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Columbia Funds Variable Series Trust II – ‘NSAR-B’ for 12/31/17 – ‘EX-99.77E LEGAL’

On:  Tuesday, 2/27/18, at 2:01pm ET   ·   Effective:  2/27/18   ·   For:  12/31/17   ·   Accession #:  1193125-18-60456   ·   File #:  811-22127

Previous ‘NSAR-B’:  ‘NSAR-B’ on 2/27/17 for 12/31/16   ·   Latest ‘NSAR-B’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/27/18  Columbia Funds Var Series Tr II   NSAR-B     12/31/17    5:1M                                     Donnelley … Solutions/FAColumbia Variable Portfolio – Balanced Fund 3 Classes/ContractsColumbia Variable Portfolio – Commodity Strategy Fund 2 Classes/ContractsColumbia Variable Portfolio – Core Equity FundColumbia Variable Portfolio – Disciplined Core Fund 3 Classes/ContractsColumbia Variable Portfolio – Dividend Opportunity Fund 3 Classes/ContractsColumbia Variable Portfolio – Emerging Markets Bond Fund 2 Classes/ContractsColumbia Variable Portfolio – Emerging Markets Fund 3 Classes/ContractsColumbia Variable Portfolio – Global Strategic Income Fund 3 Classes/ContractsColumbia Variable Portfolio – Government Money Market Fund 3 Classes/ContractsColumbia Variable Portfolio – High Yield Bond Fund 3 Classes/ContractsColumbia Variable Portfolio – Income Opportunities Fund 3 Classes/ContractsColumbia Variable Portfolio – Intermediate Bond Fund 3 Classes/ContractsColumbia Variable Portfolio – Large Cap Growth Fund 3 Classes/ContractsColumbia Variable Portfolio – Large Cap Index Fund 3 Classes/ContractsColumbia Variable Portfolio – Ltd. Duration Credit Fund 2 Classes/ContractsColumbia Variable Portfolio – Overseas Core Fund 3 Classes/ContractsColumbia Variable Portfolio – Select Large Cap Value Fund 3 Classes/ContractsColumbia Variable Portfolio – Select Mid Cap Growth Fund 3 Classes/ContractsColumbia Variable Portfolio – Select Mid Cap Value Fund 3 Classes/ContractsColumbia Variable Portfolio – Select Small Cap Value Fund 3 Classes/ContractsColumbia Variable Portfolio – Seligman Global Technology Fund 2 Classes/ContractsColumbia Variable Portfolio – U.S. Equities Fund 2 Classes/ContractsColumbia Variable Portfolio – U.S. Government Mortgage Fund 3 Classes/ContractsCTIVP – Allspring Short Duration Government Fund 2 Classes/ContractsCTIVP – American Century Diversified Bond Fund 2 Classes/ContractsCTIVP – BlackRock Global Inflation-Protected Securities Fund 3 Classes/ContractsCTIVP – CenterSquare Real Estate Fund CTIVP – CenterSquare Real Estate Fund Class 1CTIVP – CenterSquare Real Estate Fund Class 2CTIVP – Los Angeles Capital Large Cap Growth Fund 2 Classes/ContractsCTIVP – MFS Value Fund CTIVP – MFS Value Fund Class 1CTIVP – MFS Value Fund Class 2CTIVP – Morgan Stanley Advantage Fund CTIVP – Morgan Stanley Advantage Fund Class 1CTIVP – Morgan Stanley Advantage Fund Class 2CTIVP – Principal Blue Chip Growth Fund CTIVP – Principal Blue Chip Growth Fund Class 1CTIVP – Principal Blue Chip Growth Fund Class 2CTIVP – T. Rowe Price Large Cap Value Fund 2 Classes/ContractsCTIVP – TCW Core Plus Bond Fund CTIVP – TCW Core Plus Bond Fund Class 1CTIVP – TCW Core Plus Bond Fund Class 2CTIVP – Victory Sycamore Established Value Fund 3 Classes/ContractsCTIVP – Westfield Mid Cap Growth Fund CTIVP – Westfield Mid Cap Growth Fund Class 1CTIVP – Westfield Mid Cap Growth Fund Class 2Variable Portfolio – Aggressive Portfolio Variable Portfolio – Aggressive Portfolio Class 2Variable Portfolio – Aggressive Portfolio Class 4Variable Portfolio – Columbia Wanger International Equities Fund 2 Classes/ContractsVariable Portfolio – Conservative Portfolio 2 Classes/ContractsVariable Portfolio – Eaton Vance Floating-Rate Income Fund 2 Classes/ContractsVariable Portfolio – Managed Volatility Moderate Growth Fund Variable Portfolio – Managed Volatility Moderate Growth Fund Class 2Variable Portfolio – Moderate Portfolio Variable Portfolio – Moderate Portfolio Class 2Variable Portfolio – Moderate Portfolio Class 4Variable Portfolio – Moderately Aggressive Portfolio 2 Classes/ContractsVariable Portfolio – Moderately Conservative Portfolio 2 Classes/ContractsVariable Portfolio – Partners Core Bond Fund 2 Classes/ContractsVariable Portfolio – Partners Core Equity Fund 3 Classes/ContractsVariable Portfolio – Partners International Core Equity Fund 2 Classes/ContractsVariable Portfolio – Partners International Growth Fund 2 Classes/ContractsVariable Portfolio – Partners International Value Fund 2 Classes/ContractsVariable Portfolio – Partners Small Cap Growth Fund 2 Classes/ContractsVariable Portfolio – Partners Small Cap Value Fund 3 Classes/Contracts

Annual Report by an Investment Company   —   Form N-SAR   —   ICA’40
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NSAR-B      Columbia Funds Variable Series Trust Ii              626±  2.66M 
 2: EX-99.77B ACCT LTTR  Exhibit 77B                                HTML     19K 
 3: EX-99.77E LEGAL  Exhibit 77E                                    HTML      6K 
 4: EX-99.77H CHNG CNTRL  Exhibit 77H                               HTML      7K 
 5: EX-99.77O RULE 10F-3  Exhibit 77O                               HTML    299K 


‘EX-99.77E LEGAL’   —   Exhibit 77E


This Exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  EXHIBIT 77E  

77E. Information regarding pending

and settled legal proceedings

Ameriprise Financial and certain of its affiliates have historically been involved in a number of legal, arbitration and regulatory proceedings, including routine litigation, class actions, and governmental actions, concerning matters arising in connection with the conduct of their business activities. Ameriprise Financial believes that the Funds are not currently the subject of, and that neither Ameriprise Financial nor any of its affiliates are the subject of, any pending legal, arbitration or regulatory proceedings that are likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds. Ameriprise Financial is required to make quarterly (10-Q), annual (10-K) and, as necessary, 8-K filings with the Securities and Exchange Commission (SEC) on legal and regulatory matters that relate to Ameriprise Financial and its affiliates. Copies of these filings may be obtained by accessing the SEC website at www.sec.gov.

There can be no assurance that these matters, or the adverse publicity associated with them, will not result in increased Fund redemptions, reduced sale of Fund shares or other adverse consequences to the Funds. Further, although we believe proceedings are not likely to have a material adverse effect on the Funds or the ability of Ameriprise Financial or its affiliates to perform under their contracts with the Funds, these proceedings are subject to uncertainties and, as such, we are unable to estimate the possible loss or range of loss that may result. An adverse outcome in one or more of these proceedings could result in adverse judgments, settlements, fines, penalties or other relief that could have a material adverse effect on the consolidated financial condition or results of operations of Ameriprise Financial.

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Filing Submission 0001193125-18-060456   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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