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Newell Brands Inc. – ‘8-K’ for 1/16/20

On:  Friday, 1/17/20, at 4:15pm ET   ·   For:  1/16/20   ·   Accession #:  1193125-20-10053   ·   File #:  1-09608

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/17/20  Newell Brands Inc.                8-K:5,9     1/16/20   11:186K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     28K 
 2: EX-10.1     Material Contract                                   HTML     37K 
 8: R1          Document and Entity Information                     HTML     47K 
10: XML         IDEA XML File -- Filing Summary                      XML     11K 
 9: XML         XBRL Instance -- d870296d8k_htm                      XML     13K 
11: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.LAB  XBRL Labels -- nwl-20200116_lab                      XML     53K 
 5: EX-101.PRE  XBRL Presentations -- nwl-20200116_pre               XML     34K 
 3: EX-101.SCH  XBRL Schema -- nwl-20200116                          XSD     12K 
 7: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    18K 
 6: ZIP         XBRL Zipped Folder -- 0001193125-20-010053-xbrl      Zip     17K 


‘8-K’   —   Current Report


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 iX: 
  Form 8-K  
 i false  i 0000814453 0000814453 2020-01-16 2020-01-16

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM  i 8-K

 

Current Report

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): January 17, 2020 ( i January 16, 2020)

 

 i NEWELL BRANDS INC.

(Exact name of registrant as specified in its charter)

 

 i Delaware

 

 i 1-9608

 

 i 36-3514169

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification Number)

 i 6655 Peachtree Dunwoody Rd.

 i Atlanta,  i GA  i 30328

(Address of principal executive offices including zip code)

 i (770)  i 418 - 7000

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

 

Trading

Symbol

 

Name of exchange

on which registered

 i Common stock, $1 par value per share

 

 i NWL

 

 i The Nasdaq Stock Market LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

 


Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

(e)     On January 17, 2020, Newell Brands Inc. (the “Company”) announced that Russell Torres, Group President, would be leaving the Company on March 8, 2020 (the “Separation Date”). In connection with his departure, on January 16, 2020 Mr. Torres and the Company entered into a separation agreement (the “Separation Agreement”) pursuant to which he agreed to a customary release and restrictive covenants. The Separation Agreement entitles Mr. Torres to receive certain payments and benefits after the Separation Date including but not limited to continued vesting of the portion of his May 2018 restricted stock unit award scheduled to vest in May 2020 and payment within sixty days of the Separation Date of the remaining installment of his May 2018 cash retention bonus, equaling $375,000. The foregoing summary is qualified in its entirety by reference to the Separation Agreement, a copy of which is attached as Exhibit 10.1 hereto and is incorporated by reference herein.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit
No.

   

Description

         
 

10.1

   

Separation Agreement and General Release, dated January 16, 2020, by and between Newell Brands Inc. and Russell Torres

         
 

104

   

Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101)

2


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

 

NEWELL BRANDS INC.

             

Dated: January 17, 2020

 

 

By:

 

/s/ Bradford R. Turner

 

 

 

Bradford R. Turner

 

 

 

Chief Legal and Administrative Officer and Corporate Secretary

3


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
3/8/20None on these Dates
Filed on:1/17/20
For Period end:1/16/20
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 9/12/22  Newell Brands Inc.                424B5                  2:743K                                   Donnelley … Solutions/FA
 9/09/22  Newell Brands Inc.                424B5                  1:709K                                   Donnelley … Solutions/FA
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Filing Submission 0001193125-20-010053   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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