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Transamerica Funds – ‘N-Q’ for 1/31/18 – ‘EX-99.CERT’

On:  Tuesday, 3/27/18, at 1:00pm ET   ·   Effective:  3/27/18   ·   For:  1/31/18   ·   Accession #:  1193125-18-97275   ·   File #:  811-04556

Previous ‘N-Q’:  ‘N-Q’ on 11/24/17 for 9/30/17   ·   Next:  ‘N-Q’ on 5/22/18 for 3/31/18   ·   Latest:  ‘N-Q’ on 3/26/19 for 1/31/19

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/27/18  Transamerica Funds                N-Q         1/31/18    2:20M                                    Donnelley … Solutions/FATransamerica Asset Allocation – Conservative Portfolio A (ICLAX) — Advisor (TACVX) — B (ICLBX) — C (ICLLX) — Class T1 (TACQX) — Class T2 (TACUX) — I (TACIX) — R (ICVRX)Transamerica Asset Allocation – Growth Portfolio A (IAAAX) — Advisor (TAGVX) — B (IAABX) — C (IAALX) — Class T1 (TAGTX) — Class T2 (TAGUX) — I (TAGIX) — R (IGWRX)Transamerica Asset Allocation – Moderate Growth Portfolio A (IMLAX) — Advisor (TMGQX) — B (IMLBX) — C (IMLLX) — Class T1 (TMGUX) — Class T2 (TMGWX) — I (TMGIX) — R (IMGRX)Transamerica Asset Allocation – Moderate Portfolio A (IMOAX) — Advisor (TMMVX) — B (IMOBX) — C (IMOLX) — Class T1 (TMMTX) — Class T2 (TMMUX) — I (TMMIX) — R (IMDRX)Transamerica Asset Allocation Intermediate Horizon R (TAARX) — R4 (TAAFX)Transamerica Asset Allocation Long Horizon R (TALRX) — R4 (TALFX)Transamerica Asset Allocation Short Horizon R (TSHRX) — R4 (TSHFX)Transamerica Balanced II I3 (TBLTX) — R (TBLRX) — R4 (TBLFX)Transamerica Bond A (IDITX) — Advisor (TAFKX) — B (IFLBX) — C (IFLLX) — Class T1 (TFXTX) — Class T2 (TFXUX) — I (TFXIX) — I2R1R6 (TAFLX)Transamerica Bond I2R1R6 (TABSX)Transamerica Capital Growth A (IALAX) — Advisor (TACGX) — B (IACBX) — C (ILLLX) — Class T1 (TFOTX) — Class T2 (TFOUX) — I (TFOIX) — I2Transamerica ClearTrack 2015 R1 (TCFTX) — R6 (TDKTX)Transamerica ClearTrack 2020 R1 (TCHTX) — R6 (TCSUX)Transamerica ClearTrack 2025 R1 (TDITX) — R6 (TDOTX)Transamerica ClearTrack 2030 R1 (TDFTX) — R6 (TDHTX)Transamerica ClearTrack 2035 R1 (TCETX) — R6 (TCHDX)Transamerica ClearTrack 2040 R1 (TCRTX) — R6 (TCKTX)Transamerica ClearTrack 2045 R1 (TCPTX) — R6 (TCOTX)Transamerica ClearTrack 2050 R1 (TRNTX) — R6 (TCMTX)Transamerica ClearTrack 2055 Class R1 (TCTOX) — Class R6 (TCTSX)Transamerica ClearTrack 2060 Class R1 (TCSOX) — Class R6 (TCSSX)Transamerica ClearTrack Retirement Income R1 (TCITX) — R6 (TCJTX)Transamerica Concentrated Growth A (TORAX) — Advisor (TACNX) — C (TCCGX) — Class T1 (TORQX) — Class T2 (TORUX) — I (TOREX) — I2Transamerica Core Bond I2Transamerica Core Bond (formerly Transamerica Intermediate Bond) I2I3 (TMBTX) — R (TMBRX) — R4 (TMBFX)Transamerica Developing Markets Equity I2 (TDMIX)Transamerica Dynamic Allocation A (ATTRX) — Advisor (ATTVX) — C (CTTRX) — Class T1 (ATTTX) — Class T2 (ATTUX) — I (ITTOX)Transamerica Dynamic Income A (IGTAX) — Advisor (IGTVX) — C (IGTCX) — Class T1 (IGTTX) — Class T2 (IGTUX) — I (IGTIX)Transamerica Emerging Markets Debt A (EMTAX) — Advisor (TAETX) — C (EMTCX) — Class T1 (EMTTX) — Class T2 (EMTUX) — I (EMTIX) — I2R1R6 (TAEDX)Transamerica Emerging Markets Equity A (AEMTX) — Advisor (TAEEX) — C (CEMTX) — Class T1 (AEMQX) — Class T2 (AEMUX) — I (IEMTX) — I2Transamerica Energy Infrastructure A (TMLAX) — Advisor (TAMLX) — C (TMCLX) — Class T1 (TMLTX) — Class T2 (TMLUX) — I (TMLPX) — I2Transamerica Event Driven AAdvisor (TAEVX) — Class T1 (TEDOX) — Class T2 (TEDWX) — I (TENIX) — I2Transamerica Floating Rate A (TFLAX) — Advisor (TAFRX) — C (TFLCX) — Class T1 (TFLTX) — Class T2 (TFLUX) — I (TFLIX) — I2Transamerica Global Equity A (IMNAX) — Advisor (TAGQX) — B (IMNBX) — C (IMNCX) — Class T1 (TMUTX) — Class T2 (TMUWX) — I (TMUIX) — I2R1R6 (TAGEX)Transamerica Global Multifactor Macro I2Transamerica Global Real Estate Securities I2 (TRSIX)Transamerica Government Money Market A (IATXX) — B (IBTXX) — C (IMLXX) — I (TAMXX) — I2I3 (TGTXX) — R2 (TGRXX) — R4 (TFGXX)Transamerica Growth I2 (TJNIX) — R1R6 (TAGOX)Transamerica High Quality Bond I3 (TBDTX) — R (TBDRX) — R4 (TBDFX)Transamerica High Yield Bond A (IHIYX) — Advisor (TAGLX) — B (INCBX) — C (INCLX) — Class T1 (TAHWX) — Class T2 (TAHUX) — I (TDHIX) — I2I3 (TAHTX) — R (TAHRX) — R1R4 (TAHFX) — R6 (TAHBX)Transamerica High Yield Muni A (THAYX) — Advisor (TAHMX) — C (THCYX) — Class T1 (THCTX) — Class T2 (THCUX) — I (THYIX) — I2 (THYTX)Transamerica Inflation Opportunities A (TIOAX) — Advisor (TAIOX) — C (TIOCX) — Class T1 (TIOWX) — Class T2 (TIOUX) — I (ITIOX) — I2R6 (RTIOX)Transamerica Inflation-Protected Securities I3 (TPRTX) — R (TPRRX) — R4 (TPRFX)Transamerica Intermediate Muni A (TAMUX) — Advisor (TAITX) — C (TCMUX) — Class T1 (TAMTX) — Class T2 (TIMWX) — I (TIMUX) — I2 (TIMTX)Transamerica International Equity A (TRWAX) — Advisor (TAIQX) — C (TRWCX) — Class T1 (TRWWX) — Class T2 (TRWUX) — I (TSWIX) — I2 (TRWIX) — I3 (TRWTX) — R (TRWRX) — R1R4 (TRWFX) — R6 (TAINX)Transamerica International Focus A (TGRHX) — AdvisorC (TGRJX) — I (TGRGX) — I2R (TIGSX) — R4 (TIGFX) — R6 (TGRFX) — T1T2 (TIGWX)Transamerica International Small Cap I2Transamerica International Small Cap Value Advisor (TSLVX) — I (TISVX) — I2Transamerica Large Cap