texas, Revenue Refunding Bonds, Young Men’s Christian Association of the Greater Houston Area, Series 2013A, 5.000%, 6/01/17 |
No Opt. Call | Baa3 | 883,536 | ||||||||||||||
1,000 | Harrison County Health Facilities Development Corporation, Texas, Hospital Revenue Bonds, Good Shepherd Health System, Refunding Series 2010, 4.000%, 7/01/15 |
No Opt. Call | BBB+ | 1,020,590 | ||||||||||||||
680 | Houston, Texas, First Lien Combined Utility System Revenue Bonds, Series 2009, 3.000%, 4/01/14 |
No Opt. Call | A– | 683,040 | ||||||||||||||
2,620 | Longview Independent School District, Gregg County, Texas, General Obligation Bonds, School Building Series 2008, 0.000%, 2/15/16 |
No Opt. Call | AAA | 2,594,534 | ||||||||||||||
1,000 | McCamey County Hospital District, Texas, General Obligation Bonds, Series 2013, 3.000%, 12/01/18 |
No Opt. Call | Baa2 | 1,012,260 | ||||||||||||||
2,005 | Midtown Redevelopment Authority, Texas, Tax Increment Contract Revenue, Refunding Series 2011, 4.000%, 1/01/15 |
No Opt. Call | A– | 2,063,386 | ||||||||||||||
1,045 | Sam Rayburn Municipal Power Agency, Texas, Power Supply System Revenue Refunding Bonds, Series 2012, 5.000%, 10/01/14 |
No Opt. Call | BBB+ | 1,075,566 | ||||||||||||||
Tarrant County Cultural Education Facilities Finance Corporation, Texas, Hospital Revenue Bonds, Hendrick Medical Center, Series 2009A: |
||||||||||||||||||
1,425 | 4.000%, 9/01/15 – AGC Insured |
No Opt. Call | AA– | 1,496,464 | ||||||||||||||
1,260 | 4.000%, 9/01/16 – AGC Insured |
No Opt. Call | AA– | 1,356,088 | ||||||||||||||
1,405 | 4.375%, 9/01/18 – AGC Insured |
No Opt. Call | AA– | 1,572,729 | ||||||||||||||
Tarrant County Cultural Education Facilities Finance Corporation, Texas, Hospital Revenue Bonds, Hendrick Medical Center, Series 2013: |
||||||||||||||||||
730 | 3.000%, 9/01/15 |
No Opt. Call | A2 | 754,470 | ||||||||||||||
490 | 4.000%, 9/01/16 |
No Opt. Call | A2 | 526,824 | ||||||||||||||
400 | Tarrant County Cultural Education Facilities Finance Corporation, Texas, Hospital Revenue Bonds, Scott & White Healthcare Project, Series 2013A, 5.000%, 8/15/15 |
No Opt. Call | Aa3 | 426,492 | ||||||||||||||
3,000 | Texas Municipal Gas Acquisition and Supply Corporation III, Gas Supply Revenue Bonds, Series 2012, 5.000%, 12/15/16 |
No Opt. Call | A3 | 3,299,940 | ||||||||||||||
24,730 | Total Texas |
26,256,074 |
Nuveen Investments | 25 |
Nuveen Short Term Municipal Bond Fund (continued)
Portfolio of Investments January 31, 2014 (Unaudited)
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
Vermont – 0.1% |
||||||||||||||||||
$ | 770 | Vermont Housing Finance Agency, Multiple Purpose Bonds, Series 2012B, 1.900%, 11/01/16 (Alternative Minimum Tax) |
No Opt. Call | AA | $ | 778,493 | ||||||||||||
Virgin Islands – 1.2% |
||||||||||||||||||
360 | Virgin Islands Public Finance Authority, Gross Receipts Taxes Loan Note, Series 2006, 5.000%, 10/01/15 – FGIC Insured |
No Opt. Call | A | 380,930 | ||||||||||||||
6,985 | Virgin Islands Public Finance Authority, Gross Receipts Taxes Loan Note, Series 2012C, 3.000%, 10/01/17 |
No Opt. Call | BBB+ | 7,255,669 | ||||||||||||||
1,035 | Virgin Islands Public Finance Authority, Matching Fund Loan Notes Revenue Bonds, Series 2009B, 5.000%, 10/01/19 |
No Opt. Call | BBB | 1,167,356 | ||||||||||||||
8,380 | Total Virgin Islands |
8,803,955 | ||||||||||||||||
Virginia – 1.3% |
||||||||||||||||||
1,100 | Dulles Town Center Community Development Authority, Loudon County, Virginia Special Assessment Refunding Bonds, Dulles Town Center Project, Series 2012, 3.000%, 3/01/16 |
No Opt. Call | N/R | 1,086,148 | ||||||||||||||
