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Kamin Peter H – ‘SC 13G/A’ on 11/21/14 re: Ari Network Services Inc/WI

On:  Friday, 11/21/14, at 9:14am ET   ·   Accession #:  1171520-14-768   ·   File #:  5-42176

Previous ‘SC 13G’:  ‘SC 13G’ on 4/17/14   ·   Latest ‘SC 13G’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/21/14  Kamin Peter H                     SC 13G/A               1:38K  Ari Network Services Inc/WI       Elec Publishing Svcs Inc

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Beneficial Ownership      HTML     24K 


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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 

SCHEDULE 13G

(Rule 13d-102)

 

Under the Securities Exchange Act of 1934

 

(Amendment No. 8)*

 

 

ARI NETWORK SERVICES, Inc.

--------------------------------------------------------------------------------

(Name of Issuer)

 

Common Stock, $0.001 par value

--------------------------------------------------------------------------------

(Title of Class of Securities)

 

001930205

--------------------------------------------------------------------------------

(CUSIP Number)

 

November 21, 2014

--------------------------------------------------------------------------------

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule

is filed:

 

         Rule 13d-1(b)

 

         Rule 13d-1(c)

 

         Rule 13d-1(d)

 

 

* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 

 
 

 

CUSIP No. 001930205

 

Page 2 of 5 Pages

 

________________________________________________________________________________

1.    NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

Peter H. Kamin

Peter H. Kamin Childrens Trust

Peter H. Kamin P/S/P

Peter H. Kamin Family Foundation – 04-3398587

3K Limited Partnership

_______________________________________________________________________________

2.    CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

                                                                 (a)  [_]

                                                                 (b)  [_]

________________________________________________________________________________

3.    SEC USE ONLY

 

 

________________________________________________________________________________

4.    CITIZENSHIP OR PLACE OF ORGANIZATION

 

Peter H. Kamin – US Citizen

Peter H. Kamin Childrens Trust – Massachusetts

Peter H. Kamin P/S/P – Massachusetts

Peter H. Kamin Family Foundation – Massachusetts

3K Limited Partnership – Delaware

________________________________________________________________________________

 

NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH

 

5.   SOLE VOTING POWER

 

Peter H. Kamin – 378,295

Peter H. Kamin Childrens Trust – 88,662

Peter H. Kamin P/S/P – 145,233

Peter H. Kamin Family Foundation – 28,700

3K Limited Partnership – 56,601

__________________________________________________________________________

6.   SHARED VOTING POWER

 

0

__________________________________________________________________________

7.   SOLE DISPOSITIVE POWER

 

Peter H. Kamin – 378,295

Peter H. Kamin Childrens Trust – 88,662

Peter H. Kamin P/S/P – 145,233

Peter H. Kamin Family Foundation – 28,700

3K Limited Partnership – 56,601

__________________________________________________________________________

8.   SHARED DISPOSITIVE POWER

 

0

________________________________________________________________________________

9.    AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

697,491

________________________________________________________________________________

10.   CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*

 

                                                                          [_]

________________________________________________________________________________

11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

4.9%

________________________________________________________________________________

12.   TYPE OF REPORTING PERSON*

 

IN

________________________________________________________________________________

*SEE INSTRUCTIONS BEFORE FILLING OUT!

 

 
 

 

CUSIP No. 001930205

 

                 13G                    Page 3 of 5 Pages

 

Item 1(a).  Name of Issuer:

 

ARI Network Services, Inc.

            ____________________________________________________________________

 

Item 1(b).  Address of Issuer's Principal Executive Offices:

 

10850 West Park Place, Suite 1200

Milwaukee, WI 53224

           ____________________________________________________________________

 

Item 2(a).  Name of Person Filing:

 

Peter H. Kamin

Peter H. Kamin Childrens Trust

Peter H. Kamin P/S/P

Peter H. Kamin Family Foundation

3K Limited Partnership

            ____________________________________________________________________

 

Item 2(b).  Address of Principal Business Office, or if None, Residence:

 

One Avery Street, 17B, Boston, MA  02111

            ____________________________________________________________________

 

Item 2(c).  Citizenship:

 

Mr. Kamin is a US citizen. The 3K Limited Partnership is organized under Delaware Law. The other reporting entities are organized under Massachusetts law.

            ____________________________________________________________________

 

Item 2(d).  Title of Class of Securities:

 

Common Stock, $0.001 par value (the “Common Stock”)

            ____________________________________________________________________

 

Item 2(e).  CUSIP Number:

 

001930205

            ____________________________________________________________________

 

 Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

 

The person is not listed in Items 3 (a) through 3 (j)

 

 

 
 

 

CUSIP No. 001930205

 

                 13G                    Page 4 of 5 Pages

 

Item 4.  Ownership.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)   Amount beneficially owned:

 

Mr. Kamin is the owner of 697,491 shares of Common Stock.

 

Mr. Kamin beneficially owns 697,491 shares of Common Stock, which represents approximately 4.9% of the shares of Common Stock issued and outstanding.  This percentage is determined by dividing the number of shares beneficially held by Mr. Kamin by 14,197,438, the number of shares of Common Stock issued and outstanding as of July 31, 2014, as reported in the Issuer’s Form 10-K filed with the Securities and Exchange Commission on October 20, 2014.

 

          _____________________________________________________________________

 

(b)   Percent of class:

 

Mr. Kamin may direct the vote and disposition of 972,654 shares of Common Stock.

          ______________________________________________________________________

 

Item 5.  Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities check the following [ ].

 

Inapplicable

         _______________________________________________________________________

 

Item 6.  Ownership of More Than Five Percent on Behalf of Another Person.

 

Inapplicable

          _____________________________________________________________________

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

 

 Inapplicable

          _____________________________________________________________________

 

Item 8.  Identification and Classification of Members of the Group.

 

Inapplicable

          _____________________________________________________________________


Item 9.  Notice of Dissolution of Group.

 

Inapplicable

          _____________________________________________________________________

 

 
 

Item 10. Certifications.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect.

 

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

  November 21, 2014
  (Date)
   
   
  /s/ Peter H. Kamin
  (Signature)

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G/A’ Filing    Date    Other Filings
Filed on:11/21/144,  SC 13D/A
10/20/14
7/31/1410-K,  4,  SC 13G
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