SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Ieh Corp – ‘8-K’ for 11/19/19

On:  Thursday, 11/21/19, at 3:42pm ET   ·   For:  11/19/19   ·   Accession #:  1174947-19-1228   ·   File #:  0-05278

Previous ‘8-K’:  ‘8-K’ on 8/21/19 for 8/19/19   ·   Next:  ‘8-K’ on 2/19/20 for 2/18/20   ·   Latest:  ‘8-K’ on 2/14/24 for 2/13/24

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/21/19  Ieh Corp                          8-K:2,5    11/19/19    2:31K                                    Computershare C… Svcs/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     19K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML      6K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934

DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED): November 19, 2019

IEH Corporation
(Exact name of registrant as specified in its charter)

 

COMMISSION FILE NUMBER:  0-5278

New York 13-5549348
(State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.)

 

140 58th Street, Suite 8E
Brooklyn, New York 11220
(Address and zip code of principal executive offices)

(718) 492-4440
(Registrant's telephone number, including area code

 

CHECK THE APPROPRIATE BOX BELOW IF THE FORM 8-K FILING IS INTENDED TO SIMULTANEOUSLY SATISFY THE FILING OBLIGATION OF THE REGISTRANT UNDER ANY OF THE FOLLOWING PROVISIONS:

 

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 C: 

 

 

Item 2.02 Results of Operations and Financial Conditions

 

On November 19, 2019, IEH Corporation announced by press release its financial results for its fiscal quarter ended September 27, 2019. A copy of the press release is attached hereto as Exhibit 99.1.

 

The information in Item 2.02 of this Current Report shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section. The information in Item 2.02 of this Current Report shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, except as shall be expressly set forth by specific reference in such filing.

 

Item 5.07 Submission of Matters to a Vote of Security Holders.

 

The Company held its 2019 Annual Meeting of Shareholders on November 19, 2019 at the offices of OTC Markets Group in New York, New York. The results of the matters voted on by the shareholders are set forth below. Only shareholders of record as of the close of business on October 21, 2019 were entitled to vote at the 2019 Annual Meeting. As of the record date, 2,331,751 shares of common stock of the Company were issued and outstanding and entitled to vote at the 2019 Annual Meeting. At the 2019 Annual Meeting, 2,097,602 shares of common stock of the Company were represented, in person or by proxy, constituting a quorum.

 

The proposals presented to the Company’s shareholders at the 2019 Annual Meeting are described in detail in the Company’s Proxy Statement. The final results for the votes regarding each proposal are set forth below.

 

Proposal 1 – Election of three Class II directors nominated by the Board to serve until the Company’s 2021 Annual Meeting and until their respective successors are duly elected and qualified

 

The three nominees who received the highest number of votes (all of the below individuals) were elected to the board of directors to hold office for a two-year term and until their respective successors are elected and qualified. The shareholders voted to elect the following three directors by the votes indicated below:

 

Nominee   For   Withheld   Broker Non-Votes
             
Gerald E. Chafetz   1,121,044    107,244   869,334
             
Allen Gottlieb   1,121,054   107,214   869,334
             
David Offerman   1,215,834   12,434   869,334
             

 

Proposal 2 – Advisory Vote on the Compensation of the Company’s Named Executive Officers

 

The shareholders approved, on an advisory basis, the compensation paid to the Company’s named executive officers, as disclosed pursuant to Item 402 of Regulation S-K and contained in the Company’s Proxy Statement, by the following votes:

 

For   Against   Abstain   Broker Non-Votes
1,122,139   95,605   10,524   869,334

 

Proposal 3 – Ratification of Selection of Independent Registered Public Accounting Firm

 

The shareholders voted to ratify the selection of Marcum LLP, as the Company’s independent registered public accounting firm for the fiscal year ending March 27, 2020, by the following votes:

 

For   Against   Abstain
  1,838,967   3,272   255,363

 

 C: 

 C: 

 

Item 9 Financial Statements and Exhibits

 

(d)           Exhibits

Exhibit 99.1Press Release, dated November 19, 2019

 

 C: 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.

    IEH Corporation
     
   

By: /s/ Robert Knoth

 

    Name: Robert Knoth
    Title:   Chief Financial Officer
 Date:   November 21, 2019    

 

 C: 

 

 

EXHIBIT INDEX

Exhibit
Number
Description  
   
99.1 Press Release dated November 19, 2019.

 

 

 

 C: 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
3/27/20
Filed on:11/21/19
For Period end:11/19/1910-Q,  DEF 14A
10/21/19
9/27/1910-Q,  NT 10-Q
 List all Filings 
Top
Filing Submission 0001174947-19-001228   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Mar. 28, 5:16:43.1pm ET