1,000 | Fredericksburg Economic Development Authority, Virginia, Hospital Facilities Revenue Bonds, MediCorp Health System, Series 2007, 5.000%, 6/15/17 |
No Opt. Call | Baa1 | 1,088,300 | ||||||||||||||
1,275 | Henrico County Economic Development Authority, Virginia, Revenue Bonds, Bon Secours Health System Obligated Group, Series 2013, 4.000%, 11/01/16 |
No Opt. Call | A– | 1,371,008 | ||||||||||||||
6,000 | Virginia Public Building Authority, Public Facilities Revenue Bonds, Series 2004A, 5.000%, 8/01/14 |
2/14 at 100.00 | AA+ | 6,024,660 | ||||||||||||||
9,375 | Total Virginia |
9,570,116 | ||||||||||||||||
Washington – 0.9% |
||||||||||||||||||
400 | King and Pierce Counties School District 408 Auburn, Washington, General Obligation Bonds, Refunding Series 2013, 3.000%, 12/01/14 |
No Opt. Call | Aa1 | 409,392 | ||||||||||||||
1,000 | Port of Seattle, Washington, Revenue Bonds, Refunding Inter-Lien Series 2010C, 5.000%, 2/01/16 |
No Opt. Call | A+ | 1,088,730 | ||||||||||||||
Skagit County Public Hospital District 1, Washington, Revenue Bonds, Skagit Regional Health, Improvement & Refunding Series 2013A: |
||||||||||||||||||
470 | 4.000%, 12/01/16 |
No Opt. Call | Baa2 | 501,203 | ||||||||||||||
1,425 | 4.000%, 12/01/17 |
No Opt. Call | Baa2 | 1,532,901 | ||||||||||||||
390 | 5.000%, 12/01/18 |
No Opt. Call | Baa2 | 432,857 | ||||||||||||||
205 | Washington Health Care Facilities Authority, Revenue Bonds, Kadlec Regional Medical Center, Series 2012, 4.000%, 12/01/16 |
No Opt. Call | Baa3 | 218,374 | ||||||||||||||
Washington Higher Education Facilities Authority Revenue Bonds, Whitworth University Project, Series 2012: |
||||||||||||||||||
150 | 3.000%, 10/01/14 |
No Opt. Call | Baa1 | 151,962 | ||||||||||||||
275 | 4.000%, 10/01/16 |
No Opt. Call | Baa1 | 293,271 | ||||||||||||||
1,150 | Washington State Health Care Facilities Authority, Revenue Bonds, Central Washington Health Services Association, Series 2009, 5.000%, 7/01/14 |
No Opt. Call | Baa3 | 1,164,893 | ||||||||||||||
500 | Washington State Housing Finance Commission, Non-Profit Revenue Bonds, Emerald Heights Project, Refunding 2013, 3.000%, 7/01/15 |
No Opt. Call | A– | 511,890 | ||||||||||||||
5,965 | Total Washington |
6,305,473 | ||||||||||||||||
West Virginia – 0.7% |
||||||||||||||||||
1,000 | Mason County, West Virginia, Pollution Control Revenue Bonds, Appalachian Power Company, Series 2003L, 2.000%, 10/01/22 (Mandatory put 10/01/14) |
No Opt. Call | Baa1 | 1,007,220 |
26 | Nuveen Investments |
Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
West Virginia (continued) |
||||||||||||||||||
$ | 3,750 | West Virginia Economic Development Authority, Solid Waste Disposal Facilities Revenue Bonds, Appalachian Power Company – Amos Project, Series 2011A, 2.250%, 1/01/41 (Mandatory put 9/01/16) (Alternative Minimum Tax) |
No Opt. Call | Baa1 | $ | 3,813,900 | ||||||||||||
4,750 | Total West Virginia |
4,821,120 | ||||||||||||||||
Wisconsin – 0.6% |
||||||||||||||||||
130 | Appleton, Wisconsin, Storm Water System Revenue Bonds, Series 2012, 2.000%, 4/01/14 |
No Opt. Call | Aa2 | 130,348 | ||||||||||||||
1,000 | Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Aurora Health Care, Inc., Series 2010A, 5.000%, 4/15/16 |
No Opt. Call | A | 1,087,380 | ||||||||||||||
Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Beaver Dam Community Hospitals Inc., Series 2013A: |
||||||||||||||||||
150 | 2.000%, 8/15/14 |
No Opt. Call | BBB– | 150,617 | ||||||||||||||
1,000 | 3.000%, 8/15/15 |
No Opt. Call | BBB– | 1,020,047 | ||||||||||||||
