SEC Info - Diamond Lawrence M. - ‘4’ for 9/30/19 re: Mitesco, Inc.

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Diamond Lawrence M.

(Last)

(First)

(Middle)

7535 EAST HAMPDEN AVENUE

STE. 400

(Street)

DENVER

80231

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Mitesco, Inc. [ MITI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
9/30/19

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	9/30/19		P		570,000	A	$0.0272	570,000	D
Common Stock	10/1/19		A		1,000,000	A	⁽¹⁾	1,570,000	D
Common Stock	10/4/19		A		1,000,000	A	⁽²⁾	2,570,000	D
Common Stock	10/25/19		P		100,000	A	$0.026	2,670,000	D
Common Stock	10/31/19		P		100,000	A	$0.019	2,770,000	D
Common Stock	11/8/19		P		74,588	A	$0.025	2,844,588	D
Common Stock	11/11/19		P		125,412	A	$0.021	2,970,000	D
Common Stock	11/25/19		P		30,000	A	$0.039	3,000,000	D
Common Stock	1/23/20		P		100,000	A	$0.0299	3,100,000	D
Common Stock	2/26/20		P		171,324	A	$0.04	3,271,324	D
Common Stock	7/21/20		P		100,000	A	$0.07	3,371,324	D
Preferred X Stock, $25.00, 10%	12/31/19		P		2,000	A	$25	2,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Director, Employee, & Consultant Stock Option	$0.05	2/27/20		A		1,500,000		2/27/21	2/27/30	True Nature Common	1,500,000	$0.00	1,500,000	D

Explanation of Responses:

(1) The 1,000,000 shares described herein are shares of restricted common stock issued in conjunction with a compensation agreement for members of the Company's Board of Directors and are subject to reverse vesting such that a) 250,000 shares are fully vested 90 days after joining the Board; b) 250,000 shares are fully vested 180 days after joining the Board, c) 250,000 shares are fully vested after 270 days after joining the Board, and d) 250,000 shares are fully vested after the filing and acceptance by the SEC of the Form 10K for the period ending 12/31/19.

(2) The 1,000,000 described herein are restricted common stock issued in conjunction with a compensation agreement for senior executives of the company and are subject to reverse vesting such that a) 25% of restricted stock shares once the Employee has been with the Employer for 90 days from the effective date of this agreement; b) 25% of restricted stock shares once the Employer completes a capital raise of at least $2,000,000; c) 25% of restricted stock shares once the Employee has been with the Company for 365 days from the effective date of this agreement; d) 25% restricted stock shares once the Employer files a 10K that reports $20,000,000 in Gross Revenue.

Remarks:

On 12/31/19 the Company issued a new Series X Preferred stock in exchange for the cancellation of certain amounts owed. As a result of the issuance of 2,000 shares, there was a cancellation of $50,000 of debt obligations. The Series X preferred stock has voting rights equal to 20,000 votes of common stock per share. Therefore, this holder now has 40,000,000 votes as a result of the Series X issuance, and 3,271,324 shares for all common stock held as of this date, or a total of 7.1% of all available votes. A Form 8K was filed by the Company on 12/30/19 date which more fully describes the Series X Preferred Stock, which can be found here: 1185185-20-19

	/s/ Lawrence M. Diamond	7/21/20
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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____________ Transaction Codes:
A	Grant, award or other acquisition pursuant to Rule 16b-3(d).
P	Open market or private purchase of non-derivative or derivative security.

Diamond Lawrence M. – ‘4’ for 9/30/19 re: Mitesco, Inc.

On: Tuesday, 7/21/20, at 5:18pm ET · For: 9/30/19 · Accession #: 1185185-20-1036 · File #: 0-53601

Previous ‘4’: ‘4’ on 3/9/20 for 9/30/19 · Next: ‘4’ on 9/1/20 for 9/30/19 · Latest: ‘4’ on 12/20/23 for 12/18/23

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Diamond Lawrence M. – ‘4’ for 9/30/19 re: Mitesco, Inc.

On: Tuesday, 7/21/20, at 5:18pm ET · For: 9/30/19 · Accession #: 1185185-20-1036 · File #: 0-53601

Previous ‘4’: ‘4’ on 3/9/20 for 9/30/19 · Next: ‘4’ on 9/1/20 for 9/30/19 · Latest: ‘4’ on 12/20/23 for 12/18/23

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents