SEC Info - Gidwitz James G, et al. - ‘4’ for 12/13/19 re: Continental Materials Corp.

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

GIDWITZ JAMES G

(Last)

(First)

(Middle)

440 S. LASALLE STREET

SUITE 3100

(Street)

CHICAGO

60605

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
CONTINENTAL MATERIALS CORP [ CUO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
Chairman of the Board

3. Date of Earliest Transaction (Month/Day/Year)
12/13/19

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock								126,208	I	See footnote ⁽¹⁾
Common stock								33,140	I	See footnote ⁽⁶⁾
Common stock								66,002	D ⁽⁵⁾
Common stock	12/13/19		A		2,833 ⁽⁷⁾	A	$7.5 ⁽⁷⁾	25,835	D ⁽³⁾
Common stock	12/13/19		A		2,833 ⁽⁷⁾	A	$7.5 ⁽⁷⁾	5,833	D ⁽⁴⁾
Common stock	12/13/19		A		2,833 ⁽⁷⁾	A	$7.5 ⁽⁷⁾	9,941	D ⁽²⁾
Common Stock								727,126	I	See footnote ⁽¹⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

1. Name and Address of Reporting Person^*

GIDWITZ JAMES G

(Last)

(First)

(Middle)

440 S. LASALLE STREET

SUITE 3100

(Street)

CHICAGO

60605

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

GIDWITZ RALPH W

(Last)

(First)

(Middle)

440 S. LASALLE STREET

SUITE 3100

(Street)

CHICAGO

60605

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

Gidwitz Scott

(Last)

(First)

(Middle)

440 SOUTH LASALLE STREET

SUITE 3100

(Street)

CHICAGO

60605

(City)

(State)

(Zip)

1. Name and Address of Reporting Person^*

Gidwitz Steve

(Last)

(First)

(Middle)

440 SOUTH LASALLE STREET

SUITE 3100

(Street)

CHICAGO

60605

(City)

(State)

(Zip)

Explanation of Responses:

(1) The Reporting Persons are partners of a general partnership that is the record owner of the shares of the Issuer's Common Stock reported herein. In that capacity, each of the Reporting Persons is deemed to be the beneficial owner of such Common Stock for Section 16 purposes. Each of the Reporting Persons disclaims beneficial ownership of such Common Stock except to the extent of his or her beneficial interest in such partnership. Reported shares purchased may represent more than one transaction.

(2) Shares held of record by, and beneficially owned by, Reporting Person Steven B. Gidwitz.

(3) Shares held of record by, and beneficially owned by, Reporting Person Ralph W. Gidwitz.

(4) Shares held of record by, and beneficially owned by, Reporting Person Scott Gidwitz.

(5) Shares held of record by, and beneficially owned by, Reporting Person James G. Gidwitz.

(6) Shares owned by James G. Gidwitz through Issuer's 401(K) Plan.

(7) Grant of 2,833 shares as compensation for service as a Director for the year 2020 under the 2010 Non-Employee Director Stock Plan pursuant to 16b-3(d).

	James G. Gidwitz	12/17/19
	Ralph W. Gidwitz	12/17/19
	Scott Gidwitz	12/17/19
	Steven B. Gidwitz	12/17/19
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

____________ Transaction Code:
A	Grant, award or other acquisition pursuant to Rule 16b-3(d).

Gidwitz James G, et al. – ‘4’ for 12/13/19 re: Continental Materials Corp.

On: Tuesday, 12/17/19, at 1:05pm ET · For: 12/13/19 · Accession #: 1179110-19-12881 · File #: 1-03834

Previous ‘4’: ‘4’ on 11/20/19 for 11/19/19 · Latest ‘4’: This Filing

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents

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Gidwitz James G, et al. – ‘4’ for 12/13/19 re: Continental Materials Corp.

On: Tuesday, 12/17/19, at 1:05pm ET · For: 12/13/19 · Accession #: 1179110-19-12881 · File #: 1-03834

Previous ‘4’: ‘4’ on 11/20/19 for 11/19/19 · Latest ‘4’: This Filing

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34Filing Table of Contents

This ‘4’ Document is an XML Data File that may be rendered in various formats:

Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — SEA’34
Filing Table of Contents