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As Of Filer Filing For·On·As Docs:Size Issuer Agent 3/27/18 Transamerica Funds N-Q 1/31/18 2:20M Donnelley … Solutions/FA → Transamerica Asset Allocation – Conservative Portfolio ⇒ A (ICLAX) — Advisor (TACVX) — B (ICLBX) — C (ICLLX) — Class T1 (TACQX) — Class T2 (TACUX) — I (TACIX) — R (ICVRX) → Transamerica Asset Allocation – Growth Portfolio ⇒ A (IAAAX) — Advisor (TAGVX) — B (IAABX) — C (IAALX) — Class T1 (TAGTX) — Class T2 (TAGUX) — I (TAGIX) — R (IGWRX) → Transamerica Asset Allocation – Moderate Growth Portfolio ⇒ A (IMLAX) — Advisor (TMGQX) — B (IMLBX) — C (IMLLX) — Class T1 (TMGUX) — Class T2 (TMGWX) — I (TMGIX) — R (IMGRX) → Transamerica Asset Allocation – Moderate Portfolio ⇒ A (IMOAX) — Advisor (TMMVX) — B (IMOBX) — C (IMOLX) — Class T1 (TMMTX) — Class T2 (TMMUX) — I (TMMIX) — R (IMDRX) → Transamerica Asset Allocation Intermediate Horizon ⇒ R (TAARX) — R4 (TAAFX) → Transamerica Asset Allocation Long Horizon ⇒ R (TALRX) — R4 (TALFX) → Transamerica Asset Allocation Short Horizon ⇒ R (TSHRX) — R4 (TSHFX) → Transamerica Balanced II ⇒ I3 (TBLTX) — R (TBLRX) — R4 (TBLFX) → Transamerica Bond ⇒ A (IDITX) — Advisor (TAFKX) — B (IFLBX) — C (IFLLX) — Class T1 (TFXTX) — Class T2 (TFXUX) — I (TFXIX) — I2 — R1 — R6 (TAFLX) → Transamerica Bond ⇒ I2 — R1 — R6 (TABSX) → Transamerica Capital Growth ⇒ A (IALAX) — Advisor (TACGX) — B (IACBX) — C (ILLLX) — Class T1 (TFOTX) — Class T2 (TFOUX) — I (TFOIX) — I2 → Transamerica ClearTrack 2015 ⇒ R1 (TCFTX) — R6 (TDKTX) → Transamerica ClearTrack 2020 ⇒ R1 (TCHTX) — R6 (TCSUX) → Transamerica ClearTrack 2025 ⇒ R1 (TDITX) — R6 (TDOTX) → Transamerica ClearTrack 2030 ⇒ R1 (TDFTX) — R6 (TDHTX) → Transamerica ClearTrack 2035 ⇒ R1 (TCETX) — R6 (TCHDX) → Transamerica ClearTrack 2040 ⇒ R1 (TCRTX) — R6 (TCKTX) → Transamerica ClearTrack 2045 ⇒ R1 (TCPTX) — R6 (TCOTX) → Transamerica ClearTrack 2050 ⇒ R1 (TRNTX) — R6 (TCMTX) → Transamerica ClearTrack 2055 ⇒ Class R1 (TCTOX) — Class R6 (TCTSX) → Transamerica ClearTrack 2060 ⇒ Class R1 (TCSOX) — Class R6 (TCSSX) → Transamerica ClearTrack Retirement Income ⇒ R1 (TCITX) — R6 (TCJTX) → Transamerica Concentrated Growth ⇒ A (TORAX) — Advisor (TACNX) — C (TCCGX) — Class T1 (TORQX) — Class T2 (TORUX) — I (TOREX) — I2 → Transamerica Core Bond ⇒ I2 → Transamerica Core Bond (formerly Transamerica Intermediate Bond) ⇒ I2 — I3 (TMBTX) — R (TMBRX) — R4 (TMBFX) → Transamerica Developing Markets Equity ⇒ I2 (TDMIX) → Transamerica Dynamic Allocation ⇒ A (ATTRX) — Advisor (ATTVX) — C (CTTRX) — Class T1 (ATTTX) — Class T2 (ATTUX) — I (ITTOX) → Transamerica Dynamic Income ⇒ A (IGTAX) — Advisor (IGTVX) — C (IGTCX) — Class T1 (IGTTX) — Class T2 (IGTUX) — I (IGTIX) → Transamerica Emerging Markets Debt ⇒ A (EMTAX) — Advisor (TAETX) — C (EMTCX) — Class T1 (EMTTX) — Class T2 (EMTUX) — I (EMTIX) — I2 — R1 — R6 (TAEDX) → Transamerica Emerging Markets Equity ⇒ A (AEMTX) — Advisor (TAEEX) — C (CEMTX) — Class