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PGT Innovations, Inc. – ‘8-K’ for 2/7/20

On:  Thursday, 2/13/20, at 9:09pm ET   ·   As of:  2/14/20   ·   For:  2/7/20   ·   Accession #:  1193125-20-36031   ·   File #:  1-37971

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/14/20  PGT Innovations, Inc.             8-K:1,9     2/07/20   11:188K                                   Donnelley … Solutions/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     29K 
 2: EX-10.1     Material Contract                                   HTML     38K 
10: R1          Document and Entity Information                     HTML     47K 
 7: XML         IDEA XML File -- Filing Summary                      XML     11K 
 6: XML         XBRL Instance -- d891640d8k_htm                      XML     13K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.LAB  XBRL Labels -- pgti-20200207_lab                     XML     53K 
 5: EX-101.PRE  XBRL Presentations -- pgti-20200207_pre              XML     34K 
 3: EX-101.SCH  XBRL Schema -- pgti-20200207                         XSD     12K 
 8: JSON        XBRL Instance as JSON Data -- MetaLinks               12±    18K 
11: ZIP         XBRL Zipped Folder -- 0001193125-20-036031-xbrl      Zip     18K 


‘8-K’   —   Current Report


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 iX: 
  8-K  
 i false  i 0001354327 0001354327 2020-02-07 2020-02-07

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM  i 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): February 13, 2020 ( i February 7, 2020)

 

 i PGT Innovations, Inc.

(Exact name of registrant as specified in its charter)

 

 i Delaware

 

 i 001-37971

 

 i 20-0634715

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 i 1070 Technology Drive

 i North Venice,  i Florida

 

 i 34275

(Address of principal executive offices)

 

(Zip Code)

Registrant’s telephone number, including area code  i (941)  i 480-1600

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):

 i  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 i  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 i  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 i  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

 i Common Stock, Par Value $0.01

 

 i PGTI

 

 i New York Stock Exchange LLC

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).

Emerging growth company   i 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

 


Item 1.01 Entry into a Material Definitive Agreement

On February 7, 2020, PGT Innovations, Inc. (the “Company”) entered into a Product Supply and Sales Agreement (the “Agreement”), by and between the Company and Kuraray America, Inc., a Delaware corporation (“Kuraray”), for the supply by Kuraray and the purchase by the Company of certain polyvinyl butyral and ionoplast interlayer products (the “Products”) produced by Kuraray and necessary for the production of the Company’s branded window and door products. The Company has agreed to purchase 100% of its requirements for the Products from Kuraray, and Kuraray has agreed to supply such Products, effective January 1, 2020 through December 31, 2022. The foregoing description of the Agreement is qualified in its entirety by the full text of the Agreement, a copy of which is filed herewith as Exhibit 10.1 and incorporated in this Item 1.01 by reference.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

Exhibit

No.

   

Description

         
 

10.1

   

Product Supply and Sales Agreement, dated as of February 7, 2020, by and between PGT Innovations, Inc. and Kuraray America, Inc.

         
 

104

   

Cover Page Interactive Data File (embedded within the Inline XBRL document).

-2-


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

PGT Innovations, Inc.

             

Dated: February 13, 2020

 

 

By:

 

/s/ Sherri Baker

 

 

Name:

 

Sherri Baker

 

 

Title:

 

Senior Vice President and Chief Financial Officer


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
12/31/22
Filed as of:2/14/204,  SC 13G,  SC 13G/A
Filed on:2/13/20SC 13G/A
For Period end:2/7/20
1/1/20
 List all Filings 


4 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/23/24  PGT Innovations, Inc.             10-K       12/30/23  115:17M                                    Donnelley … Solutions/FA
 2/27/23  PGT Innovations, Inc.             10-K       12/31/22  130:24M                                    Donnelley … Solutions/FA
 6/10/22  PGT Innovations, Inc.             10-K/A      1/01/22  127:25M                                    Donnelley … Solutions/FA
 3/02/21  PGT Innovations, Inc.             10-K        1/02/21  126:24M                                    ActiveDisclosure/FA
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