610 | Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Beloit Health System, Inc., Series 2010B, 5.000%, 4/01/17 |
No Opt. Call | A– | 669,811 | ||||||||||||||
290 | Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Ministry Health Care, Inc., Series 2010A, 5.000%, 8/15/15 |
No Opt. Call | A+ | 307,832 | ||||||||||||||
385 | Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Three Pillars Senior Living Communities, Refunding Series 2013, 2.000%, 8/15/14 |
No Opt. Call | A– | 387,726 | ||||||||||||||
500 | Wisconsin Health and Educational Facilities Authority, Revenue Bonds, Watertown Regional Medical Center, Inc., Series 2012, 2.000%, 9/01/16 |
No Opt. Call | BBB+ | 510,480 | ||||||||||||||
4,065 | Total Wisconsin |
4,264,241 | ||||||||||||||||
Wyoming – 0.2% |
||||||||||||||||||
Natrona County, Wyoming, Hospital Revenue Bonds, Wyoming Medical Center Project, Series 2011: |
||||||||||||||||||
200 | 4.000%, 9/15/14 |
No Opt. Call | A3 | 203,440 | ||||||||||||||
530 | 4.000%, 9/15/15 |
No Opt. Call | A3 | 552,181 | ||||||||||||||
300 | 4.000%, 9/15/16 |
No Opt. Call | A3 | 318,480 | ||||||||||||||
1,030 | Total Wyoming |
1,074,101 | ||||||||||||||||
$ | 653,327 | Total Long-Term Investments (cost $680,013,026) |
688,753,069 | |||||||||||||||
Shares/ Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
SHORT-TERM INVESTMENTS – 6.0% |
||||||||||||||||||
MONEY MARKET FUNDS – 2.0% |
||||||||||||||||||
14,223,765 | First American Tax Free Obligations Fund, Class Z, 0.000%, (8) |
N/A | N/A | $ | 14,223,765 | |||||||||||||
MUNICIPAL BONDS – 3.7% |
||||||||||||||||||
Arizona – 0.8% |
||||||||||||||||||
$ | 5,500 | Glendale Industrial Development Authority, Arizona, Senior Living Facility Revenue Bonds, Friendship Retirement Corporation, Senior Lien, Variable Rate Demand Obligations, Series 1997, 0.150%, 1/01/27 (9) |
2/14 at 100.00 | A-1+ | 5,500,000 |
Nuveen Investments | 27 |
Nuveen Short Term Municipal Bond Fund (continued)
Portfolio of Investments January 31, 2014 (Unaudited)
Shares/ Principal Amount (000) |
Description (1) | Optional Call Provisions (2) |
Ratings (3) | Value | ||||||||||||||
California – 1.1% |
||||||||||||||||||
$ | 2,000 | California Municipal Finance Authority, Solid Waste Revenue Bonds, Republic Services Inc., Variable Demand Obligation, Refunding Series 2010, 0.450%, 9/01/21 (Mandatory put 4/01/14) (9) |
No Opt. Call | A-2 | $ | 2,000,000 | ||||||||||||
6,000 | California Pollution Control Financing Authority, Solid Waste Disposal Revenue Bonds, Republic Services Inc., Variable Rate Demand Obligations, Series 2010A, 0.700%, 8/01/23 (Alternative Minimum Tax) (9) |
No Opt. Call | A-2 | 6,000,000 | ||||||||||||||
Total California |
8,000,000 | |||||||||||||||||
Colorado – 0.3% |
||||||||||||||||||
1,900 | Colorado Educational and Cultural Facilities Authority, Revenue Bonds, Denver Seminary Project, Variable Rate Demand Obligations, Series 2004, 0.150%, 7/01/34 (9) |
2/14 at 100.00 | A-1+ | 1,900,000 | ||||||||||||||
Iowa – 0.2% |
||||||||||||||||||
1,250 | Iowa Higher Education Loan Authority, Private Education Working Capital Loan Program, University of Dubuque , Revenue Anticipation Notes, Variable Rate Demand Obligations, Series 2013A, 3.000%, 5/15/14 (9) |
No Opt. Call | SP-1 | 1,257,750 | ||||||||||||||
New Jersey – 0.8% |
||||||||||||||||||
6,090 | New Jersey State, Special Obligation Tax and Revenue Anticipation Notes, Variable Rate Demand Obligations, Series 2013C, 2.000%, 6/26/14 (9) |
No Opt. Call | SP-1 | 6,131,717 | ||||||||||||||
North Carolina – 0.5% |
||||||||||||||||||
4,000 | North Carolina Capital Facilities Financing Agency, Solid Waste Disposal Revenue Bonds, Republic Services Inc., Project, Variable Rate Demand Obligations, Series 2013, 0.700%, 6/01/38 (Alternative Minimum Tax) (9) |
3/14 at 100.00 | A-2 | 4,000,000 | ||||||||||||||
Texas – 0.3% |
||||||||||||||||||
2,000 | Mission Economic Development Corporation, Texas, Solid Waste Disposal Revenue Bonds, Allied Waste North America, Inc., Variable Rate Demand Obligations, Series 2008A, 0.450%, 1/01/20 (Mandatory put 4/01/14) (9) |
No Opt. Call | A-2 | 2,000,000 | ||||||||||||||
$ | 28,740 | Total Municipal Bonds |
28,789,467 | |||||||||||||||
Total Short-Term Investments (cost $43,010,622) |
43,013,232 | |||||||||||||||||
Total Investments (cost $723,023,648) – 102.1% |
731,766,301 | |||||||||||||||||
Other Assets Less Liabilities – (2.1)% |
(14,711,741 | ) | ||||||||||||||||
Net Assets – 100% |
$ | 717,054,560 |
Fair Value Measurements
Fair value is defined as the price that the Fund would receive upon selling an investment or transferring a liability in an orderly transaction to an independent buyer in the principal or most advantageous market for the investment. A three-tier hierarchy is used to maximize the use of observable market data and minimize the use of unobservable inputs and to establish classification of fair value measurements for disclosure purposes. Observable inputs reflect the assumptions market participants would use in pricing the asset or liability. Observable inputs are based on market data obtained from sources independent of the reporting entity. Unobservable inputs reflect the reporting entity’s own assumptions about the assumptions market participants would use in pricing the asset or liability. Unobservable inputs are based on the best information available in the circumstances. The following is a summary of the three-tiered hierarchy of valuation input levels.
Level 1 – | Inputs are unadjusted and prices are determined using quoted prices in active markets for identical securities. | |
Level 2 – | Prices are determined using other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risk, etc.). | |
Level 3 – | Prices are determined using significant unobservable inputs (including management’s assumptions in determining the fair value of investments). |
28 | Nuveen Investments |
The inputs or methodologies used for valuing securities are not an indication of the risks associated with investing in those securities. The following is a summary of the Fund’s fair value measurements as of the end of the reporting period:
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
Long-Term Investments: | ||||||||||||||||
Municipal Bonds |
$ | — | $ | 688,731,655 | $ | 21,414 | $ | 688,753,069 | ||||||||
Short-Term Investments: | ||||||||||||||||
Money Market Funds |
14,223,765 | — | — | 14,223,765 | ||||||||||||
Municipal Bonds |
— | 28,789,467 | — | 28,789,467 | ||||||||||||
Total | $ | 14,223,765 | $ | 717,521,122 | $ | 21,414 | $ | 731,766,301 |
Income Tax Information
The following information is presented on an income tax basis. Differences between amounts for financial statement and federal income tax purposes are primarily due to timing differences in recognizing certain gains and losses on investment transactions. To the extent that differences arise that are permanent in nature, such amounts are reclassified within the capital accounts on the Statement of Assets and Liabilities presented in the annual report, based on their federal tax basis treatment; temporary differences do not require reclassification. Temporary and permanent differences do not impact the net asset value of the Fund.
As of January 31, 2014, the cost of investments was $723,023,648.