T1 (AEMQX) — Class T2 (AEMUX) — I (IEMTX) — I2 → Transamerica Energy Infrastructure ⇒ A (TMLAX) — Advisor (TAMLX) — C (TMCLX) — Class T1 (TMLTX) — Class T2 (TMLUX) — I (TMLPX) — I2 → Transamerica Event Driven ⇒ A — Advisor (TAEVX) — Class T1 (TEDOX) — Class T2 (TEDWX) — I (TENIX) — I2 → Transamerica Floating Rate ⇒ A (TFLAX) — Advisor (TAFRX) — C (TFLCX) — Class T1 (TFLTX) — Class T2 (TFLUX) — I (TFLIX) — I2 → Transamerica Global Equity ⇒ A (IMNAX) — Advisor (TAGQX) — B (IMNBX) — C (IMNCX) — Class T1 (TMUTX) — Class T2 (TMUWX) — I (TMUIX) — I2 — R1 — R6 (TAGEX) → Transamerica Global Multifactor Macro ⇒ I2 → Transamerica Global Real Estate Securities ⇒ I2 (TRSIX) → Transamerica Government Money Market ⇒ A (IATXX) — B (IBTXX) — C (IMLXX) — I (TAMXX) — I2 — I3 (TGTXX) — R2 (TGRXX) — R4 (TFGXX) → Transamerica Growth ⇒ I2 (TJNIX) — R1 — R6 (TAGOX) → Transamerica High Quality Bond ⇒ I3 (TBDTX) — R (TBDRX) — R4 (TBDFX) → Transamerica High Yield Bond ⇒ A (IHIYX) — Advisor (TAGLX) — B (INCBX) — C (INCLX) — Class T1 (TAHWX) — Class T2 (TAHUX) — I (TDHIX) — I2 — I3 (TAHTX) — R (TAHRX) — R1 — R4 (TAHFX) — R6 (TAHBX) → Transamerica High Yield Muni ⇒ A (THAYX) — Advisor (TAHMX) — C (THCYX) — Class T1 (THCTX) — Class T2 (THCUX) — I (THYIX) — I2 (THYTX) → Transamerica Inflation Opportunities ⇒ A (TIOAX) — Advisor (TAIOX) — C (TIOCX) — Class T1 (TIOWX) — Class T2 (TIOUX) — I (ITIOX) — I2 — R6 (RTIOX) → Transamerica Inflation-Protected Securities ⇒ I3 (TPRTX) — R (TPRRX) — R4 (TPRFX) → Transamerica Intermediate Muni ⇒ A (TAMUX) — Advisor (TAITX) — C (TCMUX) — Class T1 (TAMTX) — Class T2 (TIMWX) — I (TIMUX) — I2 (TIMTX) → Transamerica International Equity ⇒ A (TRWAX) — Advisor (TAIQX) — C (TRWCX) — Class T1 (TRWWX) — Class T2 (TRWUX) — I (TSWIX) — I2 (TRWIX) — I3 (TRWTX) — R (TRWRX) — R1 — R4 (TRWFX) — R6 (TAINX) → Transamerica International Focus ⇒ A (TGRHX) — Advisor — C (TGRJX) — I (TGRGX) — I2 — R (TIGSX) — R4 (TIGFX) — R6 (TGRFX) — T1 — T2 (TIGWX) → Transamerica International Small Cap ⇒ I2 → Transamerica International Small Cap Value ⇒ Advisor (TSLVX) — I (TISVX) — I2 → Transamerica Large Cap Value ⇒ A (TWQAX) — Advisor (TALPX) — C (TWQCX) — I (TWQIX) — I2 (TWQZX) — R1 — R6 (TALCX) — T1 (TWQTX) — T2 (TWQUX) → Transamerica Large Core ESG ⇒ I3 (TLATX) — R (TLARX) — R4 (TLAFX) → Transamerica Large Growth ⇒ I3 (TGWTX) — R (TGWRX) — R4 (TGWFX) → Transamerica Large Value Opportunities ⇒ I3 (TLOTX) — R (TLORX) — R4 (TLOFX) → Transamerica Long/Short Strategy ⇒ I2 → Transamerica Managed Futures Strategy ⇒ I2 → Transamerica Mid Cap Growth ⇒ A (MCGAX) — Advisor (TAMGX) — C (MGTCX) — Class T1 (IMCTX) — I (IMCGX) — I2 — I3 (TMITX) — R (TMIRX) — R4 (TMIFX) → Transamerica Mid Cap Value ⇒ I2 → Transamerica Mid Cap Value Opportunities ⇒ A (MCVAX) — Advisor (TAMOX) — C (MCVCX) — Class T1 (MVTTX) — Class T2 (MVTUX) — I (MVTIX) — I2 — I3 (TOTTX) — R (TOTRX) — R4 (TOTFX) — R6 (MVTRX) → Transamerica Multi-Asset Income ⇒ A (TASHX) — Advisor (TASKX) — C (TCSHX) — Class T1 (TCSWX) — Class T2 (TCSQX) — I (TSHIX) — I2 → Transamerica Multi-Cap Growth ⇒ A (ITSAX) — Advisor (TAMHX) — B (ITCBX) — C (ITSLX) — Class T1 (TGPTX) — Class T2 (TGPUX) — I (TGPIX) — I2 → Transamerica Multi-Managed Balanced ⇒ A (IBALX) — Advisor (IBAVX) — B (IBABX) — C (IBLLX) — Class T1 (IBATX) — Class T2 (IBAUX) — I (TBLIX) — I2 — R1 — R6 (TAMMX) → Transamerica Multi-Manager Alternative Strategies Portfolio ⇒ A (IMUAX) — Advisor (IMUVX) — C (IMUCX) — Class T1 (IMUTX) — Class T2 (IMUUX) — I (TASIX) — R1 — R6 (TAMAX) → Transamerica Short-Term Bond ⇒ A (ITAAX) — Advisor (TASBX) — C (ITACX) — Class T1 (ITATX) — Class T2 (ITAUX) — I (TSTIX) — I2 (TSIWX) — R1 — R6 (TASTX) → Transamerica Small Cap Core ⇒ A (SCCAX) — Advisor (TASOX) — C (SCCCX) — Class T1 (ISMQX) — Class T2 (ISMUX) — I (ISMTX) — I2 — I3 (TCCTX) — R (TCCRX) — R4 (TCCFX) → Transamerica Small Cap Growth ⇒ A (ASGTX) — Advisor (TASPX) — C (CSGTX) — Class T1 (RTSTX) — Class T2 (RTSUX) — I (ISCGX) — I2 (TSPIX) — I3 (TSPTX) — R (TSPRX) — R4 (TSPFX) — R6 (RTSGX) → Transamerica Small Cap Value ⇒ A (TSLAX) — Advisor (TASLX) — C (TSLCX) — Class T1 (TSLWX) — Class T2 (TSLUX) — I (TSLIX) — I2 — I3 (TSLTX) — R (TRSLX) — R4 (TSLFX) — R6 (TSLRX) → Transamerica Small/Mid Cap Value ⇒ A (IIVAX) — Advisor (TASDX) — B (IIVBX) — C (IIVLX) — Class T1 (TASWX) — Class T2 (TASUX) — I (TSVIX) — I2 (TSMVX) — R1 — R6 (TASMX) → Transamerica Sustainable Equity Income ⇒ A (TDFAX) — Advisor (TADVX) — C (TDFCX) — Class T1 (TADTX) — Class T2 (TADUX) — I (TDFIX) — I2 (TRDIX) — R1 — R6 (TADFX) → Transamerica Total Return ⇒ I2 → Transamerica Unconstrained Bond ⇒ A (TUNAX) — Advisor (TAUNX) — C (TUNBX) — Class T1 (TUNTX) — Class T2 (TUNUX) — I (TUNIX) — I2 → Transamerica US Growth ⇒ A (TADAX) — Advisor (TAUGX) — B (TADBX) — C (TADCX) — Class T1 (TJNTX) — Class T2 (TJNUX) — I (TDEIX) — I2 — T (TWMTX) |
Document/Exhibit Description Pages Size 1: N-Q Quarterly Schedule of Portfolio Holdings of a HTML 11.85M Management Investment Company 2: EX-99.CERT Miscellaneous Exhibit HTML 18K
EX-99.CERT |
Exhibit
Section 302 N-Q Certification of Principal Executive Officer
TRANSAMERICA FUNDS
FOR THE PERIOD ENDING JANUARY 31, 2018
I, Marijn P. Smit, certify that:
1. | I have reviewed this report on Form N-Q of Transamerica Funds: |
2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
3. | Based on my knowledge, the Schedules of Investments included in this report fairly present in all material respects the investments of the Registrant as of the end of the fiscal quarter for which the report is filed; |
4. | The Registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the Registrant and have: |
(a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the Registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
(b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
(c) | Evaluated the effectiveness of the Registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and |