Value A (TWQAX) — Advisor (TALPX) — C (TWQCX) — I (TWQIX) — I2 (TWQZX) — R1R6 (TALCX) — T1 (TWQTX) — T2 (TWQUX)Transamerica Large Core ESG I3 (TLATX) — R (TLARX) — R4 (TLAFX)Transamerica Large Growth I3 (TGWTX) — R (TGWRX) — R4 (TGWFX)Transamerica Large Value Opportunities I3 (TLOTX) — R (TLORX) — R4 (TLOFX)Transamerica Long/Short Strategy I2Transamerica Managed Futures Strategy I2Transamerica Mid Cap Growth A (MCGAX) — Advisor (TAMGX) — C (MGTCX) — Class T1 (IMCTX) — I (IMCGX) — I2I3 (TMITX) — R (TMIRX) — R4 (TMIFX)Transamerica Mid Cap Value I2Transamerica Mid Cap Value Opportunities A (MCVAX) — Advisor (TAMOX) — C (MCVCX) — Class T1 (MVTTX) — Class T2 (MVTUX) — I (MVTIX) — I2I3 (TOTTX) — R (TOTRX) — R4 (TOTFX) — R6 (MVTRX)Transamerica Multi-Asset Income A (TASHX) — Advisor (TASKX) — C (TCSHX) — Class T1 (TCSWX) — Class T2 (TCSQX) — I (TSHIX) — I2Transamerica Multi-Cap Growth A (ITSAX) — Advisor (TAMHX) — B (ITCBX) — C (ITSLX) — Class T1 (TGPTX) — Class T2 (TGPUX) — I (TGPIX) — I2Transamerica Multi-Managed Balanced A (IBALX) — Advisor (IBAVX) — B (IBABX) — C (IBLLX) — Class T1 (IBATX) — Class T2 (IBAUX) — I (TBLIX) — I2R1R6 (TAMMX)Transamerica Multi-Manager Alternative Strategies Portfolio A (IMUAX) — Advisor (IMUVX) — C (IMUCX) — Class T1 (IMUTX) — Class T2 (IMUUX) — I (TASIX) — R1R6 (TAMAX)Transamerica Short-Term Bond A (ITAAX) — Advisor (TASBX) — C (ITACX) — Class T1 (ITATX) — Class T2 (ITAUX) — I (TSTIX) — I2 (TSIWX) — R1R6 (TASTX)Transamerica Small Cap Core A (SCCAX) — Advisor (TASOX) — C (SCCCX) — Class T1 (ISMQX) — Class T2 (ISMUX) — I (ISMTX) — I2I3 (TCCTX) — R (TCCRX) — R4 (TCCFX)Transamerica Small Cap Growth A (ASGTX) — Advisor (TASPX) — C (CSGTX) — Class T1 (RTSTX) — Class T2 (RTSUX) — I (ISCGX) — I2 (TSPIX) — I3 (TSPTX) — R (TSPRX) — R4 (TSPFX) — R6 (RTSGX)Transamerica Small Cap Value A (TSLAX) — Advisor (TASLX) — C (TSLCX) — Class T1 (TSLWX) — Class T2 (TSLUX) — I (TSLIX) — I2I3 (TSLTX) — R (TRSLX) — R4 (TSLFX) — R6 (TSLRX)Transamerica Small/Mid Cap Value A (IIVAX) — Advisor (TASDX) — B (IIVBX) — C (IIVLX) — Class T1 (TASWX) — Class T2 (TASUX) — I (TSVIX) — I2 (TSMVX) — R1R6 (TASMX)Transamerica Sustainable Equity Income A (TDFAX) — Advisor (TADVX) — C (TDFCX) — Class T1 (TADTX) — Class T2 (TADUX) — I (TDFIX) — I2 (TRDIX) — R1R6 (TADFX)Transamerica Total Return I2Transamerica Unconstrained Bond A (TUNAX) — Advisor (TAUNX) — C (TUNBX) — Class T1 (TUNTX) — Class T2 (TUNUX) — I (TUNIX) — I2Transamerica US Growth A (TADAX) — Advisor (TAUGX) — B (TADBX) — C (TADCX) — Class T1 (TJNTX) — Class T2 (TJNUX) — I (TDEIX) — I2T (TWMTX)

Quarterly Schedule of Portfolio Holdings of a Management Investment Company   —   Form N-Q
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-Q         Quarterly Schedule of Portfolio Holdings of a       HTML  11.85M 
                          Management Investment Company                          
 2: EX-99.CERT  Miscellaneous Exhibit                               HTML     18K 


EX-99.CERT   —   Miscellaneous Exhibit


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  EX-99.CERT  

Exhibit

Section 302 N-Q Certification of Principal Executive Officer

TRANSAMERICA FUNDS

FOR THE PERIOD ENDING JANUARY 31, 2018

I, Marijn P. Smit, certify that:

 

  1.

I have reviewed this report on Form N-Q of Transamerica Funds:

 

  2.

Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

 

  3.

Based on my knowledge, the Schedules of Investments included in this report fairly present in all material respects the investments of the Registrant as of the end of the fiscal quarter for which the report is filed;

 

  4.

The Registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the Registrant and have:

 

  (a)

Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the Registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

 

  (b)

Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

 

  (c)

Evaluated the effectiveness of the Registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and

 

  (d)

Disclosed in this report any change in the Registrant’s internal control over financial reporting that occurred during the Registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the Registrant’s internal control over financial reporting; and

 

  5.

The Registrant’s other certifying officer and I have disclosed to the Registrant’s auditors and the audit committee of the Registrant’s Board of Trustees (or persons performing the equivalent functions):

 

  (a)

All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the Registrant’s ability to record, process, summarize, and report financial information; and

 

  (b)

Any fraud, whether or not material, that involves management or other employees who have a significant role in the Registrant’s internal control over financial reporting.

 

Date: March 27, 2018     By:   /s/ Marijn P. Smit
      Marijn P. Smit
    Title:   President and Chief Executive Officer
      (Principal Executive Officer)


EXHIBIT

Section 302 N-Q Certification of Principal Financial Officer

TRANSAMERICA FUNDS

FOR THE PERIOD ENDING JANUARY 31, 2018

I, Vincent J. Toner, certify that:

 

  1.

I have reviewed this report on Form N-Q of Transamerica Funds;

 

  2.

Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;

 

  3.

Based on my knowledge, the Schedules of Investment included in this report fairly present in all material respects the investments of the Registrant as of the end of the fiscal quarter for which the report is filed;

 

  4.

The Registrant’s other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the Registrant and have:

 

  (a)

Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the Registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;

 

  (b)

Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;

 

  (c)

Evaluated the effectiveness of the Registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report, based on such evaluation; and

 

  (d)

Disclosed in this report any change in the Registrant’s internal control over financial reporting that occurred during the Registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the Registrant’s internal control over financial reporting; and

 

  5.

The Registrant’s other certifying officer and I have disclosed to the Registrant’s auditors and the audit committee of the Registrant’s Board of Trustees (or persons performing the equivalent functions):

 

  (a)

All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the Registrant’s ability to record, process, summarize, and report financial information; and

 

  (b)

Any fraud, whether or not material, that involves management or other employees who have a significant role in the Registrant’s internal control over financial reporting.

 

Date: March 27, 2018     By:  

/s/ Vincent J. Toner

      Vincent J. Toner
    Title:   Vice President and Treasurer
      (Principal Financial Officer)

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘N-Q’ Filing    Date    Other Filings
Filed on / Effective on:3/27/1824F-2NT
For Period End:1/31/18N-MFP2
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Filing Submission 0001193125-18-097275   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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