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As Of Filer Filing For·On·As Docs:Size Issuer Agent 3/11/04 E Trade Financial Corp 10-K 12/31/03 8:2.9M RR Donnelley/FA |
Document/Exhibit Description Pages Size 1: 10-K Annual Report on Form 10-K HTML 2.53M 2: EX-10.63 Settlement Agreement Dated December 10, 2003 HTML 33K 3: EX-12.1 Statement of Earnings to Fixed Charges HTML 37K 4: EX-21.1 Subsidiaries of the Registrant HTML 16K 5: EX-23.1 Consent of Independent Auditors HTML 13K 6: EX-31.1 Certification of Mitchell H. Caplan Under Item 307 HTML 14K of Regulation S-K 7: EX-31.2 Certification of Robert J. Simmons Under Item 307 HTML 14K of Regulation S-K 8: EX-32.1 Cert of Mitchell Caplan and Robert Simmons Under HTML 8K Section 906
Prepared by R.R. Donnelley Financial -- Cert of Mitchell Caplan and Robert Simmons under Section 906 |
Exhibit 32.1
The certification set forth below is being submitted in connection with this annual report on Form 10-K of E*TRADE Financial Corporation (the “Annual Report”) for the purpose of complying with Rule 13a-14(b) or Rule 15d-14(b) of the Securities Exchange Act of 1934 (the “Exchange Act”) and Section 1350 of Chapter 63 of Title 18 of the United States Code.
Mitchell H. Caplan, the Chief Executive Officer and Robert J. Simmons, the Chief Financial Officer of E*TRADE Financial Corporation, each certifies that, to the best of their knowledge:
1. | the Annual Report fully complies with the requirements of Section 13(a) or 15(d) of the Exchange Act; and |
2. | the information contained in the Annual Report fairly presents, in all material respects, the financial condition and results of operations of E*TRADE Financial Corporation. |
/s/ MITCHELL H. CAPLAN |
Name: Mitchell H. Caplan Chief Executive Officer |
/s/ ROBERT J. SIMMONS |
Name: Robert J. Simmons Chief Financial Officer |