(d) | Disclosed in this report any change in the Registrant’s internal control over financial reporting that occurred during the Registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the Registrant’s internal control over financial reporting; and |
5. | The Registrant’s other certifying officer and I have disclosed to the Registrant’s auditors and the audit committee of the Registrant’s Board of Trustees (or persons performing the equivalent functions): |
(a) | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the Registrant’s ability to record, process, summarize, and report financial information; and |
(b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the Registrant’s internal control over financial reporting. |
Date: March 27, 2018 | By: | /s/ Marijn P. Smit | ||||
Marijn P. Smit | ||||||
Title: | President and Chief Executive Officer | |||||
(Principal Executive Officer) |
EXHIBIT
Section 302 N-Q Certification of Principal Financial Officer
TRANSAMERICA FUNDS
FOR THE PERIOD ENDING JANUARY 31, 2018
I, Vincent J. Toner, certify that:
1. | I have reviewed this report on Form N-Q of Transamerica Funds; |
2. | Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; |
3. | Based on my knowledge, the Schedules of Investment included in this report fairly present in all material respects the investments of the Registrant as of the end of the fiscal quarter for which the report is filed; |
4. | The Registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the Registrant and have: |
(a) | Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the Registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; |
(b) | Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; |
(c) | Evaluated the effectiveness of the Registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and |
(d) | Disclosed in this report any change in the Registrant’s internal control over financial reporting that occurred during the Registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the Registrant’s internal control over financial reporting; and |
5. | The Registrant’s other certifying officer and I have disclosed to the Registrant’s auditors and the audit committee of the Registrant’s Board of Trustees (or persons performing the equivalent functions): |
(a) | All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the Registrant’s ability to record, process, summarize, and report financial information; and |
(b) | Any fraud, whether or not material, that involves management or other employees who have a significant role in the Registrant’s internal control over financial reporting. |
Date: March 27, 2018 | By: | /s/ Vincent J. Toner | ||||
Vincent J. Toner | ||||||
Title: | Vice President and Treasurer | |||||
(Principal Financial Officer) |
This ‘N-Q’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed on / Effective on: | 3/27/18 | 24F-2NT | ||
For Period End: | 1/31/18 | N-MFP2 | ||
List all Filings |