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E Trade Financial Corp – ‘10-K’ for 12/31/03 – EX-32.1

On:  Wednesday, 3/10/04, at 6:19pm ET   ·   As of:  3/11/04   ·   For:  12/31/03   ·   Accession #:  1193125-4-38392   ·   File #:  1-11921

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/11/04  E Trade Financial Corp            10-K       12/31/03    8:2.9M                                   RR Donnelley/FA

Annual Report   —   Form 10-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report on Form 10-K                          HTML   2.53M 
 2: EX-10.63    Settlement Agreement Dated December 10, 2003        HTML     33K 
 3: EX-12.1     Statement of Earnings to Fixed Charges              HTML     37K 
 4: EX-21.1     Subsidiaries of the Registrant                      HTML     16K 
 5: EX-23.1     Consent of Independent Auditors                     HTML     13K 
 6: EX-31.1     Certification of Mitchell H. Caplan Under Item 307  HTML     14K 
                          of Regulation S-K                                      
 7: EX-31.2     Certification of Robert J. Simmons Under Item 307   HTML     14K 
                          of Regulation S-K                                      
 8: EX-32.1     Cert of Mitchell Caplan and Robert Simmons Under    HTML      8K 
                          Section 906                                            


EX-32.1   —   Cert of Mitchell Caplan and Robert Simmons Under Section 906


This exhibit is an HTML Document rendered as filed.  [ Alternative Formats ]



  Prepared by R.R. Donnelley Financial -- Cert of Mitchell Caplan and Robert Simmons under Section 906  

Exhibit 32.1

 

The certification set forth below is being submitted in connection with this annual report on Form 10-K of E*TRADE Financial Corporation (the “Annual Report”) for the purpose of complying with Rule 13a-14(b) or Rule 15d-14(b) of the Securities Exchange Act of 1934 (the “Exchange Act”) and Section 1350 of Chapter 63 of Title 18 of the United States Code.

 

Mitchell H. Caplan, the Chief Executive Officer and Robert J. Simmons, the Chief Financial Officer of E*TRADE Financial Corporation, each certifies that, to the best of their knowledge:

 

  1. the Annual Report fully complies with the requirements of Section 13(a) or 15(d) of the Exchange Act; and

 

  2. the information contained in the Annual Report fairly presents, in all material respects, the financial condition and results of operations of E*TRADE Financial Corporation.

 

/s/    MITCHELL H. CAPLAN        

Name: Mitchell H. Caplan

Chief Executive Officer

 

/s/    ROBERT J. SIMMONS        

Name: Robert J. Simmons

Chief Financial Officer

 

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Filing Submission 0001193125-04-038392   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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