Gross unrealized appreciation and gross unrealized depreciation of investments as of January 31, 2014, were as follows:
Gross unrealized: | ||||
Appreciation |
$ | 10,216,934 | ||
Depreciation |
(1,474,281 | ) | ||
Net unrealized appreciation (depreciation) of investments | $ | 8,742,653 |
(1) | All percentages shown in the Portfolio of Investments are based on net assets. |
(2) | Optional Call Provisions: Dates (month and year) and prices of the earliest optional call or redemption. There may be other call provisions at varying prices at later dates. Certain mortgage-backed securities may be subject to periodic principal paydowns. |
(3) | Ratings: Using the highest of Standard & Poor’s Group (“Standard & Poor’s”), Moody’s Investors Service, Inc. (“Moody’s”) or Fitch, Inc. (“Fitch”) rating. Ratings below BBB by Standard & Poor’s, Baa by Moody’s or BBB by Fitch are considered to be below investment grade. Holdings designated N/R are not rated by any of these national rating agencies. |
(4) | Backed by an escrow or trust containing sufficient U.S. Government or U.S. Government agency securities, which ensure the timely payment of principal and interest. Certain bonds backed by U.S. Government or agency securities are regarded as having an implied rating equal to the rating of such securities. |
(5) | During July 2010, the original issue for this security (1,000,000 par, 5.50% coupon and May, 15, 2015 maturity) was restructured into two new securities. The first security, which is 30% of the original issue, has 300,000 par, 0.0% coupon and May 15, 2050 maturity. The second security, which is the remaining 70% of the issue, has a 700,000 par, 5.1% coupon and May 15, 2014 maturity. During September 2011, the Adviser concluded this issue is not likely to meet its future interest payment obligations and has directed the Fund’s custodian to cease accruing additional income on the Fund’s records. |
(6) | At or subsequent to the end of the reporting period, this security is non-income producing. Non-income producing, in the case of a fixed-income security, generally denotes that the issuer has (1) defaulted on the payment of principal or interest, (2) is under the protection of the Federal Bankruptcy Court or (3) the Fund’s Adviser has concluded that the issue is not likely to meet its future interest payment obligations and has directed the Fund’s custodian to cease accruing additional income on the Fund’s records. |
(7) | Investment valued at fair value using methods determined in good faith by, or at the discretion of, the Board of Directors. For fair value measurement disclosure purposes, investment classified as Level 3. |
(8) | The rate shown is the annualized seven-day effective yield as of the end of the reporting period. |
(9) | Investment has a maturity of more than one year, but has variable rate and demand features which qualify it as a short-term investment. The rate disclosed is that in effect as of the end of the reporting period. This rate changes periodically based on market conditions or a specified market index. |
N/A | Not applicable. |
WI/DD | Investment, or a portion of investment purchased on a when-issued or delayed delivery basis. |
(ETM) | Escrowed to maturity. |
Reg S | Regulation S allows U.S. companies to sell securities to persons or entities located outside of the United States without registering those securities with the Securities and Exchange Commission. Specifically, Regulation S provides a safe harbor from the registration requirements of the Securities Act for the offers and sales of securities by both foreign and domestic issuers that are made outside the United States. |
Nuveen Investments | 29 |
Item 2. Controls and Procedures.
(a) | The registrant’s principal executive and principal financial officers, or persons performing similar functions, have concluded that the registrant’s disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940, as amended (the “1940 Act”) (17 CFR 270.30a-3(c))) are effective, as of a date within 90 days of the filing date of this report that includes the disclosure required by this paragraph, based on their evaluation of the controls and procedures required by Rule 30a-3(b) under the 1940 Act (17 CFR 270.30a-3(b)) and Rules 13a-15(b) or 15d-15(b) under the Securities Exchange Act of 1934 (17 CFR 240.13a-15(b) or 240.15d-15(b)). |
(b) | There were no changes in the registrant’s internal control over financial reporting (as defined in Rule 30a-3(d) under the 1940 Act (17 CFR 270.30a-3(d)) that occurred during the registrant’s last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the registrant’s internal control over financial reporting. |
Item 3. Exhibits.
File as exhibits as part of this Form a separate certification for each principal executive officer and principal financial officer of the registrant as required by Rule 30a-2(a) under the 1940 Act (17 CFR 270.30a-2(a)), exactly as set forth below: See Ex-99. CERT attached hereto.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Nuveen Investment Funds, Inc.
By (Signature and Title) |
/s/ Kevin J. McCarthy | |
Kevin J. McCarthy | ||
Vice President and Secretary |
Date: April 17, 2014
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
By (Signature and Title) |
/s/ Gifford R. Zimmerman | |
Gifford R. Zimmerman | ||
Chief Administrative Officer (principal executive officer) |
Date: April 17, 2014
By (Signature and Title) |
/s/ Stephen D. Foy | |
Stephen D. Foy | ||
Vice President and Controller (principal financial officer) |
Date: April 17, 2014
This ‘N-Q/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
5/15/14 | ||||
Filed on / Effective on: | 4/17/14 | |||
4/1/14 | N-Q | |||
For Period End: | 1/31/14 | N-Q | ||
List all Filings |