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Resideo Technologies, Inc. – ‘8-K’ for 3/18/20

On:  Thursday, 3/19/20, at 9:13am ET   ·   For:  3/18/20   ·   Accession #:  1193125-20-78411   ·   File #:  1-38635

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/19/20  Resideo Technologies, Inc.        8-K:5       3/18/20    1:18K                                    Donnelley … Solutions/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     14K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  Form 8-K  

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): March 18, 2020

 

 

RESIDEO TECHNOLOGIES, INC.

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-38635   82-5318796

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

901 E 6th Street, Austin, Texas   78702
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (763) 954-5204

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class:

 

Trading

Symbol:

 

Name of each exchange

on which registered:

Common Stock, par value $0.001 per share   REZI   New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐

 

 

 


Item 5.02.

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On March 18, 2020, the Board of Directors of Resideo Technologies, Inc. (the “Company”) elected Cynthia L. Hostetler as a director of the Company effective March 19, 2020 to a term expiring at the 2020 annual meeting of stockholders. The Board does not expect to appoint Ms. Hostetler to any committees of the Board until after the annual meeting. Ms. Hostetler will participate in the non-employee director compensation program described in the Company’s proxy statement for its 2019 annual meeting of stockholders filed with the SEC on April 25, 2019, and will receive an annual equity grant pro-rated for her period of service from election to the anniversary of the 2019 annual meeting of stockholders.

 

2


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: March 19, 2020     RESIDEO TECHNOLOGIES, INC.
    By:  

/s/ Jeannine J. Lane

    Name:   Jeannine J. Lane
    Title:   Executive Vice President, General Counsel, Corporate Secretary and Chief Compliance Officer

 

3


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:3/19/20
For Period end:3/18/20
4/25/19DEF 14A,  DEFA14A
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/19/20  Resideo Technologies, Inc.        424B5                  1:706K                                   Donnelley … Solutions/FA
11/16/20  Resideo Technologies, Inc.        424B5                  1:707K                                   Donnelley … Solutions/FA
11/16/20  Resideo Technologies, Inc.        S-3ASR     11/16/20    4:587K                                   Donnelley … Solutions/FA
 8/04/20  Resideo Technologies, Inc.        S-8         8/04/20    4:89K                                    Donnelley … Solutions/FA
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Filing Submission 0001193125-20-078411   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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